Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
1.26KNew |
$400K - $431K
|
1.26K
$559K
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
888New |
$283K - $305K
|
888
$395K
|
|
|
May 11, 2023
Q1 2023
|
Drexel Morgan & Co.
Radnor, PA |
BUY
|
- |
1K+ 100.0% |
$319K - $343K
|
2K
$889K
|
|
|
May 10, 2023
Q1 2023
|
Strategic Vision Investment LTD
Hong Kong, K3 |
SELL
|
PUT |
-18K- 16.67% |
$5.73M - $6.17M
|
90K
$40M
|
|
|
May 09, 2023
Q1 2023
|
Cbiz Investment Advisory Services, LLC
|
BUY
|
- |
942New |
$300K - $323K
|
942
$419K
|
|
|
May 09, 2023
Q1 2023
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
601New |
$191K - $206K
|
601
$267K
|
|
|
May 05, 2023
Q1 2023
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
148New |
$47.1K - $50.8K
|
148
$65.8K
|
|
|
May 04, 2023
Q1 2023
|
Wescap Management Group, Inc.
Glendale, CA |
BUY
|
- |
7+ 0.47% |
$2.23K - $2.4K
|
1.5K
$666K
|
|
|
May 04, 2023
Q1 2023
|
Barber Financial Group, Inc.
|
BUY
|
- |
3.19K+ 52.85% |
$1.02M - $1.09M
|
9.22K
$4.1M
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
BUY
|
- |
221New |
$70.4K - $75.8K
|
221
$98.3K
|
|
|
May 03, 2023
Q1 2023
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
12New |
$3.82K - $4.12K
|
12
$5.34K
|
|
|
May 03, 2023
Q1 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-8.76K- 86.35% |
$2.79M - $3M
|
1.39K
$616K
|
|
|
May 02, 2023
Q1 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
1+ 6.25% |
$319 - $343
|
17
$7.56K
|
|
|
May 01, 2023
Q1 2023
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-50- 2.92% |
$15.9K - $17.2K
|
1.66K
$740K
|
|
|
Apr 27, 2023
Q1 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
10New |
$3.19K - $3.43K
|
10
$4.45K
|
|
|
Apr 26, 2023
Q1 2023
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-1.53K- 3.87% |
$489K - $526K
|
38.1K
$16.9M
|
|
|
Apr 25, 2023
Q1 2023
|
Eudaimonia Advisors LLC
Winchester, TN |
BUY
|
- |
3.64KNew |
$1.16M - $1.25M
|
3.64K
$1.62M
|
|
|
Apr 25, 2023
Q1 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
150New |
$47.8K - $51.5K
|
150
$66.7K
|
|
|
Apr 24, 2023
Q1 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-26- 26.0% |
$8.28K - $8.92K
|
74
$32.9K
|
|
|
Apr 21, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
733New |
$233K - $251K
|
733
$326K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
204New |
$65K - $70K
|
204
$90.7K
|
|
|
Apr 17, 2023
Q1 2023
|
Wealth Cmt
|
BUY
|
- |
147New |
$46.8K - $50.4K
|
147
$65.4K
|
|
|
Apr 11, 2023
Q1 2023
|
Telemus Capital, LLC
|
SELL
|
- |
-150- 5.15% |
$47.8K - $51.5K
|
2.76K
$1.23M
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-13- 65.0% |
$4.14K - $4.46K
|
7
$3.11K
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-230- 10.63% |
$73.3K - $78.9K
|
1.93K
$860K
|
|
| Q4 2022 | |||||||
|
Jan 08, 2025
Q4 2022
|
Arcadia Investment Advisors LLC
Eagle, ID |
BUY
|
- |
245New |
$71.5K - $84.8K
|
245
$109K
|
|
|
Nov 19, 2024
Q4 2022
|
Cornerstone Advisors Asset Management, Inc
Bethlehem, PA |
SELL
|
- |
-1.31KClosed |
$382K - $453K
|
0
$0
|
|
|
May 17, 2023
Q4 2022
|
Zhang Financial LLC
|
SELL
|
- |
-85- 3.69% |
$24.8K - $29.4K
|
2.22K
$986K
|
|
|
May 16, 2023
Q4 2022
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-1- 0.16% |
$292 - $346
|
625
$278K
|
|
|
Mar 10, 2023
Q4 2022
|
Financial Alternatives, Inc
La Jolla, CA |
BUY
|
- |
2.4KNew |
$699K - $829K
|
2.4K
$1.07M
|
|
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
833New |
$243K - $288K
|
833
$370K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
323New |
$94.3K - $112K
|
323
$144K
|
|
|
Feb 14, 2023
Q4 2022
|
Hoyle Cohen, LLC
|
BUY
|
- |
853New |
$249K - $295K
|
853
$379K
|
|
|
Feb 14, 2023
Q4 2022
|
Professional Financial Advisors, LLC
|
BUY
|
- |
3.09KNew |
$903K - $1.07M
|
3.09K
$1.38M
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
SELL
|
- |
-16- 1.88% |
$4.67K - $5.54K
|
833
$370K
|
|
|
Feb 14, 2023
Q4 2022
|
Broadmark Asset Management LLC
|
BUY
|
- |
40KNew |
$11.7M - $13.8M
|
40K
$17.8M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-2.06K- 25.99% |
$602K - $713K
|
5.87K
$2.61M
|
|
|
Feb 14, 2023
Q4 2022
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-50- 35.21% |
$14.6K - $17.3K
|
92
$40.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
100KNew |
$29.2M - $34.6M
|
100K
$44.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
PUT |
500New |
$146K - $173K
|
500
$222K
|
|
|
Feb 14, 2023
Q4 2022
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
- |
5.67K+ 51.54% |
$1.66M - $1.96M
|
16.7K
$7.42M
|
|
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
BUY
|
- |
2.86KNew |
$835K - $989K
|
2.86K
$1.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
1KNew |
$292K - $346K
|
1K
$445K
|
|
|
Feb 14, 2023
Q4 2022
|
First Manhattan CO
New York, NY |
SELL
|
- |
-16- 1.96% |
$4.67K - $5.54K
|
800
$356K
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
68.3KNew |
$19.9M - $23.6M
|
68.3K
$30.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Crawford Lake Capital Management, LLC
Lakewood, NJ |
BUY
|
PUT |
80KNew |
$23.4M - $27.7M
|
80K
$35.6M
|
|
|
Feb 14, 2023
Q4 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
PUT |
10KNew |
$2.92M - $3.46M
|
10K
$4.45M
|
|
|
Feb 14, 2023
Q4 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
PUT |
4KNew |
$1.17M - $1.38M
|
4K
$1.78M
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
590New |
$172K - $204K
|
590
$262K
|
|
|
Feb 14, 2023
Q4 2022
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
15+ 0.65% |
$4.38K - $5.19K
|
2.32K
$1.03M
|
|