Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2022
Q3 2022
|
Pinz Capital Management, LP
New York, NY |
BUY
|
- |
1KNew |
$287K - $342K
|
1K
$435K
|
|
Nov 15, 2022
Q3 2022
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-25- 1.41% |
$7.18K - $8.54K
|
1.75K
$760K
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
40New |
$11.5K - $13.7K
|
40
$17.4K
|
|
Nov 14, 2022
Q3 2022
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
96+ 2.16% |
$27.6K - $32.8K
|
4.54K
$1.97M
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-100- 7.94% |
$28.7K - $34.2K
|
1.16K
$504K
|
|
Nov 14, 2022
Q3 2022
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-7.66KClosed |
$2.2M - $2.62M
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-100- 2.35% |
$28.7K - $34.2K
|
4.15K
$1.8M
|
|
Nov 14, 2022
Q3 2022
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-6- 0.34% |
$1.72K - $2.05K
|
1.75K
$761K
|
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
SELL
|
- |
-184- 11.44% |
$52.9K - $62.9K
|
1.43K
$619K
|
|
Nov 14, 2022
Q3 2022
|
Evermay Wealth Management LLC
Arlington, VA |
SELL
|
- |
-200- 18.85% |
$57.5K - $68.3K
|
861
$374K
|
|
Nov 14, 2022
Q3 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-1.8K- 20.69% |
$517K - $615K
|
6.9K
$3M
|
|
Nov 14, 2022
Q3 2022
|
Drw Securities, L.L.C.
Chicago, IL |
BUY
|
- |
9.54KNew |
$2.74M - $3.26M
|
9.54K
$4.15M
|
|
Nov 14, 2022
Q3 2022
|
Financial Advisors, LLC
Andover, MA |
BUY
|
- |
700New |
$201K - $239K
|
700
$304K
|
|
Nov 14, 2022
Q3 2022
|
Main Management Fund Advisors LLC
San Francisco, CA |
BUY
|
- |
600+ 1.97% |
$172K - $205K
|
31.1K
$13.5M
|
|
Nov 14, 2022
Q3 2022
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-300- 1.05% |
$86.2K - $103K
|
28.2K
$12.3M
|
|
Nov 14, 2022
Q3 2022
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
- |
-82.2K- 67.04% |
$23.6M - $28.1M
|
40.4K
$17.6M
|
|
Nov 14, 2022
Q3 2022
|
Capula Management LTD
Grand Cayman, E9 |
SELL
|
PUT |
-123K- 52.21% |
$35.4M - $42.1M
|
113K
$49M
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Resolute Financial, LLC
|
BUY
|
- |
6+ 0.45% |
$1.72K - $2.05K
|
1.34K
$583K
|
|
Nov 14, 2022
Q3 2022
|
Meeder Asset Management Inc
|
BUY
|
- |
775+ 7750.0% |
$223K - $265K
|
785
$341K
|
|
Nov 14, 2022
Q3 2022
|
Hap Trading, LLC
New York, NY |
BUY
|
- |
33.8K+ 37.26% |
$9.71M - $11.6M
|
125K
$54.1M
|
|
Nov 14, 2022
Q3 2022
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
12.8KNew |
$3.67M - $4.36M
|
12.8K
$5.55M
|
|
Nov 14, 2022
Q3 2022
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
PUT |
27KNew |
$7.76M - $9.23M
|
27K
$11.7M
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-5.27K- 20.74% |
$1.51M - $1.8M
|
20.1K
$8.75M
|
|
Nov 10, 2022
Q3 2022
|
Beck Bode, LLC
|
BUY
|
- |
22+ 2.97% |
$6.32K - $7.52K
|
762
$331K
|
|
Nov 09, 2022
Q3 2022
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
6New |
$1.72K - $2.05K
|
6
$2.61K
|
|
Nov 09, 2022
Q3 2022
|
Horrell Capital Management, Inc.
|
SELL
|
- |
-5- 8.2% |
$1.44K - $1.71K
|
56
$24.3K
|
|
Nov 09, 2022
Q3 2022
|
Stonehage Fleming Financial Services Holdings LTD
|
BUY
|
- |
103New |
$29.6K - $35.2K
|
103
$44.8K
|
|
Nov 08, 2022
Q3 2022
|
Curi Wealth Management, LLC
|
BUY
|
- |
2.46KNew |
$706K - $840K
|
2.46K
$1.07M
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-15- 9.15% |
$4.31K - $5.13K
|
149
$64.8K
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
1+ 1.69% |
$287 - $342
|
60
$26.1K
|
|
Nov 03, 2022
Q3 2022
|
Costello Asset Management, Inc
|
SELL
|
- |
-25- 29.41% |
$7.18K - $8.54K
|
60
$26.1K
|
|
Nov 03, 2022
Q3 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
54New |
$15.5K - $18.5K
|
54
$23.5K
|
|
Nov 03, 2022
Q3 2022
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-200- 58.65% |
$57.5K - $68.3K
|
141
$61.3K
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
BUY
|
PUT |
10KNew |
$2.87M - $3.42M
|
10K
$4.35M
|
|
Nov 02, 2022
Q3 2022
|
Auxano Advisors, LLC
|
BUY
|
- |
3.41KNew |
$981K - $1.17M
|
3.41K
$1.48M
|
|
Nov 02, 2022
Q3 2022
|
Baron Silver Stevens Financial Advisors, LLC
|
BUY
|
- |
131New |
$37.6K - $44.8K
|
131
$56.9K
|
|
Nov 02, 2022
Q3 2022
|
Sageworth Trust CO
|
SELL
|
- |
-150- 42.37% |
$43.1K - $51.3K
|
204
$88.7K
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-1- 0.05% |
$287 - $342
|
2.05K
$892K
|
|
Nov 01, 2022
Q3 2022
|
Strategic Asset Management, LLC
|
BUY
|
- |
18+ 1.6% |
$5.17K - $6.15K
|
1.14K
$497K
|
|
Nov 01, 2022
Q3 2022
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-1.89K- 40.17% |
$543K - $646K
|
2.82K
$1.22M
|
|
Oct 31, 2022
Q3 2022
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
800New |
$230K - $273K
|
800
$348K
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
334New |
$96K - $114K
|
334
$145K
|
|
Oct 26, 2022
Q3 2022
|
Inverness Counsel LLC
|
BUY
|
- |
1.6K+ 30.79% |
$460K - $547K
|
6.8K
$2.95M
|
|
Oct 25, 2022
Q3 2022
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-160- 12.17% |
$46K - $54.7K
|
1.16K
$502K
|
|
Oct 21, 2022
Q3 2022
|
Lehman & Derafelo Financial Resources LLC
|
BUY
|
- |
7+ 0.3% |
$2.01K - $2.39K
|
2.35K
$1.02M
|
|
Oct 20, 2022
Q3 2022
|
Traynor Capital Management, Inc.
|
BUY
|
- |
795New |
$228K - $272K
|
795
$346K
|
|
Oct 19, 2022
Q3 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
400New |
$115K - $137K
|
400
$174K
|
|
Oct 19, 2022
Q3 2022
|
Fny Investment Advisers, LLC
|
BUY
|
PUT |
40New |
$11.5K - $13.7K
|
40
$17.4K
|
|
Oct 18, 2022
Q3 2022
|
Level Financial Advisors, Inc.
|
BUY
|
- |
14New |
$4.02K - $4.78K
|
14
$6.09K
|