Latest Institutional Transactions on Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 19, 2021
Q1 2021
|
Tru Independence Asset Management 2, LLC
|
SELL
|
- |
-360Closed |
$108K - $119K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-6Closed |
$1.8K - $1.99K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-10.7KClosed |
$3.22M - $3.56M
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Lee Capital Holdings LLC
New York, NY |
SELL
|
- |
-869Closed |
$261K - $288K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-200Closed |
$60K - $66.3K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Sns Financial Group, LLC
|
SELL
|
PUT |
-100- 20.0% |
$30K - $33.2K
|
400
$178K
|
|
May 11, 2021
Q1 2021
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-130Closed |
$39K - $43.1K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-37Closed |
$11.1K - $12.3K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1KClosed |
$300K - $332K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
30New |
$8.99K - $9.95K
|
30
$13.3K
|
|
May 11, 2021
Q1 2021
|
Pointe Capital Management LLC
|
SELL
|
- |
-2.21KClosed |
$663K - $733K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-1Closed |
$300 - $332
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-837Closed |
$251K - $278K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
United Maritime Capital LLC
New York, NY |
SELL
|
- |
-140Closed |
$42K - $46.4K
|
0
$0
|
|
May 05, 2021
Q1 2021
|
Endurance Wealth Management, Inc.
|
SELL
|
- |
-125- 84.46% |
$37.5K - $41.5K
|
23
$10.2K
|
|
May 05, 2021
Q1 2021
|
Gsb Wealth Management, LLC
|
BUY
|
- |
6.1KNew |
$1.83M - $2.02M
|
6.1K
$2.71M
|
|
May 05, 2021
Q1 2021
|
Interchange Capital Partners, LLC
|
SELL
|
- |
-35Closed |
$10.5K - $11.6K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Tuttle Capital Management, LLC
|
SELL
|
- |
-7.85KClosed |
$2.35M - $2.6M
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
1.79KNew |
$537K - $594K
|
1.79K
$796K
|
|
Apr 23, 2021
Q1 2021
|
Cedar Mountain Advisors, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
CALL |
100+ 4.35% |
$30K - $33.2K
|
2.4K
$1.07M
|
|
Apr 15, 2021
Q1 2021
|
Burt Wealth Advisors
|
SELL
|
- |
-450Closed |
$135K - $149K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
BUY
|
PUT |
10KNew |
$3M - $3.32M
|
10K
$4.45M
|
|
Apr 12, 2021
Q1 2021
|
Domani Wealth, LLC
|
SELL
|
- |
-35- 2.93% |
$10.5K - $11.6K
|
1.16K
$515K
|
|
Q4 2020 | |||||||
Mar 11, 2024
Q4 2020
|
Hobart Private Capital, LLC
Charlotte, NC |
BUY
|
- |
1.25K+ 77.27% |
$332K - $383K
|
2.87K
$1.28M
|
|
Nov 12, 2021
Q4 2020
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
411New |
$109K - $126K
|
411
$183K
|
|
Mar 08, 2021
Q4 2020
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-9.26KClosed |
$2.45M - $2.83M
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Jackson Square Capital, LLC
|
SELL
|
- |
-53Closed |
$14K - $16.2K
|
0
$0
|
|
Mar 05, 2021
Q4 2020
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-50Closed |
$13.3K - $15.3K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
300New |
$79.5K - $91.7K
|
300
$133K
|
|
Feb 16, 2021
Q4 2020
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
18New |
$4.77K - $5.5K
|
18
$8K
|
|
Feb 12, 2021
Q4 2020
|
Adirondack Trust CO
|
SELL
|
- |
-25Closed |
$6.63K - $7.64K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
60New |
$15.9K - $18.3K
|
60
$26.7K
|
|
Feb 12, 2021
Q4 2020
|
Kerntke Otto Mc Glone Wealth Management Group
Appleton, WI |
SELL
|
- |
-1.14KClosed |
$303K - $350K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-27- 57.45% |
$7.16K - $8.26K
|
20
$8.89K
|
|
Feb 11, 2021
Q4 2020
|
Slow Capital, Inc.
|
SELL
|
- |
-7Closed |
$1.86K - $2.14K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-346- 18.67% |
$91.7K - $106K
|
1.51K
$670K
|
|
Feb 10, 2021
Q4 2020
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-2.24KClosed |
$594K - $685K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Mv Capital Management, Inc.
|
SELL
|
- |
-433Closed |
$115K - $132K
|
0
$0
|
|
Feb 04, 2021
Q4 2020
|
Capital Planning Advisors, LLC
Sacramento, CA |
SELL
|
- |
-781Closed |
$207K - $239K
|
0
$0
|
|
Feb 01, 2021
Q4 2020
|
High Note Wealth, LLC
Deephaven, MN |
BUY
|
- |
715New |
$190K - $219K
|
715
$318K
|
|
Jan 29, 2021
Q4 2020
|
Marshall Financial Group LLC
|
BUY
|
CALL |
300New |
$79.5K - $91.7K
|
300
$133K
|
|
Jan 27, 2021
Q4 2020
|
Fukoku Mutual Life Insurance CO
|
SELL
|
- |
-3KClosed |
$795K - $917K
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
|
BUY
|
- |
42+ 3.8% |
$11.1K - $12.8K
|
1.15K
$510K
|
|
Jan 22, 2021
Q4 2020
|
Divergent Wealth Advisors
|
SELL
|
- |
-1.14KClosed |
$303K - $349K
|
0
$0
|
|
Jan 15, 2021
Q4 2020
|
Legacy Advisors, LLC
|
SELL
|
- |
-172- 6.57% |
$45.6K - $52.6K
|
2.45K
$1.09M
|
|
Jan 12, 2021
Q4 2020
|
First Premier Bank
|
BUY
|
- |
800+ 40.0% |
$212K - $245K
|
2.8K
$1.25M
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-939Closed |
$242K - $273K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Lombard Odier Asset Management (Usa) Corp
New York, NY |
SELL
|
- |
-9.29KClosed |
$2.39M - $2.7M
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
First Commonwealth Financial Corp
Indiana, PA |
SELL
|
PUT |
-1.8KClosed |
$463K - $524K
|
0
$0
|