Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
CALL |
400+ 200.0% |
$135K - $143K
|
600
$250K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-1.2KClosed |
$407K - $429K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-125- 89.29% |
$42.3K - $44.6K
|
15
$6.25K
|
|
|
Oct 28, 2021
Q3 2021
|
Manchester Financial Inc
|
SELL
|
- |
-1KClosed |
$338K - $357K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Grandfield & Dodd, LLC
|
SELL
|
- |
-1.51KClosed |
$510K - $538K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-608Closed |
$206K - $217K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Carret Asset Management, LLC
|
SELL
|
- |
-9- 0.87% |
$3.04K - $3.21K
|
1.02K
$426K
|
|
|
Oct 25, 2021
Q3 2021
|
Krilogy Financial LLC
|
SELL
|
PUT |
-1.1KClosed |
$372K - $392K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Columbus Macro, LLC
|
SELL
|
- |
-3.32KClosed |
$1.12M - $1.18M
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
299New |
$101K - $107K
|
299
$125K
|
|
|
Oct 20, 2021
Q3 2021
|
Patriot Investment Management Inc.
|
SELL
|
- |
-817Closed |
$276K - $291K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Clarity Financial LLC
|
SELL
|
- |
-75.5KClosed |
$25.5M - $26.9M
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-413Closed |
$140K - $147K
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
High Pines Wealth Management, LLC
Duxbury, MA |
SELL
|
- |
-2.27KClosed |
$769K - $810K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
24New |
$8.12K - $8.56K
|
24
$10K
|
|
|
Oct 12, 2021
Q3 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-18Closed |
$6.09K - $6.42K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
20New |
$6.77K - $7.13K
|
20
$8.33K
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-25Closed |
$8.46K - $8.91K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Jul 17, 2024
Q2 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-18Closed |
$5.97K - $6.26K
|
0
$0
|
|
|
Sep 23, 2021
Q2 2021
|
Systelligence, LLC
|
SELL
|
- |
-14.7KClosed |
$4.89M - $5.13M
|
0
$0
|
|
|
Aug 17, 2021
Q2 2021
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
886New |
$294K - $308K
|
886
$369K
|
|
|
Aug 16, 2021
Q2 2021
|
Greenwood Capital Associates LLC
Greenwood, SC |
SELL
|
- |
-2.87KClosed |
$951K - $998K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-3.23KClosed |
$1.07M - $1.12M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Manatuck Hill Partners, LLC
Westport, CT |
SELL
|
- |
-25KClosed |
$8.29M - $8.7M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-101Closed |
$33.5K - $35.1K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-3.65KClosed |
$1.21M - $1.27M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
SELL
|
- |
-751Closed |
$249K - $261K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Tacita Capital Inc
Toronto, A6 |
SELL
|
- |
-45Closed |
$14.9K - $15.7K
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-1.1KClosed |
$365K - $383K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-289Closed |
$95.8K - $101K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Cibc World Markets Corp
New York, NY |
SELL
|
- |
-40.7KClosed |
$13.5M - $14.2M
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-164Closed |
$54.4K - $57.1K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Portfolio Solutions, LLC
Troy, MI |
SELL
|
- |
-728Closed |
$241K - $253K
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-79Closed |
$26.2K - $27.5K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-298Closed |
$98.8K - $104K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-75Closed |
$24.9K - $26.1K
|
0
$0
|
|
|
Aug 04, 2021
Q2 2021
|
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
|
BUY
|
- |
45K+ 1329.49% |
$14.9M - $15.7M
|
48.4K
$20.2M
|
|
|
Aug 04, 2021
Q2 2021
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-5Closed |
$1.66K - $1.74K
|
0
$0
|
|
|
Aug 03, 2021
Q2 2021
|
Argi Investment Services, LLC
|
SELL
|
- |
-2.04KClosed |
$675K - $709K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Arcadia Investment Management Corp
|
SELL
|
- |
-100Closed |
$33.1K - $34.8K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Regal Wealth Group, Inc.
|
SELL
|
- |
-27Closed |
$8.95K - $9.39K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Fusion Family Wealth LLC
|
SELL
|
- |
-95Closed |
$31.5K - $33.1K
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
SELL
|
- |
-5.25KClosed |
$1.74M - $1.83M
|
0
$0
|
|
|
Jul 28, 2021
Q2 2021
|
Beck Mack & Oliver LLC
New York, NY |
SELL
|
- |
-1KClosed |
$331K - $348K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
PUT |
20KNew |
$6.63M - $6.96M
|
20K
$8.33M
|
|
|
Jul 22, 2021
Q2 2021
|
Veracity Capital LLC
|
BUY
|
- |
2+ 0.0% |
$663 - $696
|
43.8K
$18.3M
|
|
|
Jul 22, 2021
Q2 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-181Closed |
$60K - $63K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Davenport & CO LLC
|
BUY
|
PUT |
4.05KNew |
$1.34M - $1.41M
|
4.05K
$1.69M
|
|
|
Jul 21, 2021
Q2 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-1.77KClosed |
$586K - $615K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-67.5KClosed |
$22.4M - $23.5M
|
0
$0
|
|