Purchases and Sales Made in Q1 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 12, 2022
Q1 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.4K+ 49.75% |
$458K - $516K
|
4.22K
$1.83M
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.36K+ 29.03% |
$443K - $499K
|
6.03K
$2.62M
|
|
May 06, 2022
Q1 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
1.36K+ 6.94% |
$443K - $499K
|
20.9K
$9.08M
|
|
Jul 24, 2024
Q1 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
1.35K+ 27.9% |
$441K - $497K
|
6.19K
$2.69M
|
|
Apr 27, 2022
Q1 2022
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
1.35K+ 7.34% |
$439K - $495K
|
19.7K
$8.54M
|
|
May 13, 2022
Q1 2022
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
1.32KNew |
$431K - $486K
|
1.32K
$573K
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
1.31K+ 71.09% |
$427K - $481K
|
3.15K
$1.37M
|
|
May 16, 2022
Q1 2022
|
Saxon Interests, Inc.
|
BUY
|
- |
1.24KNew |
$405K - $456K
|
1.24K
$538K
|
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
BUY
|
- |
1.24K+ 41.44% |
$405K - $456K
|
4.23K
$1.84M
|
|
May 06, 2022
Q1 2022
|
Retireful, LLC
|
BUY
|
- |
1.23KNew |
$403K - $454K
|
1.23K
$535K
|
|
May 03, 2022
Q1 2022
|
Harvest Investment Services, LLC
|
BUY
|
- |
1.23K+ 11.23% |
$402K - $452K
|
12.2K
$5.29M
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.22K+ 8.6% |
$399K - $449K
|
15.4K
$6.7M
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.22K+ 8.6% |
$399K - $449K
|
15.4K
$6.7M
|
|
Jun 08, 2022
Q1 2022
|
American Trust
Lexington, KY |
BUY
|
- |
1.2KNew |
$393K - $443K
|
1.2K
$522K
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
1.19K+ 14.49% |
$390K - $439K
|
9.43K
$4.1M
|
|
Apr 25, 2022
Q1 2022
|
Flc Capital Advisors
|
BUY
|
- |
1.19KNew |
$389K - $438K
|
1.19K
$517K
|
|
Apr 19, 2022
Q1 2022
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
1.17K+ 0.5% |
$380K - $429K
|
235K
$102M
|
|
May 16, 2022
Q1 2022
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
1.15K+ 81.93% |
$376K - $424K
|
2.56K
$1.11M
|
|
May 05, 2022
Q1 2022
|
National Bank Of Canada
|
BUY
|
- |
1.15K+ 2.62% |
$376K - $423K
|
45.1K
$19.6M
|
|
May 13, 2022
Q1 2022
|
Crosspoint Capital Strategies, LLC
Orinda, CA |
BUY
|
- |
1.15K+ 367.41% |
$376K - $423K
|
1.46K
$635K
|
|
May 16, 2022
Q1 2022
|
Athena Investment Management
|
BUY
|
- |
1.13KNew |
$370K - $417K
|
1.13K
$492K
|
|
May 16, 2022
Q1 2022
|
Mkt Advisors LLC
Escondido, CA |
BUY
|
- |
1.12K+ 2.31% |
$365K - $412K
|
49.5K
$21.5M
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
1.1K+ 102.13% |
$360K - $406K
|
2.18K
$948K
|
|
May 06, 2022
Q1 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1.1K+ 6.43% |
$360K - $405K
|
18.2K
$7.92M
|
|
May 05, 2022
Q1 2022
|
Capital Advisors Inc
|
BUY
|
- |
1.06KNew |
$345K - $388K
|
1.06K
$459K
|
|
May 06, 2022
Q1 2022
|
Jfg Wealth Management, LLC
Denver, CO |
BUY
|
- |
1.05KNew |
$343K - $386K
|
1.05K
$456K
|
|
May 09, 2022
Q1 2022
|
Novare Capital Management LLC
|
BUY
|
- |
1.03KNew |
$336K - $378K
|
1.03K
$446K
|
|
Apr 29, 2022
Q1 2022
|
Institute For Wealth Management, Llc.
|
BUY
|
- |
1.02K+ 47.82% |
$334K - $376K
|
3.16K
$1.37M
|
|
May 10, 2022
Q1 2022
|
Forvis Wealth Advisors, LLC
|
BUY
|
- |
1.02KNew |
$333K - $375K
|
1.02K
$443K
|
|
May 10, 2022
Q1 2022
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
1KNew |
$328K - $369K
|
1K
$435K
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1K+ 3.22% |
$327K - $368K
|
32K
$13.9M
|
|
May 11, 2022
Q1 2022
|
Hutchinson Capital Management
San Rafael, CA |
BUY
|
- |
1KNew |
$327K - $368K
|
1K
$434K
|
|
May 11, 2022
Q1 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
996+ 98.81% |
$325K - $366K
|
2K
$870K
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
991+ 9.9% |
$324K - $365K
|
11K
$4.78M
|
|
May 06, 2022
Q1 2022
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
978+ 1.29% |
$319K - $360K
|
76.8K
$33.3M
|
|
May 10, 2022
Q1 2022
|
Wealth Alliance
Mellville, NY |
BUY
|
- |
957New |
$312K - $352K
|
957
$416K
|
|
May 04, 2022
Q1 2022
|
D. Scott Neal, Inc.
|
BUY
|
- |
946New |
$309K - $348K
|
946
$411K
|
|
May 04, 2022
Q1 2022
|
Advanced Asset Management Advisors Inc
Dublin, OH |
BUY
|
- |
908+ 47.59% |
$296K - $334K
|
2.82K
$1.22M
|
|
May 25, 2022
Q1 2022
|
L.M. Kohn & Company
|
BUY
|
- |
884New |
$289K - $325K
|
884
$384K
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
883+ 132.78% |
$288K - $325K
|
1.55K
$672K
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
865+ 45.79% |
$282K - $318K
|
2.75K
$1.2M
|
|
Apr 21, 2022
Q1 2022
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
843+ 4.18% |
$275K - $310K
|
21K
$9.11M
|
|
May 12, 2022
Q1 2022
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
841New |
$275K - $309K
|
841
$365K
|
|
May 10, 2022
Q1 2022
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
822+ 9.49% |
$268K - $302K
|
9.48K
$4.12M
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
815+ 14.86% |
$266K - $300K
|
6.3K
$2.73M
|
|
May 06, 2022
Q1 2022
|
Washburn Capital Management, Inc.
|
BUY
|
- |
782+ 1.35% |
$255K - $288K
|
58.9K
$25.6M
|
|
May 13, 2022
Q1 2022
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
771New |
$252K - $284K
|
771
$335K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
769+ 6.71% |
$251K - $283K
|
12.2K
$5.31M
|
|
Apr 20, 2022
Q1 2022
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
764New |
$249K - $281K
|
764
$332K
|
|
Apr 28, 2022
Q1 2022
|
Pittenger & Anderson Inc
|
BUY
|
- |
739+ 2.81% |
$241K - $272K
|
27.1K
$11.7M
|