Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 19, 2025
Q3 2025
|
Coldstream Capital Management Inc
|
SELL
|
- |
-92- 12.53% |
$40.1K - $42.7K
|
642
$303K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.77K+ 1.08% |
$772K - $822K
|
165K
$77.9M
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-594- 9.86% |
$259K - $275K
|
5.43K
$2.56M
|
|
|
Nov 18, 2025
Q3 2025
|
Tcfg Wealth Management, LLC
Laguna Niguel, CA |
SELL
|
- |
-218- 31.64% |
$95K - $101K
|
471
$222K
|
|
|
Nov 18, 2025
Q3 2025
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
BUY
|
- |
547New |
$238K - $254K
|
547
$258K
|
|
|
Nov 18, 2025
Q3 2025
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-32- 0.94% |
$13.9K - $14.8K
|
3.36K
$1.58M
|
|
|
Nov 18, 2025
Q3 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
11K+ 1544.74% |
$4.8M - $5.11M
|
11.7K
$5.53M
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-299- 3.31% |
$130K - $139K
|
8.72K
$4.12M
|
|
|
Nov 17, 2025
Q3 2025
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
1.41K+ 74.59% |
$613K - $652K
|
3.29K
$1.55M
|
|
|
Nov 17, 2025
Q3 2025
|
Keystone Financial Group
|
BUY
|
- |
81+ 1.45% |
$35.3K - $37.6K
|
5.66K
$2.67M
|
|
|
Nov 17, 2025
Q3 2025
|
Caxton Associates LLP
London, |
BUY
|
- |
971+ 31.27% |
$423K - $450K
|
4.08K
$1.92M
|
|
|
Nov 17, 2025
Q3 2025
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-2.15K- 3.96% |
$936K - $996K
|
52K
$24.6M
|
|
|
Nov 17, 2025
Q3 2025
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
1+ 0.69% |
$436 - $464
|
145
$68.4K
|
|
|
Nov 17, 2025
Q3 2025
|
Opulen Financial Group LLC
Arlington, VA |
BUY
|
- |
433New |
$189K - $201K
|
433
$204K
|
|
|
Nov 17, 2025
Q3 2025
|
Harvest Investment Services, LLC
|
SELL
|
- |
-69- 1.7% |
$30.1K - $32K
|
3.98K
$1.88M
|
|
|
Nov 17, 2025
Q3 2025
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
SELL
|
- |
-310- 8.75% |
$135K - $144K
|
3.23K
$1.52M
|
|
|
Nov 17, 2025
Q3 2025
|
American Trust
Lexington, KY |
BUY
|
- |
14+ 1.05% |
$6.1K - $6.49K
|
1.35K
$635K
|
|
|
Nov 17, 2025
Q3 2025
|
Apexium Financial, LP
|
SELL
|
- |
-30- 0.58% |
$13.1K - $13.9K
|
5.14K
$2.42M
|
|
|
Nov 14, 2025
Q3 2025
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
3.96K+ 16.39% |
$1.73M - $1.84M
|
28.2K
$13.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
16.7K+ 130.17% |
$7.27M - $7.74M
|
29.5K
$13.9M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-12.5K- 4.45% |
$5.46M - $5.81M
|
269K
$127M
|
|
|
Nov 14, 2025
Q3 2025
|
M&T Bank Corp
|
BUY
|
- |
2.6K+ 12.6% |
$1.13M - $1.21M
|
23.2K
$11M
|
|
|
Nov 14, 2025
Q3 2025
|
Natixis
Paris, I0 |
BUY
|
- |
575+ 73.72% |
$251K - $267K
|
1.36K
$639K
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
12.2KNew |
$5.31M - $5.65M
|
12.2K
$5.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-23- 6.8% |
$10K - $10.7K
|
315
$149K
|
|
|
Nov 14, 2025
Q3 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
PUT |
-100- 1.12% |
$43.6K - $46.4K
|
8.8K
$4.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
SELL
|
- |
-771- 9.46% |
$336K - $358K
|
7.38K
$3.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
72KNew |
$31.4M - $33.4M
|
72K
$34M
|
|
|
Nov 14, 2025
Q3 2025
|
Van Den Berg Management I, Inc
Austin, TX |
BUY
|
- |
444New |
$193K - $206K
|
444
$209K
|
|
|
Nov 14, 2025
Q3 2025
|
Luminist Capital LLC
Grand Rapids, MI |
BUY
|
- |
54+ 98.18% |
$23.5K - $25K
|
109
$51.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Gen Wealth Group, Inc.
|
BUY
|
- |
928+ 1.96% |
$404K - $430K
|
48.3K
$22.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Evoke Wealth, LLC
|
SELL
|
- |
-62- 1.64% |
$27K - $28.8K
|
3.73K
$1.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Stokes Family Office, LLC
|
SELL
|
- |
-461- 11.28% |
$201K - $214K
|
3.63K
$1.71M
|
|
|
Nov 14, 2025
Q3 2025
|
Scotia Capital Inc.
|
BUY
|
- |
2.43K+ 29.21% |
$1.06M - $1.13M
|
10.8K
$5.07M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
400+ 0.77% |
$174K - $185K
|
52K
$24.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
888+ 0.37% |
$387K - $412K
|
239K
$113M
|
|
|
Nov 14, 2025
Q3 2025
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4.24K+ 19.88% |
$1.85M - $1.97M
|
25.6K
$12.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Haverford Trust CO
Radnor, PA |
BUY
|
- |
464New |
$202K - $215K
|
464
$219K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.27K- 2.73% |
$555K - $591K
|
45.4K
$21.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
66+ 0.35% |
$28.8K - $30.6K
|
19.2K
$9.05M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.38K+ 1.77% |
$600K - $639K
|
79.2K
$37.4M
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
2.24K+ 5.29% |
$976K - $1.04M
|
44.6K
$21.1M
|
|
|
Nov 14, 2025
Q3 2025
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
3.88K+ 28.83% |
$1.69M - $1.8M
|
17.3K
$8.18M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
2.35K+ 369.18% |
$1.02M - $1.09M
|
2.98K
$1.41M
|
|
|
Nov 14, 2025
Q3 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
511K+ 9051.86% |
$223M - $237M
|
517K
$244M
|
|
|
Nov 14, 2025
Q3 2025
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
BUY
|
- |
37.8K+ 62.74% |
$16.4M - $17.5M
|
97.9K
$46.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-23.2K- 99.96% |
$10.1M - $10.8M
|
9
$4.25K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-41.6K- 7.67% |
$18.1M - $19.3M
|
500K
$236M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-414K- 74.89% |
$180M - $192M
|
139K
$65.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
344K+ 23.83% |
$150M - $160M
|
1.79M
$843M
|
|