Latest Institutional Sells of Spdr Dow Jones Industrial Average ETF Trust (DIA)
This list provides information on the latest institutional transactions involving Spdr Dow Jones Industrial Average ETF Trust (DIA) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2020
Q3 2020
|
Dakota Wealth Management
|
SELL
|
- |
-55Closed |
$14.1K - $16K
|
0
$0
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-29Closed |
$7.46K - $8.45K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-100KClosed |
$20.9M - $27.6M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
K2 Principal Fund, L.P.
Toronto, A6 |
SELL
|
PUT |
-50KClosed |
$10.5M - $13.8M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-27.4KClosed |
$5.75M - $7.58M
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
PUT |
-20.8KClosed |
$4.36M - $5.75M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Hamilton Capital, LLC
Columbus, OH |
SELL
|
PUT |
-20KClosed |
$4.19M - $5.53M
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-11.1KClosed |
$2.33M - $3.08M
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-7.76KClosed |
$1.62M - $2.14M
|
0
$0
|
|
Jul 23, 2020
Q2 2020
|
Qvr LLC
|
SELL
|
- |
-7.14KClosed |
$1.49M - $1.97M
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
American Asset Management Inc.
|
SELL
|
- |
-6KClosed |
$1.26M - $1.66M
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-5.5KClosed |
$1.15M - $1.52M
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Lavaca Capital LLC
Houston, TX |
SELL
|
PUT |
-4KClosed |
$838K - $1.11M
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-3.5KClosed |
$733K - $967K
|
0
$0
|
|
Aug 12, 2020
Q2 2020
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-2.63KClosed |
$550K - $725K
|
0
$0
|
|
Aug 04, 2020
Q2 2020
|
Karp Capital Management Corp
|
SELL
|
- |
-2.61KClosed |
$547K - $722K
|
0
$0
|
|
Jul 28, 2020
Q2 2020
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-2.45KClosed |
$513K - $677K
|
0
$0
|
|
Jul 09, 2020
Q2 2020
|
Clarus Wealth Advisors
|
SELL
|
- |
-2.36KClosed |
$494K - $652K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-1.25KClosed |
$262K - $346K
|
0
$0
|
|
Aug 03, 2020
Q2 2020
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-1.23KClosed |
$257K - $340K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
River Glades Family Offices LLC
Naples, FL |
SELL
|
- |
-950Closed |
$199K - $262K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-435Closed |
$91.1K - $120K
|
0
$0
|
|
Jul 15, 2020
Q2 2020
|
Pacifica Partners Inc.
|
SELL
|
- |
-400Closed |
$83.8K - $111K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-300Closed |
$62.8K - $82.9K
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Resonant Capital Advisors, LLC
|
SELL
|
- |
-200- 5.71% |
$41.9K - $55.3K
|
3.3K
$1.38M
|
|
Aug 03, 2020
Q2 2020
|
Danda Trouve Investment Management, Inc.
|
SELL
|
- |
-137Closed |
$28.7K - $37.9K
|
0
$0
|
|
Jul 27, 2020
Q2 2020
|
Arrow Financial Corp
|
SELL
|
- |
-115Closed |
$24.1K - $31.8K
|
0
$0
|
|
Jul 06, 2020
Q2 2020
|
Ellevest, Inc.
|
SELL
|
- |
-89Closed |
$18.6K - $24.6K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Citizens & Northern Corp
|
SELL
|
- |
-18- 0.7% |
$3.77K - $4.97K
|
2.54K
$1.07M
|
|
Q1 2020 | |||||||
May 01, 2020
Q1 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-21.3KClosed |
$3.97M - $6.31M
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Jackson Wealth Management, LLC
|
SELL
|
- |
-18.1KClosed |
$3.37M - $5.35M
|
0
$0
|
|
Dec 12, 2024
Q1 2020
|
Legacy Wealth Management, LLC / Ms
Ridgeland, MS |
SELL
|
- |
-6.5KClosed |
$1.21M - $1.92M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-5.73KClosed |
$1.07M - $1.69M
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-3.42KClosed |
$636K - $1.01M
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Athanor Capital, LP
New York, NY |
SELL
|
- |
-3.2KClosed |
$596K - $946K
|
0
$0
|
|
May 08, 2020
Q1 2020
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.03KClosed |
$563K - $895K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Brickley Wealth Management
|
SELL
|
- |
-2.18KClosed |
$406K - $645K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-1.9KClosed |
$353K - $561K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-1.29KClosed |
$240K - $381K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Towercrest Capital Management
Newtown, PA |
SELL
|
- |
-1.13KClosed |
$211K - $335K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-1KClosed |
$186K - $296K
|
0
$0
|
|
May 12, 2020
Q1 2020
|
Silicon Valley Capital Partners
|
SELL
|
- |
-975Closed |
$181K - $288K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Blankinship & Foster, LLC
Solana Beach, CA |
SELL
|
- |
-866Closed |
$161K - $256K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Rain Capital Management, LLC
Lake Oswego, OR |
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
Apr 14, 2020
Q1 2020
|
Leith Wheeler Investment Counsel Ltd.
|
SELL
|
- |
-747Closed |
$139K - $221K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Slate Stone Wealth, LLC
|
SELL
|
- |
-722Closed |
$134K - $214K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-416Closed |
$77.4K - $123K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
North Rock Partners, LLC
|
SELL
|
- |
-196Closed |
$36.5K - $58K
|
0
$0
|
|
Apr 03, 2020
Q1 2020
|
Salomon & Ludwin, LLC
|
SELL
|
- |
-188Closed |
$35K - $55.6K
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Iowa State Bank
|
SELL
|
- |
-144- 0.96% |
$26.8K - $42.6K
|
14.9K
$6.23M
|