Latest Institutional Transactions on Double Line Opportunistic Credit Fund (DBL)
This table provides information on the latest institutional transactions involving Double Line Opportunistic Credit Fund (DBL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 07, 2019
Q1 2019
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-4.3KClosed |
$78.1K - $88.5K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-2.6KClosed |
$47.2K - $53.5K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-400Closed |
$7.27K - $8.24K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Essex Financial Services, Inc.
|
SELL
|
- |
-23.1KClosed |
$419K - $475K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
10.3KNew |
$208K - $218K
|
10.3K
$158K
|
|
|
Nov 14, 2018
Q3 2018
|
Scotia Capital Inc.
|
SELL
|
- |
-23.4KClosed |
$476K - $497K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-174Closed |
$3.53K - $3.69K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-82.3KClosed |
$1.67M - $1.74M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-11.5KClosed |
$232K - $243K
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-9.67KClosed |
$196K - $205K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-503Closed |
$10.2K - $10.7K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-180Closed |
$3.65K - $3.81K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-15.1KClosed |
$307K - $320K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-373Closed |
$7.67K - $8.08K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$264K - $278K
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
5.65K+ 37.67% |
$116K - $122K
|
20.6K
$317K
|
|
|
Aug 07, 2018
Q2 2018
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-17.4KClosed |
$358K - $377K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Aug 30, 2024
Q1 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-480Closed |
$10.2K - $10.8K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-17KClosed |
$360K - $381K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-10.9KClosed |
$230K - $244K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-21.4KClosed |
$454K - $481K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-4.73KClosed |
$100K - $106K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-632Closed |
$13.4K - $14.2K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 09, 2018
Q4 2017
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-9.6KClosed |
$212K - $230K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-192Closed |
$4.24K - $4.59K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.06KClosed |
$25.4K - $26.2K
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-279Closed |
$6.68K - $6.9K
|
0
$0
|
|