Latest Institutional Sells of Spdr Dow Jones Industrial Average ETF Trust (DIA)
This list provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 21, 2019
Q3 2019
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-44Closed |
$11.2K - $12K
|
0
$0
|
|
Oct 31, 2019
Q3 2019
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-36- 24.0% |
$9.18K - $9.85K
|
114
$49.6K
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
PUT |
-1.15MClosed |
$285M - $308M
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Wolverine Asset Management LLC
|
SELL
|
PUT |
-250KClosed |
$62.1M - $67M
|
0
$0
|
|
Aug 06, 2019
Q2 2019
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-981Closed |
$244K - $263K
|
0
$0
|
|
Aug 07, 2019
Q2 2019
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-674Closed |
$167K - $181K
|
0
$0
|
|
Jul 30, 2019
Q2 2019
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-600Closed |
$149K - $161K
|
0
$0
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-554Closed |
$138K - $149K
|
0
$0
|
|
Jul 18, 2019
Q2 2019
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-475Closed |
$118K - $127K
|
0
$0
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-330Closed |
$81.9K - $88.5K
|
0
$0
|
|
Jul 26, 2019
Q2 2019
|
Washington Trust Bank
|
SELL
|
- |
-240Closed |
$59.6K - $64.3K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-210Closed |
$52.1K - $56.3K
|
0
$0
|
|
Sep 06, 2019
Q2 2019
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-150Closed |
$37.2K - $40.2K
|
0
$0
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-119Closed |
$29.5K - $31.9K
|
0
$0
|
|
Jul 29, 2019
Q2 2019
|
Blume Capital Management, Inc.
Berkeley, CA |
SELL
|
- |
-19Closed |
$4.72K - $5.09K
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-15Closed |
$3.72K - $4.02K
|
0
$0
|
|
Jul 31, 2019
Q2 2019
|
Bell Rock Capital LLC
|
SELL
|
- |
-10Closed |
$2.48K - $2.68K
|
0
$0
|
|
Q1 2019 | |||||||
May 14, 2019
Q1 2019
|
Granite Point Capital Management, L.P.
|
SELL
|
CALL |
-100KClosed |
$22.7M - $26.1M
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Silvercrest Asset Management Group LLC
New York, NY |
SELL
|
- |
-74.7KClosed |
$16.9M - $19.5M
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-17.6KClosed |
$4M - $4.6M
|
0
$0
|
|
Apr 10, 2019
Q1 2019
|
Addison Capital CO
|
SELL
|
- |
-5.19KClosed |
$1.18M - $1.35M
|
0
$0
|
|
Apr 09, 2019
Q1 2019
|
Fluent Financial, LLC
|
SELL
|
- |
-1.71KClosed |
$387K - $445K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-1.65KClosed |
$374K - $430K
|
0
$0
|
|
May 08, 2019
Q1 2019
|
Midwest Professional Planners, Ltd.
Wausau, WI |
SELL
|
- |
-1.64KClosed |
$372K - $428K
|
0
$0
|
|
May 08, 2019
Q1 2019
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-1.27KClosed |
$287K - $330K
|
0
$0
|
|
May 16, 2019
Q1 2019
|
Summit Trail Advisors, LLC
New York, NY |
SELL
|
- |
-1.2KClosed |
$272K - $313K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Spring Creek Capital LLC
Wichita, KS |
SELL
|
- |
-1.03KClosed |
$233K - $268K
|
0
$0
|
|
Apr 10, 2019
Q1 2019
|
Dfpg Investments, LLC
|
SELL
|
- |
-1.02KClosed |
$230K - $265K
|
0
$0
|
|
May 01, 2019
Q1 2019
|
Pictet & Cie (Europe) Sa
|
SELL
|
- |
-940Closed |
$213K - $245K
|
0
$0
|
|
Apr 23, 2019
Q1 2019
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-936Closed |
$212K - $244K
|
0
$0
|
|
Apr 12, 2019
Q1 2019
|
Ledyard National Bank
|
SELL
|
- |
-60Closed |
$13.6K - $15.7K
|
0
$0
|
|
May 07, 2019
Q1 2019
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-3- 21.43% |
$680 - $783
|
11
$4.78K
|
|
Q4 2018 | |||||||
Feb 13, 2019
Q4 2018
|
Impala Asset Management LLC
New Canaan, CT |
SELL
|
CALL |
-2.4MClosed |
$524M - $643M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Ardsley Advisory Partners LP
Stamford, CT |
SELL
|
CALL |
-275KClosed |
$60M - $73.7M
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Whetstone Capital Advisors, LLC
Shawnee Mission, KS |
SELL
|
PUT |
-75.8KClosed |
$16.5M - $20.3M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Guild Investment Management, Inc.
|
SELL
|
- |
-67.5KClosed |
$14.7M - $18.1M
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-21.4KClosed |
$4.66M - $5.72M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-6.56KClosed |
$1.43M - $1.76M
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Boston Family Office LLC
Boston, MA |
SELL
|
- |
-4.11KClosed |
$896K - $1.1M
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-2.04KClosed |
$444K - $546K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Nadler Financial Group, Inc.
|
SELL
|
- |
-1.4KClosed |
$305K - $375K
|
0
$0
|
|
Feb 07, 2019
Q4 2018
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-942Closed |
$205K - $252K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-900Closed |
$196K - $241K
|
0
$0
|
|
Feb 14, 2019
Q4 2018
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-710Closed |
$155K - $190K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Ballew Advisors, Inc
|
SELL
|
- |
-485Closed |
$106K - $130K
|
0
$0
|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-431- 78.22% |
$94K - $115K
|
120
$52.2K
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-273Closed |
$59.5K - $73.2K
|
0
$0
|
|
Feb 05, 2019
Q4 2018
|
Cypress Capital Management LLC (Wy)
|
SELL
|
- |
-100Closed |
$21.8K - $26.8K
|
0
$0
|
|
Jan 15, 2019
Q4 2018
|
Kiley Juergens Wealth Management, LLC
|
SELL
|
- |
-60Closed |
$13.1K - $16.1K
|
0
$0
|
|
Jan 17, 2019
Q4 2018
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-25Closed |
$5.45K - $6.7K
|
0
$0
|