Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2024
Q3 2024
|
Financial Counselors Inc
|
BUY
|
- |
1.02K+ 81.72% |
$394K - $431K
|
2.27K
$960K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.25K+ 3.14% |
$484K - $529K
|
41.1K
$17.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
384+ 0.58% |
$149K - $162K
|
66.4K
$28.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-898- 28.19% |
$347K - $380K
|
2.29K
$969K
|
|
|
Nov 13, 2024
Q3 2024
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
PUT |
10.2K+ 41.8% |
$3.95M - $4.32M
|
34.6K
$14.7M
|
|
|
Nov 13, 2024
Q3 2024
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
2.92K+ 27.36% |
$1.13M - $1.23M
|
13.6K
$5.75M
|
|
|
Nov 13, 2024
Q3 2024
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
564+ 62.32% |
$218K - $239K
|
1.47K
$623K
|
|
|
Nov 13, 2024
Q3 2024
|
Btg Pactual Asset Management Us LLC
New York, NY |
BUY
|
- |
10.3KNew |
$3.99M - $4.37M
|
10.3K
$4.38M
|
|
|
Nov 12, 2024
Q3 2024
|
Activest Wealth Management
|
SELL
|
- |
-877- 38.52% |
$339K - $371K
|
1.4K
$593K
|
|
|
Nov 12, 2024
Q3 2024
|
Advisory Alpha, LLC
|
SELL
|
- |
-19- 0.38% |
$7.35K - $8.04K
|
5K
$2.12M
|
|
|
Nov 12, 2024
Q3 2024
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
404+ 14.71% |
$156K - $171K
|
3.15K
$1.34M
|
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
SELL
|
- |
-110- 1.42% |
$42.5K - $46.5K
|
7.63K
$3.23M
|
|
|
Nov 12, 2024
Q3 2024
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-1.11K- 11.09% |
$431K - $471K
|
8.92K
$3.78M
|
|
|
Nov 12, 2024
Q3 2024
|
Signature Securities Group Corporation
|
BUY
|
- |
44+ 1.01% |
$17K - $18.6K
|
4.39K
$1.86M
|
|
|
Nov 12, 2024
Q3 2024
|
Banco Santander, S.A.
|
SELL
|
- |
-1.32K- 41.65% |
$511K - $559K
|
1.85K
$784K
|
|
|
Nov 12, 2024
Q3 2024
|
Cornerstone Advisory, LLC
|
BUY
|
- |
83+ 10.64% |
$32.1K - $35.1K
|
863
$366K
|
|
|
Nov 12, 2024
Q3 2024
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-257- 29.17% |
$99.4K - $109K
|
624
$264K
|
|
|
Nov 12, 2024
Q3 2024
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-3.11K- 11.79% |
$1.2M - $1.32M
|
23.3K
$9.87M
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
252K+ 288.01% |
$97.4M - $107M
|
339K
$144M
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
PUT |
103K+ 35.96% |
$39.6M - $43.4M
|
388K
$164M
|
|
|
Nov 12, 2024
Q3 2024
|
Penobscot Investment Management Company, Inc.
Boston, MA |
SELL
|
- |
-10- 1.32% |
$3.87K - $4.23K
|
745
$316K
|
|
|
Nov 12, 2024
Q3 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
11.2K+ 32.56% |
$4.33M - $4.73M
|
45.5K
$19.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
11.3KNew |
$4.36M - $4.76M
|
11.3K
$4.77M
|
|
|
Nov 12, 2024
Q3 2024
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
31+ 1.84% |
$12K - $13.1K
|
1.72K
$728K
|
|
|
Nov 12, 2024
Q3 2024
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-301- 0.88% |
$116K - $127K
|
33.8K
$14.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Quadcap Wealth Management, LLC
Frisco, TX |
SELL
|
- |
-1.98K- 31.13% |
$766K - $838K
|
4.38K
$1.86M
|
|
|
Nov 12, 2024
Q3 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
301+ 19.89% |
$116K - $127K
|
1.81K
$769K
|
|
|
Nov 12, 2024
Q3 2024
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
PUT |
10.8KNew |
$4.18M - $4.57M
|
10.8K
$4.58M
|
|
|
Nov 12, 2024
Q3 2024
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
197+ 2.48% |
$76.2K - $83.4K
|
8.13K
$3.45M
|
|
|
Nov 12, 2024
Q3 2024
|
Howard Capital Management Inc.
|
BUY
|
- |
34+ 2.45% |
$13.2K - $14.4K
|
1.42K
$602K
|
|
|
Nov 12, 2024
Q3 2024
|
National Bank Of Canada
|
SELL
|
- |
-285- 0.83% |
$110K - $121K
|
34K
$14.4M
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-7.78K- 2.67% |
$3.01M - $3.29M
|
284K
$120M
|
|
|
Nov 12, 2024
Q3 2024
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
2.53K+ 11.33% |
$977K - $1.07M
|
24.8K
$10.5M
|
|
|
Nov 12, 2024
Q3 2024
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
1K+ 33.57% |
$388K - $425K
|
4K
$1.69M
|
|
|
Nov 12, 2024
Q3 2024
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
418+ 29.19% |
$162K - $177K
|
1.85K
$784K
|
|
|
Nov 12, 2024
Q3 2024
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1+ 0.05% |
$387 - $423
|
2.07K
$877K
|
|
|
Nov 12, 2024
Q3 2024
|
Mystic Asset Management, Inc.
Warwick, RI |
BUY
|
- |
20+ 3.27% |
$7.74K - $8.46K
|
632
$268K
|
|
|
Nov 12, 2024
Q3 2024
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-4- 0.54% |
$1.55K - $1.69K
|
731
$310K
|
|
|
Nov 12, 2024
Q3 2024
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-183- 19.74% |
$70.8K - $77.4K
|
744
$315K
|
|
|
Nov 12, 2024
Q3 2024
|
Wealthgarden F.S. LLC
El Segundo, CA |
BUY
|
- |
11.3KNew |
$4.36M - $4.76M
|
11.3K
$4.77M
|
|
|
Nov 12, 2024
Q3 2024
|
Cfo4 Life Group, LLC
|
BUY
|
- |
518New |
$200K - $219K
|
518
$220K
|
|
|
Nov 12, 2024
Q3 2024
|
Cottage Street Advisors LLC
|
BUY
|
- |
1+ 0.19% |
$387 - $423
|
531
$225K
|
|
|
Nov 12, 2024
Q3 2024
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-927- 4.14% |
$359K - $392K
|
21.5K
$9.09M
|
|
|
Nov 12, 2024
Q3 2024
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
491+ 7.48% |
$190K - $208K
|
7.06K
$2.99M
|
|
|
Nov 12, 2024
Q3 2024
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
66+ 3.91% |
$25.5K - $27.9K
|
1.75K
$743K
|
|
|
Nov 12, 2024
Q3 2024
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
49+ 2.15% |
$19K - $20.7K
|
2.32K
$984K
|
|
|
Nov 12, 2024
Q3 2024
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
26.4K+ 24.32% |
$10.2M - $11.2M
|
135K
$57.3M
|
|
|
Nov 12, 2024
Q3 2024
|
Stonebrook Private Inc.
Northville, MI |
SELL
|
- |
-6- 0.29% |
$2.32K - $2.54K
|
2.1K
$889K
|
|
|
Nov 12, 2024
Q3 2024
|
Stokes Family Office, LLC
|
SELL
|
- |
-19- 0.46% |
$7.35K - $8.04K
|
4.09K
$1.73M
|
|
|
Nov 12, 2024
Q3 2024
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
2.96KNew |
$1.14M - $1.25M
|
2.96K
$1.25M
|