Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2024
Q1 2024
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-25- 4.36% |
$9.32K - $9.94K
|
549
$244K
|
|
|
Apr 15, 2024
Q1 2024
|
Exchange Traded Concepts, LLC
|
BUY
|
- |
371New |
$138K - $148K
|
371
$165K
|
|
|
Apr 15, 2024
Q1 2024
|
180 Wealth Advisors, LLC
|
BUY
|
- |
1+ 0.05% |
$373 - $398
|
1.88K
$834K
|
|
|
Apr 12, 2024
Q1 2024
|
Westend Capital Management, LLC
Sausalito, CA |
BUY
|
- |
250New |
$93.2K - $99.4K
|
250
$111K
|
|
|
Apr 12, 2024
Q1 2024
|
Game Plan Financial Advisors, LLC
|
SELL
|
- |
-25- 62.5% |
$9.32K - $9.94K
|
15
$6.67K
|
|
|
Apr 11, 2024
Q1 2024
|
Executive Wealth Group LLC
Kirkland, WA |
BUY
|
- |
1.27K+ 201.11% |
$474K - $506K
|
1.9K
$846K
|
|
|
Apr 11, 2024
Q1 2024
|
Rockland Trust CO
|
BUY
|
- |
525New |
$196K - $209K
|
525
$233K
|
|
|
Apr 09, 2024
Q1 2024
|
Massmutual Trust CO Fsb
|
BUY
|
- |
91New |
$33.9K - $36.2K
|
91
$40.5K
|
|
|
Apr 05, 2024
Q1 2024
|
Davis Capital Management
Jacksonville, FL |
BUY
|
- |
153+ 164.52% |
$57K - $60.9K
|
246
$109K
|
|
| Q4 2023 | |||||||
|
Aug 14, 2025
Q4 2023
|
Letson Investment Management, Inc.
Atlanta, GA |
BUY
|
- |
7.16KNew |
$2.32M - $2.7M
|
7.16K
$3.18M
|
|
|
Feb 14, 2025
Q4 2023
|
Stephen J. Garry & Associates, LLC
Garden City, NY |
BUY
|
- |
155+ 25.49% |
$50.2K - $58.4K
|
763
$339K
|
|
|
Aug 29, 2024
Q4 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
163+ 22.83% |
$52.8K - $61.5K
|
877
$390K
|
|
|
Apr 25, 2024
Q4 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
227+ 2.48% |
$73.6K - $85.6K
|
9.39K
$4.18M
|
|
|
Mar 14, 2024
Q4 2023
|
Ables, Iannone, Moore & Associates, Inc.
Savannah, GA |
BUY
|
- |
31New |
$10K - $11.7K
|
31
$13.8K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-60- 3.33% |
$19.5K - $22.6K
|
1.74K
$776K
|
|
|
Feb 20, 2024
Q4 2023
|
Able Wealth Management LLC
Lakewood, NJ |
BUY
|
- |
23New |
$7.46K - $8.67K
|
23
$10.2K
|
|
|
Feb 15, 2024
Q4 2023
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
21New |
$6.81K - $7.92K
|
21
$9.34K
|
|
|
Feb 14, 2024
Q4 2023
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
44New |
$14.3K - $16.6K
|
44
$19.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-129- 2.15% |
$41.8K - $48.6K
|
5.88K
$2.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Core Wealth Advisors, Inc.
Lakeland, FL |
BUY
|
- |
15+ 51.72% |
$4.86K - $5.66K
|
44
$19.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
BUY
|
- |
2.45KNew |
$794K - $924K
|
2.45K
$1.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Retirement Group, LLC
|
BUY
|
- |
1+ 0.8% |
$324 - $377
|
126
$56K
|
|
|
Feb 14, 2024
Q4 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-28- 4.45% |
$9.08K - $10.6K
|
601
$267K
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-46- 4.14% |
$14.9K - $17.3K
|
1.07K
$474K
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Singer
Elliott Investment Management L.P. | West Palm Beach, Fl
|
BUY
|
PUT |
450KNew |
$146M - $170M
|
450K
$200M
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
CALL |
340KNew |
$110M - $128M
|
340K
$151M
|
|
|
Feb 14, 2024
Q4 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
PUT |
106K+ 185.19% |
$34.5M - $40.1M
|
164K
$72.8M
|
|
|
Feb 14, 2024
Q4 2023
|
West Tower Group, LLC
Richmond, VA |
BUY
|
- |
1.21K+ 333.98% |
$392K - $456K
|
1.57K
$699K
|
|
|
Feb 14, 2024
Q4 2023
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
550New |
$178K - $207K
|
550
$245K
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
130New |
$42.1K - $49K
|
130
$57.8K
|
|
|
Feb 13, 2024
Q4 2023
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
563New |
$183K - $212K
|
563
$250K
|
|
|
Feb 13, 2024
Q4 2023
|
Hirtle Callaghan & CO LLC
West Conshohocken, PA |
BUY
|
- |
657New |
$213K - $248K
|
657
$292K
|
|
|
Feb 13, 2024
Q4 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
578New |
$187K - $218K
|
578
$257K
|
|
|
Feb 13, 2024
Q4 2023
|
Gordian Advisors LLC
Tucson, AZ |
BUY
|
- |
2.08KNew |
$675K - $785K
|
2.08K
$926K
|
|
|
Feb 13, 2024
Q4 2023
|
Northern Capital Management, Inc.
|
BUY
|
- |
1+ 0.03% |
$324 - $377
|
3.02K
$1.34M
|
|
|
Feb 13, 2024
Q4 2023
|
Morningstar Investment Services LLC
Chicago, IL |
BUY
|
- |
2.89K+ 97.8% |
$936K - $1.09M
|
5.84K
$2.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Truepoint, Inc.
|
SELL
|
- |
-1.84K- 12.3% |
$596K - $693K
|
13.1K
$5.83M
|
|
|
Feb 12, 2024
Q4 2023
|
Phillips Wealth Planners LLC
Starkville, MS |
BUY
|
- |
783New |
$254K - $295K
|
783
$348K
|
|
|
Feb 12, 2024
Q4 2023
|
Focus Financial Network Inc /Adv
Minneapolis, MN |
BUY
|
- |
8.5KNew |
$2.76M - $3.21M
|
8.5K
$3.78M
|
|
|
Feb 12, 2024
Q4 2023
|
Pegasus Partners Ltd.
Mequon, WI |
BUY
|
- |
590New |
$191K - $222K
|
590
$262K
|
|
|
Feb 12, 2024
Q4 2023
|
Avestar Capital, LLC
|
SELL
|
PUT |
-10K- 50.0% |
$3.24M - $3.77M
|
10K
$4.45M
|
|
|
Feb 12, 2024
Q4 2023
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
581New |
$188K - $219K
|
581
$258K
|
|
|
Feb 09, 2024
Q4 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-1.32K- 51.36% |
$428K - $498K
|
1.25K
$556K
|
|
|
Feb 09, 2024
Q4 2023
|
Cqs (Us), LLC
New York, NY |
BUY
|
PUT |
50KNew |
$16.2M - $18.9M
|
50K
$22.2M
|
|
|
Feb 09, 2024
Q4 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
55New |
$17.8K - $20.7K
|
55
$24.5K
|
|
|
Feb 09, 2024
Q4 2023
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
- |
881New |
$286K - $332K
|
881
$392K
|
|
|
Feb 09, 2024
Q4 2023
|
Sachetta, LLC
Lynnfield, MA |
BUY
|
- |
50New |
$16.2K - $18.9K
|
50
$22.2K
|
|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
BUY
|
- |
88+ 400.0% |
$28.5K - $33.2K
|
110
$48.9K
|
|
|
Feb 08, 2024
Q4 2023
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-40- 4.55% |
$13K - $15.1K
|
840
$374K
|
|
|
Feb 08, 2024
Q4 2023
|
Guardian Capital Advisors LP
Toronto, A6 |
BUY
|
- |
625New |
$203K - $236K
|
625
$278K
|
|