Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-431- 78.22% |
$94K - $115K
|
120
$53.4K
|
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-25Closed |
$5.45K - $6.7K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-21.4KClosed |
$4.66M - $5.72M
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-60Closed |
$13.1K - $16.1K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Matthew Goff Investment Advisor, LLC
|
BUY
|
- |
26.5KNew |
$6.39M - $7.07M
|
26.5K
$11.8M
|
|
|
Nov 15, 2018
Q3 2018
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
825New |
$199K - $220K
|
825
$367K
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
53.7KNew |
$13M - $14.3M
|
53.7K
$23.9M
|
|
|
Nov 14, 2018
Q3 2018
|
Highline Capital Management, L.P.
New York, NY |
SELL
|
PUT |
-356KClosed |
$86M - $95M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-196Closed |
$47.4K - $52.4K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Impala Asset Management LLC
New Canaan, CT |
BUY
|
- |
2.4MNew |
$580M - $641M
|
2.4M
$1.07B
|
|
|
Nov 13, 2018
Q3 2018
|
Poehling Capital Management, Inc.
Madison, WI |
SELL
|
- |
-14Closed |
$3.38K - $3.74K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-7.57KClosed |
$1.83M - $2.02M
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Coyle Financial Counsel LLC
Glenview, IL |
SELL
|
- |
-27Closed |
$6.52K - $7.21K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1.69KClosed |
$407K - $450K
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Signature Wealth Management Group
|
SELL
|
- |
-155Closed |
$37.5K - $41.4K
|
0
$0
|
|
|
Oct 29, 2018
Q3 2018
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-1.3KClosed |
$314K - $347K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Nov 09, 2023
Q2 2018
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
540New |
$128K - $137K
|
540
$240K
|
|
|
Dec 07, 2018
Q2 2018
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-253Closed |
$59.7K - $64.1K
|
0
$0
|
|
|
Aug 16, 2018
Q2 2018
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-129Closed |
$30.5K - $32.7K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Holistic Financial Partners
|
SELL
|
- |
-17Closed |
$4.01K - $4.31K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-75Closed |
$17.7K - $19K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Smith & Howard Wealth Management, LLC
|
SELL
|
- |
-13.2KClosed |
$3.11M - $3.33M
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-309Closed |
$73K - $78.3K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Colonial Trust Advisors
Spartanburg, SC |
SELL
|
- |
-2.6KClosed |
$614K - $659K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Waratah Capital Advisors Ltd.
Toronto, A6 |
SELL
|
- |
-51.5KClosed |
$12.2M - $13.1M
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
National Mutual Insurance Federation Of Agricultural Cooperatives
|
SELL
|
- |
-354KClosed |
$83.7M - $89.8M
|
0
$0
|
|
|
Aug 10, 2018
Q2 2018
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-434KClosed |
$103M - $110M
|
0
$0
|
|
|
Aug 09, 2018
Q2 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.6KClosed |
$378K - $405K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Fieldpoint Private Securities, LLC
|
SELL
|
- |
-20- 0.92% |
$4.72K - $5.07K
|
2.16K
$958K
|
|
|
Aug 03, 2018
Q2 2018
|
Brightworth
|
SELL
|
- |
-884Closed |
$209K - $224K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Horan Capital Advisors, Llc.
Cincinnati, OH |
BUY
|
- |
12New |
$2.83K - $3.04K
|
12
$5.34K
|
|
|
Jul 25, 2018
Q2 2018
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-2.03KClosed |
$479K - $514K
|
0
$0
|
|
|
Jul 19, 2018
Q2 2018
|
Wealth Architects, LLC
|
SELL
|
- |
-1.5KClosed |
$353K - $379K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Oct 04, 2024
Q1 2018
|
Commerzbank Aktiengesellschaft
|
BUY
|
- |
8.38K+ 245.17% |
$1.97M - $2.23M
|
11.8K
$5.25M
|
|
|
May 18, 2018
Q1 2018
|
Financial Partners Capital Management LLC
New York, NY |
SELL
|
- |
-2.04KClosed |
$478K - $541K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-500Closed |
$118K - $133K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Stadion Money Management, LLC
Watkinsville, GA |
SELL
|
- |
-142KClosed |
$33.5M - $37.8M
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
PUT |
-10KClosed |
$2.35M - $2.66M
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Deroy & Devereaux Private Investment Counsel Inc
|
SELL
|
- |
-1KClosed |
$235K - $266K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-100Closed |
$23.5K - $26.6K
|
0
$0
|
|
|
Apr 12, 2018
Q1 2018
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-1- 1.05% |
$235 - $266
|
94
$41.8K
|
|
| Q4 2017 | |||||||
|
Feb 15, 2018
Q4 2017
|
United Bank
Vienna, VA |
BUY
|
- |
1.94KNew |
$438K - $482K
|
1.94K
$864K
|
|
|
Feb 02, 2018
Q4 2017
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-25Closed |
$5.63K - $6.2K
|
0
$0
|
|
|
Jan 30, 2018
Q4 2017
|
Bristlecone Advisors, LLC
|
SELL
|
- |
-33Closed |
$7.43K - $8.19K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
High Tower Trust Services, Lta
|
SELL
|
- |
-5.03KClosed |
$1.09M - $1.13M
|
0
$0
|
|
|
Oct 24, 2017
Q3 2017
|
Saratoga Research & Investment Management
|
BUY
|
- |
25New |
$5.41K - $5.6K
|
25
$11.1K
|
|
| Q2 2017 | |||||||
|
Aug 11, 2017
Q2 2017
|
M&T Bank Corp
|
BUY
|
CALL |
5New |
N/A
|
5
$2.22K
|
|
| Q4 2016 | |||||||
|
Nov 06, 2023
Q4 2016
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
251New |
N/A
|
251
$112K
|
|
| Q1 2010 | |||||||
|
Jan 17, 2024
Q1 2010
|
Dixon Mitchell Investment Counsel Inc.
Vancouver, A1 |
BUY
|
- |
4KNew |
N/A
|
4K
$1.78M
|
|