Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 05, 2020
Q1 2020
|
Horan Securities, Inc.
|
BUY
|
- |
12New |
$2.23K - $3.55K
|
12
$5.22K
|
|
May 01, 2020
Q1 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.3KClosed |
$3.97M - $6.31M
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Iowa State Bank
|
SELL
|
- |
-144- 0.96% |
$26.8K - $42.6K
|
14.9K
$6.46M
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
BUY
|
PUT |
500+ 33.33% |
$93.1K - $148K
|
2K
$869K
|
|
Apr 28, 2020
Q1 2020
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-722Closed |
$134K - $214K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-1.9KClosed |
$353K - $561K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-90Closed |
$16.8K - $26.6K
|
0
$0
|
|
Apr 16, 2020
Q1 2020
|
Ballast Advisors LLC
|
BUY
|
- |
300New |
$55.8K - $88.7K
|
300
$130K
|
|
Apr 14, 2020
Q1 2020
|
Leith Wheeler Investment Counsel Ltd.
|
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
Apr 14, 2020
Q1 2020
|
Norway Savings Bank
|
SELL
|
- |
-37Closed |
$6.89K - $10.9K
|
0
$0
|
|
Apr 13, 2020
Q1 2020
|
Camden Capital, LLC
|
BUY
|
PUT |
2KNew |
$372K - $591K
|
2K
$869K
|
|
Apr 03, 2020
Q1 2020
|
Salomon & Ludwin, LLC
|
SELL
|
- |
-188Closed |
$35K - $55.6K
|
0
$0
|
|
Q4 2019 | |||||||
Dec 21, 2023
Q4 2019
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-1KClosed |
$261K - $286K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Column Capital Advisors, LLC
|
BUY
|
- |
310New |
$80.8K - $88.8K
|
310
$135K
|
|
Feb 14, 2020
Q4 2019
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-67Closed |
$17.5K - $19.2K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
4.5KNew |
$1.17M - $1.29M
|
4.5K
$1.96M
|
|
Feb 11, 2020
Q4 2019
|
Horizon Bancorp Inc /In/
Michigan City, IN |
BUY
|
- |
1KNew |
$261K - $286K
|
1K
$435K
|
|
Feb 06, 2020
Q4 2019
|
Gam Holding Ag
|
SELL
|
- |
-25KClosed |
$6.52M - $7.16M
|
0
$0
|
|
Feb 06, 2020
Q4 2019
|
Tortoise Investment Management, LLC
|
BUY
|
PUT |
2KNew |
$521K - $573K
|
2K
$869K
|
|
Feb 05, 2020
Q4 2019
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-1.16KClosed |
$302K - $332K
|
0
$0
|
|
Jan 16, 2020
Q4 2019
|
Hanson & Doremus Investment Management
|
BUY
|
- |
300New |
$78.2K - $85.9K
|
300
$130K
|
|
Jan 15, 2020
Q4 2019
|
Deane Retirement Strategies, Inc.
|
SELL
|
- |
-70- 58.33% |
$18.3K - $20K
|
50
$21.7K
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-178Closed |
$46.4K - $51K
|
0
$0
|
|
Jan 10, 2020
Q4 2019
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
SELL
|
- |
-100- 27.03% |
$26.1K - $28.6K
|
270
$117K
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Linden Advisors LP
New York, NY |
SELL
|
CALL |
-150KClosed |
$38.3M - $41M
|
0
$0
|
|
Nov 14, 2019
Q3 2019
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-1.15KClosed |
$292K - $314K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Highland Private Wealth Management
|
SELL
|
- |
-1.97KClosed |
$502K - $538K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-2KClosed |
$510K - $547K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-158Closed |
$40.3K - $43.2K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Summit Wealth & Retirement Planning, Inc.
|
SELL
|
- |
-1.58KClosed |
$403K - $432K
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Copperwynd Financial, LLC
|
SELL
|
- |
-12.6KClosed |
$3.22M - $3.46M
|
0
$0
|
|
Nov 12, 2019
Q3 2019
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-59.7KClosed |
$15.2M - $16.3M
|
0
$0
|
|
Nov 08, 2019
Q3 2019
|
Taiyo Life Insurance CO
|
SELL
|
- |
-120K- 75.0% |
$30.6M - $32.8M
|
40K
$17.4M
|
|
Nov 01, 2019
Q3 2019
|
Girard Partners Ltd.
|
SELL
|
- |
-1.19KClosed |
$302K - $324K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-36- 24.0% |
$9.18K - $9.85K
|
114
$49.6K
|
|
Oct 29, 2019
Q3 2019
|
Sargent Investment Group, LLC
|
SELL
|
- |
-7.9KClosed |
$2.02M - $2.16M
|
0
$0
|
|
Oct 23, 2019
Q3 2019
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-3.81KClosed |
$971K - $1.04M
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-44Closed |
$11.2K - $12K
|
0
$0
|
|
Oct 21, 2019
Q3 2019
|
Donald L. Hagan, LLC
|
BUY
|
- |
7+ 0.5% |
$1.79K - $1.92K
|
1.41K
$612K
|
|
Oct 10, 2019
Q3 2019
|
Rb Capital Management, LLC
|
SELL
|
- |
-1.24KClosed |
$317K - $340K
|
0
$0
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-65Closed |
$16.6K - $17.8K
|
0
$0
|
|
Q2 2019 | |||||||
Sep 06, 2019
Q2 2019
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-150Closed |
$37.2K - $40.2K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Wolverine Asset Management LLC
|
SELL
|
PUT |
-250KClosed |
$62.1M - $67M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-1.15MClosed |
$285M - $308M
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-119Closed |
$29.5K - $31.9K
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-554Closed |
$138K - $149K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-674Closed |
$167K - $181K
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-981Closed |
$244K - $263K
|
0
$0
|
|
Aug 01, 2019
Q2 2019
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
CALL |
1KNew |
$248K - $268K
|
1K
$435K
|