Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 12, 2021
Q4 2020
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
75+ 14.15% |
$19.9K - $22.9K
|
605
$262K
|
|
Jan 12, 2021
Q4 2020
|
First Premier Bank
|
BUY
|
- |
800+ 40.0% |
$212K - $245K
|
2.8K
$1.21M
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-939Closed |
$242K - $273K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
SELL
|
- |
-9.29KClosed |
$2.39M - $2.7M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
First Commonwealth Financial Corp
Indiana, PA |
SELL
|
PUT |
-1.8KClosed |
$463K - $524K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Nwi Management LP
New York, NY |
SELL
|
- |
-16KClosed |
$4.12M - $4.66M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Aspire Private Capital, LLC
|
BUY
|
- |
117New |
$30.1K - $34.1K
|
117
$50.6K
|
|
Nov 13, 2020
Q3 2020
|
Btg Pactual Global Asset Management LTD
New York, NY |
SELL
|
PUT |
-46KClosed |
$11.8M - $13.4M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-270Closed |
$69.5K - $78.6K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Delta Investment Management, LLC
|
SELL
|
- |
-1.68KClosed |
$433K - $490K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Ocean Capital Management, LLC
|
SELL
|
- |
-851Closed |
$219K - $248K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
- |
-55Closed |
$14.1K - $16K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
PUT |
-2KClosed |
$514K - $582K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Smart Money Group LLC
|
SELL
|
- |
-2.44KClosed |
$628K - $711K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-29Closed |
$7.46K - $8.45K
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Nippon Life Insurance CO
|
SELL
|
- |
-388KClosed |
$99.7M - $113M
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Wealthcare Capital Management LLC
Richmond, VA |
BUY
|
- |
759New |
$195K - $221K
|
759
$328K
|
|
Oct 27, 2020
Q3 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
1New |
$257 - $291
|
1
$432
|
|
Oct 26, 2020
Q3 2020
|
Palisade Asset Management, LLC
|
BUY
|
- |
750New |
$193K - $218K
|
750
$324K
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
BUY
|
PUT |
3.56K+ 1781.5% |
$917K - $1.04M
|
3.76K
$1.63M
|
|
Oct 21, 2020
Q3 2020
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-1.3KClosed |
$334K - $379K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-1.4KClosed |
$361K - $409K
|
0
$0
|
|
Q2 2020 | |||||||
Jan 08, 2024
Q2 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
PUT |
2KNew |
$419K - $553K
|
2K
$865K
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.53K+ 4.93% |
$320K - $422K
|
32.5K
$14M
|
|
Nov 12, 2021
Q2 2020
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
PUT |
3.9KNew |
$817K - $1.08M
|
3.9K
$1.69M
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-435Closed |
$91.1K - $120K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-27.4KClosed |
$5.75M - $7.58M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-300Closed |
$62.8K - $82.9K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$262K - $346K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-5.5KClosed |
$1.15M - $1.52M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-100KClosed |
$20.9M - $27.6M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Tandem Capital Management Corp
|
BUY
|
- |
805New |
$169K - $222K
|
805
$348K
|
|
Aug 13, 2020
Q2 2020
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-1.51KClosed |
$315K - $416K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-11.1KClosed |
$2.33M - $3.08M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
2.59KNew |
$541K - $714K
|
2.59K
$1.12M
|
|
Aug 13, 2020
Q2 2020
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
PUT |
-50KClosed |
$10.5M - $13.8M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-950Closed |
$199K - $262K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.63KClosed |
$550K - $725K
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Lavaca Capital LLC
Houston, TX |
SELL
|
PUT |
-4KClosed |
$838K - $1.11M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-7.76KClosed |
$1.62M - $2.14M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
PUT |
-20KClosed |
$4.19M - $5.53M
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Citizens & Northern Corp
|
SELL
|
- |
-18- 0.7% |
$3.77K - $4.97K
|
2.54K
$1.1M
|
|
Aug 06, 2020
Q2 2020
|
American Asset Management Inc.
|
SELL
|
- |
-6KClosed |
$1.26M - $1.66M
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-200- 5.71% |
$41.9K - $55.3K
|
3.3K
$1.43M
|
|
Aug 05, 2020
Q2 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
PUT |
2.2KNew |
$461K - $608K
|
2.2K
$951K
|
|
Aug 04, 2020
Q2 2020
|
Karp Capital Management Corp
|
SELL
|
- |
-2.61KClosed |
$547K - $722K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-137Closed |
$28.7K - $37.9K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-1.23KClosed |
$257K - $340K
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-2.45KClosed |
$513K - $677K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Arrow Financial Corp
|
SELL
|
- |
-115Closed |
$24.1K - $31.8K
|
0
$0
|