Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2019
Q1 2019
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-74.7KClosed |
$16.9M - $19.5M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Granite Point Capital Management, L.P.
|
SELL
|
CALL |
-100KClosed |
$22.7M - $26.1M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-1.03KClosed |
$233K - $268K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-17.6KClosed |
$4M - $4.6M
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
PUT |
10KNew |
$2.27M - $2.61M
|
10K
$4.24M
|
|
|
May 08, 2019
Q1 2019
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-1.64KClosed |
$372K - $428K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-1.27KClosed |
$287K - $330K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-3- 21.43% |
$680 - $783
|
11
$4.66K
|
|
|
May 01, 2019
Q1 2019
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-940Closed |
$213K - $245K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-936Closed |
$212K - $244K
|
0
$0
|
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-60Closed |
$13.6K - $15.7K
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Addison Capital CO
|
SELL
|
- |
-5.19KClosed |
$1.18M - $1.35M
|
0
$0
|
|
|
Apr 10, 2019
Q1 2019
|
Dfpg Investments, LLC
|
SELL
|
- |
-1.02KClosed |
$230K - $265K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Fluent Financial, LLC
|
SELL
|
- |
-1.71KClosed |
$387K - $445K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
36+ 900.0% |
$7.85K - $9.65K
|
40
$17K
|
|
|
Feb 14, 2019
Q4 2018
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-710Closed |
$155K - $190K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-900Closed |
$196K - $241K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Whetstone Capital Advisors, LLC
Shawnee Mission, KS |
SELL
|
PUT |
-75.8KClosed |
$16.5M - $20.3M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
CALL |
-275KClosed |
$60M - $73.7M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Guild Investment Management, Inc.
|
SELL
|
- |
-67.5KClosed |
$14.7M - $18.1M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-6.56KClosed |
$1.43M - $1.76M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Impala Asset Management LLC
New Canaan, CT |
SELL
|
CALL |
-2.4MClosed |
$524M - $643M
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-485Closed |
$106K - $130K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Boston Family Office LLC
Boston, MA |
SELL
|
- |
-4.11KClosed |
$896K - $1.1M
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-2.04KClosed |
$444K - $546K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-273Closed |
$59.5K - $73.2K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-942Closed |
$205K - $252K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-100Closed |
$21.8K - $26.8K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-431- 78.22% |
$94K - $115K
|
120
$50.9K
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-25Closed |
$5.45K - $6.7K
|
0
$0
|
|
|
Jan 17, 2019
Q4 2018
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-1.4KClosed |
$305K - $375K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-21.4KClosed |
$4.66M - $5.72M
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-60Closed |
$13.1K - $16.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Feb 13, 2019
Q3 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-864Closed |
$209K - $231K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Matthew Goff Investment Advisor, LLC
|
BUY
|
- |
26.5KNew |
$6.39M - $7.07M
|
26.5K
$11.2M
|
|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
825New |
$199K - $220K
|
825
$350K
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
53.7KNew |
$13M - $14.3M
|
53.7K
$22.7M
|
|
|
Nov 14, 2018
Q3 2018
|
Highline Capital Management, L.P.
New York, NY |
SELL
|
PUT |
-356KClosed |
$86M - $95M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-196Closed |
$47.4K - $52.4K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Impala Asset Management LLC
New Canaan, CT |
BUY
|
- |
2.4MNew |
$580M - $641M
|
2.4M
$1.02B
|
|
|
Nov 13, 2018
Q3 2018
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-14Closed |
$3.38K - $3.74K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-7.57KClosed |
$1.83M - $2.02M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Coyle Financial Counsel LLC
Glenview, IL |
SELL
|
- |
-27Closed |
$6.52K - $7.21K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.69KClosed |
$407K - $450K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Gryphon Financial Partners LLC
|
SELL
|
- |
-62Closed |
$15K - $16.6K
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-155Closed |
$37.5K - $41.4K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-1.3KClosed |
$314K - $347K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Nov 09, 2023
Q2 2018
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
540New |
$128K - $137K
|
540
$229K
|
|
|
Dec 07, 2018
Q2 2018
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-253Closed |
$59.7K - $64.1K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-129Closed |
$30.5K - $32.7K
|
0
$0
|
|