Latest Institutional Transactions on Double Line Opportunistic Credit Fund (DBL)
This table provides information on the latest institutional transactions involving Double Line Opportunistic Credit Fund (DBL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
75New |
$1.13K - $1.19K
|
75
$1.15K
|
|
|
Nov 14, 2025
Q3 2025
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-1.6K- 5.95% |
$24.1K - $25.3K
|
25.2K
$387K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.54K+ 7.05% |
$23.3K - $24.5K
|
23.4K
$359K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
73+ 0.29% |
$1.1K - $1.16K
|
25.6K
$393K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.3K+ 6.62% |
$276K - $291K
|
294K
$4.52M
|
|
|
Nov 14, 2025
Q3 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
166KNew |
$2.51M - $2.64M
|
166K
$2.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
204K+ 86.29% |
$3.07M - $3.23M
|
439K
$6.74M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-63.4K- 10.39% |
$958K - $1.01M
|
547K
$8.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.9KNew |
$180K - $189K
|
11.9K
$183K
|
|
|
Nov 14, 2025
Q3 2025
|
Strategic Wealth Partners, Ltd.
Independence, OH |
BUY
|
- |
980+ 1.12% |
$14.8K - $15.6K
|
88.3K
$1.36M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-1.84K- 1.24% |
$27.8K - $29.2K
|
147K
$2.26M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
300+ 1.12% |
$4.53K - $4.76K
|
27K
$415K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.43K- 1.26% |
$36.7K - $38.6K
|
190K
$2.92M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-25.5K- 11.78% |
$385K - $405K
|
191K
$2.93M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
131K+ 3.99% |
$1.97M - $2.07M
|
3.4M
$52.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Fort Sheridan Advisors LLC
Highland Park, IL |
SELL
|
- |
-2.49K- 13.63% |
$37.6K - $39.6K
|
15.8K
$242K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
519+ 0.09% |
$7.84K - $8.24K
|
575K
$8.82M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
30.6K+ 22.94% |
$462K - $486K
|
164K
$2.52M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
12.5KNew |
$188K - $198K
|
12.5K
$191K
|
|
|
Nov 13, 2025
Q3 2025
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
236+ 15.63% |
$3.56K - $3.75K
|
1.75K
$26.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-14.8K- 41.52% |
$223K - $234K
|
20.8K
$319K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.13K+ 4.04% |
$17K - $17.9K
|
29K
$446K
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
63.7K+ 73.17% |
$961K - $1.01M
|
151K
$2.31M
|
|
|
Nov 12, 2025
Q3 2025
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
3.32K+ 1.18% |
$50.2K - $52.8K
|
285K
$4.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
44.8K+ 16.62% |
$676K - $711K
|
314K
$4.82M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.87K+ 1.81% |
$58.5K - $61.5K
|
218K
$3.35M
|
|
|
Nov 10, 2025
Q3 2025
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
1.22K+ 3.82% |
$18.5K - $19.4K
|
33.2K
$510K
|
|
|
Nov 10, 2025
Q3 2025
|
Journey Advisory Group, LLC
|
SELL
|
- |
-1.88K- 1.11% |
$28.4K - $29.9K
|
168K
$2.58M
|
|
|
Nov 10, 2025
Q3 2025
|
R.P. Boggs & Co.
|
BUY
|
- |
13.9K+ 5.96% |
$210K - $221K
|
247K
$3.8M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
30+ 1.05% |
$453 - $476
|
2.89K
$44.4K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
25+ 0.09% |
$378 - $397
|
28.3K
$434K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
134K+ 114.65% |
$2.03M - $2.13M
|
252K
$3.86M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.39K+ 16.65% |
$36K - $37.9K
|
16.7K
$257K
|
|
|
Nov 03, 2025
Q3 2025
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-11.6K- 67.86% |
$175K - $184K
|
5.49K
$84.2K
|
|
|
Nov 03, 2025
Q3 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
40+ 0.99% |
$604 - $635
|
4.1K
$62.9K
|
|
|
Oct 31, 2025
Q3 2025
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
10.5KNew |
$158K - $166K
|
10.5K
$160K
|
|
|
Oct 28, 2025
Q3 2025
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
11.8K+ 2.35% |
$178K - $187K
|
512K
$7.86M
|
|
|
Oct 28, 2025
Q3 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.2K+ 1.34% |
$18.1K - $19K
|
90.2K
$1.38M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-39.6K- 14.5% |
$598K - $629K
|
234K
$3.59M
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
750+ 7.25% |
$11.3K - $11.9K
|
11.1K
$170K
|
|
|
Oct 23, 2025
Q3 2025
|
Sky Oak Wealth, LLC
|
BUY
|
- |
174+ 1.6% |
$2.63K - $2.76K
|
11.1K
$170K
|
|
|
Oct 22, 2025
Q3 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.32K+ 13.16% |
$50.1K - $52.7K
|
28.5K
$438K
|
|
|
Oct 22, 2025
Q3 2025
|
Twelve Points Wealth Management LLC
|
SELL
|
- |
-2K- 0.5% |
$30.2K - $31.7K
|
397K
$6.09M
|
|
|
Oct 22, 2025
Q3 2025
|
Kercheville Advisors, LLC
|
BUY
|
- |
17+ 0.12% |
$257 - $270
|
14.1K
$216K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-12.6K- 43.04% |
$190K - $200K
|
16.7K
$256K
|
|
|
Oct 20, 2025
Q3 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
118+ 0.97% |
$1.78K - $1.87K
|
12.3K
$189K
|
|
|
Oct 14, 2025
Q3 2025
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
105KNew |
$1.59M - $1.67M
|
105K
$1.62M
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
400New |
$6.04K - $6.35K
|
400
$6.14K
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
2.19M+ 5475.77% |
$33.1M - $34.8M
|
2.23M
$34.2M
|
|
|
Oct 14, 2025
Q3 2025
|
Matrix Trust CO
|
SELL
|
- |
-2.38K- 4.75% |
$36K - $37.8K
|
47.8K
$733K
|
|