Purchases and Sales Made in Q4 2021 in Double Line Opportunistic Credit Fund (DBL)
This table provides information about the institutional ownership of Double Line Opportunistic Credit Fund (DBL) during Q4 2021. The information is specifically focused on institutions that hold shares of DoubleLine Opportunistic Credit Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
622K+ 29.15% |
$11.6M - $12.4M
|
2.76M
$43.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
88.2K+ 102.53% |
$1.65M - $1.76M
|
174K
$2.73M
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
62.3KNew |
$1.17M - $1.24M
|
62.3K
$977K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
38.3KNew |
$716K - $763K
|
38.3K
$600K
|
|
|
Mar 18, 2022
Q4 2021
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
31.7KNew |
$594K - $633K
|
31.7K
$498K
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
BUY
|
- |
14.3K+ 6.89% |
$268K - $285K
|
222K
$3.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
11KNew |
$206K - $219K
|
11K
$172K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
10.9K+ 32.5% |
$204K - $218K
|
44.5K
$698K
|
|
|
Jan 27, 2022
Q4 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
BUY
|
- |
10.3K+ 83.33% |
$192K - $204K
|
22.6K
$354K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
9.35K+ 5.24% |
$175K - $186K
|
188K
$2.94M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.44K+ 16.03% |
$158K - $168K
|
61.1K
$957K
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
7.39K+ 15.39% |
$138K - $147K
|
55.4K
$869K
|
|
|
Feb 14, 2022
Q4 2021
|
Circle Wealth Management, LLC
Summit, NJ |
BUY
|
- |
3.2K+ 21.18% |
$59.8K - $63.7K
|
18.3K
$287K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.7KNew |
$31.8K - $33.9K
|
1.7K
$26.6K
|
|
|
Jan 21, 2022
Q4 2021
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1KNew |
$18.7K - $19.9K
|
1K
$15.7K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
500New |
$9.36K - $9.97K
|
500
$7.84K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
355+ 2.4% |
$6.64K - $7.08K
|
15.2K
$238K
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
325New |
$6.08K - $6.48K
|
325
$5.1K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
233+ 2.1% |
$4.36K - $4.64K
|
11.3K
$177K
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
215+ 2.28% |
$4.02K - $4.28K
|
9.66K
$151K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
99+ 1.05% |
$1.85K - $1.97K
|
9.5K
$149K
|
|
|
Jan 24, 2022
Q4 2021
|
Sky Oak Wealth, LLC
|
BUY
|
- |
59+ 0.49% |
$1.1K - $1.18K
|
12.2K
$191K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
55+ 1.71% |
$1.03K - $1.1K
|
3.27K
$51.3K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
23+ 0.09% |
$430 - $458
|
25.1K
$394K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
4+ 1.76% |
$74.8 - $79.7
|
231
$3.62K
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-5Closed |
$93.6 - $99.7
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-101Closed |
$1.89K - $2.01K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-334Closed |
$6.25K - $6.66K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-400- 2.28% |
$7.48K - $7.97K
|
17.2K
$269K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-415- 78.15% |
$7.76K - $8.27K
|
116
$1.82K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-622- 0.54% |
$11.6K - $12.4K
|
115K
$1.81M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-668- 3.7% |
$12.5K - $13.3K
|
17.4K
$273K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-690- 1.48% |
$12.9K - $13.8K
|
45.8K
$718K
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-850- 4.89% |
$15.9K - $16.9K
|
16.5K
$259K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-930- 1.87% |
$17.4K - $18.5K
|
48.7K
$763K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.07KClosed |
$19.9K - $21.2K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
SELL
|
- |
-1.07KClosed |
$20K - $21.3K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.1K- 68.71% |
$20.5K - $21.9K
|
500
$7.84K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-1.36K- 0.8% |
$25.5K - $27.2K
|
168K
$2.64M
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$28.1K - $29.9K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.18K- 2.71% |
$40.8K - $43.4K
|
78.3K
$1.23M
|
|
|
Jan 24, 2022
Q4 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-2.5KClosed |
$46.8K - $49.8K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-2.8K- 7.25% |
$52.4K - $55.8K
|
35.8K
$562K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4K- 14.84% |
$74.8K - $79.7K
|
23K
$360K
|
|
|
Jan 26, 2022
Q4 2021
|
Kercheville Advisors, LLC
|
SELL
|
- |
-4.19K- 5.99% |
$78.5K - $83.6K
|
65.9K
$1.03M
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
SELL
|
- |
-4.9K- 23.28% |
$91.7K - $97.7K
|
16.1K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.23K- 33.89% |
$97.8K - $104K
|
10.2K
$160K
|
|
|
Jan 31, 2022
Q4 2021
|
R.P. Boggs & Co.
|
SELL
|
- |
-5.44K- 1.87% |
$102K - $108K
|
286K
$4.49M
|
|
|
Feb 04, 2022
Q4 2021
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-5.5K- 20.28% |
$103K - $110K
|
21.6K
$339K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.54K- 65.75% |
$104K - $110K
|
2.89K
$45.3K
|