Purchases and Sales Made in Q4 2023 in Spdr Bloomberg Convertible Sec (CWB)
This table provides information about the institutional ownership of Spdr Bloomberg Convertible Sec (CWB) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR BLOOMBERG CONVERTIBLE SEC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.36K- 5.64% |
$282K - $316K
|
72.8K
$5.73M
|
|
|
Feb 08, 2024
Q4 2023
|
Amg National Trust Bank
|
SELL
|
- |
-4.55K- 4.01% |
$294K - $330K
|
109K
$8.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-5.19K- 28.09% |
$336K - $376K
|
13.3K
$1.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-5.59K- 25.29% |
$361K - $405K
|
16.5K
$1.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-5.89K- 39.76% |
$381K - $426K
|
8.92K
$702K
|
|
|
Feb 09, 2024
Q4 2023
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-6K- 37.5% |
$388K - $435K
|
10K
$787K
|
|
|
Feb 08, 2024
Q4 2023
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-6.16K- 34.95% |
$398K - $446K
|
11.5K
$902K
|
|
|
Jan 02, 2024
Q4 2023
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-6.95K- 3.51% |
$449K - $503K
|
191K
$15M
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-7.25K- 86.6% |
$469K - $525K
|
1.12K
$88.3K
|
|
|
Feb 06, 2024
Q4 2023
|
Sykon Capital LLC
Harrison, NY |
SELL
|
- |
-7.7K- 13.11% |
$498K - $558K
|
51.1K
$4.02M
|
|
|
Jan 23, 2024
Q4 2023
|
Webster Bank, N. A.
|
SELL
|
- |
-8.07K- 37.22% |
$522K - $585K
|
13.6K
$1.07M
|
|
|
Jan 12, 2024
Q4 2023
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-8.66K- 21.68% |
$560K - $628K
|
31.3K
$2.46M
|
|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-8.91K- 42.92% |
$576K - $646K
|
11.8K
$933K
|
|
|
Jan 30, 2024
Q4 2023
|
Dakota Wealth Management
|
SELL
|
- |
-8.92K- 2.82% |
$577K - $647K
|
307K
$24.2M
|
|
|
Jan 31, 2024
Q4 2023
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-9.05K- 11.83% |
$585K - $656K
|
67.5K
$5.31M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-12.1K- 32.07% |
$783K - $877K
|
25.6K
$2.02M
|
|
|
Feb 02, 2024
Q4 2023
|
Florin Court Capital LLP
|
SELL
|
- |
-12.5K- 9.06% |
$809K - $906K
|
125K
$9.87M
|
|
|
Aug 29, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-12.7K- 5.45% |
$822K - $921K
|
221K
$17.4M
|
|
|
Jan 30, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-12.7K- 5.45% |
$822K - $921K
|
221K
$17.4M
|
|
|
Jan 24, 2024
Q4 2023
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-12.7K- 24.79% |
$823K - $922K
|
38.6K
$3.04M
|
|
|
Jan 18, 2024
Q4 2023
|
Values First Advisors, Inc.
|
SELL
|
- |
-12.9K- 99.88% |
$834K - $935K
|
16
$1.26K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13K- 62.63% |
$842K - $943K
|
7.77K
$612K
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-16.3K- 53.11% |
$1.05M - $1.18M
|
14.4K
$1.13M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-16.5K- 7.15% |
$1.07M - $1.2M
|
214K
$16.9M
|
|
|
Feb 01, 2024
Q4 2023
|
Efg Asset Management (Americas) Corp.
|
SELL
|
- |
-17.8K- 35.27% |
$1.15M - $1.29M
|
32.7K
$2.58M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-18.2K- 75.09% |
$1.18M - $1.32M
|
6.05K
$476K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-20.5K- 1.83% |
$1.32M - $1.48M
|
1.1M
$86.5M
|
|
|
Feb 08, 2024
Q4 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-25.4K- 30.77% |
$1.64M - $1.84M
|
57.1K
$4.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-26.4K- 9.96% |
$1.71M - $1.92M
|
239K
$18.8M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-28.4K- 9.02% |
$1.84M - $2.06M
|
286K
$22.5M
|
|
|
Feb 12, 2024
Q4 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-32.3K- 92.07% |
$2.09M - $2.34M
|
2.78K
$219K
|
|
|
Feb 12, 2024
Q4 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
SELL
|
- |
-32.6K- 13.96% |
$2.11M - $2.36M
|
201K
$15.8M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-43.7K- 36.17% |
$2.83M - $3.17M
|
77.2K
$6.08M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-45.8K- 22.76% |
$2.96M - $3.32M
|
155K
$12.2M
|
|
|
Jan 12, 2024
Q4 2023
|
Burns Matteson Capital Management, LLC
Corning, NY |
SELL
|
- |
-49KClosed |
$3.17M - $3.55M
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-51.5K- 30.28% |
$3.33M - $3.73M
|
119K
$9.33M
|
|
|
Feb 13, 2024
Q4 2023
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-51.5K- 59.88% |
$3.33M - $3.73M
|
34.5K
$2.72M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-53.1K- 8.99% |
$3.44M - $3.85M
|
538K
$42.3M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-55.3K- 5.48% |
$3.58M - $4.01M
|
955K
$75.2M
|
|
|
Jan 11, 2024
Q4 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-55.9K- 71.14% |
$3.62M - $4.05M
|
22.7K
$1.79M
|
|
|
Feb 13, 2024
Q4 2023
|
Stephens Inc
|
SELL
|
- |
-57.2K- 38.57% |
$3.7M - $4.14M
|
91.1K
$7.17M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-63.8K- 77.01% |
$4.13M - $4.63M
|
19.1K
$1.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-63.9K- 19.2% |
$4.13M - $4.63M
|
269K
$21.2M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-77.8K- 31.72% |
$5.03M - $5.64M
|
167K
$13.2M
|
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-78.3K- 98.69% |
$5.06M - $5.67M
|
1.04K
$82K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-82.2K- 88.81% |
$5.32M - $5.96M
|
10.4K
$815K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-84.9K- 32.01% |
$5.49M - $6.16M
|
180K
$14.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-85K- 37.27% |
$5.5M - $6.16M
|
143K
$11.3M
|
|
|
Feb 02, 2024
Q4 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-102K- 72.63% |
$6.63M - $7.43M
|
38.6K
$3.04M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-104K- 96.49% |
$6.75M - $7.57M
|
3.79K
$299K
|