Purchases and Sales Made in Q4 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2024
Q4 2023
|
Apexium Financial, LP
|
SELL
|
- |
-994- 7.65% |
$64.3K - $72K
|
12K
$946K
|
|
|
Jan 19, 2024
Q4 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.06K- 7.3% |
$68.3K - $76.5K
|
13.4K
$1.06M
|
|
|
Jan 31, 2024
Q4 2023
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-1.06K- 76.51% |
$68.7K - $77K
|
326
$25.7K
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
SELL
|
- |
-1.07K- 23.15% |
$69.3K - $77.7K
|
3.56K
$281K
|
|
|
Jan 09, 2024
Q4 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-1.12K- 1.1% |
$72.2K - $80.9K
|
101K
$7.95M
|
|
|
Feb 07, 2024
Q4 2023
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-1.17K- 81.75% |
$75.4K - $84.4K
|
260
$20.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Mount Lucas Management LP
Newtown, PA |
SELL
|
- |
-1.18K- 3.18% |
$76.4K - $85.6K
|
36K
$2.84M
|
|
|
Jan 25, 2024
Q4 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-1.23K- 24.32% |
$79.5K - $89.1K
|
3.83K
$302K
|
|
|
Jan 18, 2024
Q4 2023
|
Burns J W & CO Inc
|
SELL
|
- |
-1.25K- 5.75% |
$80.9K - $90.6K
|
20.5K
$1.62M
|
|
|
Feb 02, 2024
Q4 2023
|
Overbrook Management Corp
New York, NY |
SELL
|
- |
-1.35K- 7.51% |
$87K - $97.5K
|
16.6K
$1.31M
|
|
|
Feb 06, 2024
Q4 2023
|
Petix & Botte CO
|
SELL
|
- |
-1.4K- 1.03% |
$90.4K - $101K
|
135K
$10.6M
|
|
|
Jan 31, 2024
Q4 2023
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-1.4K- 20.05% |
$90.6K - $101K
|
5.58K
$440K
|
|
|
Feb 13, 2024
Q4 2023
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.4K- 4.56% |
$90.6K - $102K
|
29.3K
$2.31M
|
|
|
Feb 06, 2024
Q4 2023
|
Ntv Asset Management LLC
|
SELL
|
- |
-1.43K- 1.19% |
$92.6K - $104K
|
119K
$9.36M
|
|
|
Feb 02, 2024
Q4 2023
|
Simplex Trading, LLC
|
SELL
|
- |
-1.61K- 77.52% |
$104K - $116K
|
466
$36.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-1.61K- 0.92% |
$104K - $117K
|
174K
$13.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.66K- 17.29% |
$107K - $120K
|
7.94K
$626K
|
|
|
Jan 24, 2024
Q4 2023
|
Retireful, LLC
|
SELL
|
- |
-1.67K- 25.8% |
$108K - $121K
|
4.79K
$378K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
SELL
|
- |
-1.69K- 15.67% |
$109K - $122K
|
9.09K
$718K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.72K- 30.02% |
$111K - $125K
|
4.01K
$316K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.81K- 1.55% |
$117K - $131K
|
115K
$9.05M
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.82K- 1.08% |
$118K - $132K
|
167K
$13.1M
|
|
|
Feb 26, 2024
Q4 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.84K- 27.62% |
$119K - $133K
|
4.82K
$380K
|
|
|
Jan 05, 2024
Q4 2023
|
Montecito Bank & Trust
|
SELL
|
- |
-1.88K- 7.67% |
$122K - $136K
|
22.7K
$1.79M
|
|
|
Feb 14, 2024
Q4 2023
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-1.94K- 26.45% |
$125K - $140K
|
5.39K
$425K
|
|
|
Jan 18, 2024
Q4 2023
|
West Wealth Group, LLC
|
SELL
|
- |
-1.97K- 27.94% |
$128K - $143K
|
5.09K
$402K
|
|
|
Feb 15, 2024
Q4 2023
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-2.16K- 11.76% |
$140K - $156K
|
16.2K
$1.28M
|
|
|
Jan 23, 2024
Q4 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-2.18K- 5.59% |
$141K - $158K
|
36.8K
$2.91M
|
|
|
Jan 25, 2024
Q4 2023
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-2.18K- 9.79% |
$141K - $158K
|
20.1K
$1.59M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.19K- 20.8% |
$141K - $158K
|
8.32K
$656K
|
|
|
Jan 08, 2024
Q4 2023
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-2.35K- 29.55% |
$152K - $170K
|
5.6K
$442K
|
|
|
Feb 05, 2024
Q4 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.45K- 25.71% |
$158K - $177K
|
7.07K
$558K
|
|
|
Feb 23, 2024
Q4 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-2.52K- 4.2% |
$163K - $183K
|
57.5K
$4.54M
|
|
|
Jan 30, 2024
Q4 2023
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-2.63K- 7.67% |
$170K - $191K
|
31.7K
$2.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2.69K- 90.84% |
$174K - $195K
|
271
$21.4K
|
|
|
Feb 06, 2024
Q4 2023
|
M&T Bank Corp
|
SELL
|
- |
-2.81K- 18.32% |
$181K - $203K
|
12.5K
$987K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.82K- 21.24% |
$183K - $205K
|
10.5K
$826K
|
|
|
Jan 09, 2024
Q4 2023
|
David J Yvars Group
|
SELL
|
- |
-2.83K- 4.26% |
$183K - $205K
|
63.7K
$5.03M
|
|
|
Jan 18, 2024
Q4 2023
|
First National Corp
|
SELL
|
- |
-2.9K- 9.19% |
$188K - $210K
|
28.6K
$2.26M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-3.1K- 6.12% |
$201K - $225K
|
47.6K
$3.75M
|
|
|
Jan 23, 2024
Q4 2023
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-3.14K- 15.07% |
$203K - $227K
|
17.7K
$1.39M
|
|
|
Jan 16, 2024
Q4 2023
|
Fsc Wealth Advisors, LLC
|
SELL
|
- |
-3.17K- 2.66% |
$205K - $230K
|
116K
$9.15M
|
|
|
Jan 30, 2024
Q4 2023
|
True Private Wealth Advisors
|
SELL
|
- |
-3.3K- 8.66% |
$214K - $239K
|
34.8K
$2.75M
|
|
|
Feb 12, 2024
Q4 2023
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-3.34K- 37.96% |
$216K - $242K
|
5.46K
$431K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-3.42K- 15.48% |
$221K - $248K
|
18.7K
$1.47M
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-3.47K- 53.88% |
$225K - $252K
|
2.97K
$234K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.78K- 0.94% |
$244K - $274K
|
396K
$31.3M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.78K- 4.1% |
$245K - $274K
|
88.4K
$6.98M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-3.8K- 22.52% |
$246K - $275K
|
13.1K
$1.03M
|
|
|
Jan 19, 2024
Q4 2023
|
Signature Securities Group Corporation
|
SELL
|
- |
-3.84K- 12.7% |
$248K - $278K
|
26.4K
$2.08M
|