Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
369K+ 1756.47% |
$117M - $126M
|
390K
$169M
|
|
May 15, 2023
Q1 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
156KNew |
$49.8M - $53.6M
|
156K
$67.9M
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
153K+ 21.15% |
$48.9M - $52.6M
|
879K
$381M
|
|
May 01, 2023
Q1 2023
|
Cm Wealth Advisors LLC
Beachwood, OH |
BUY
|
- |
137KNew |
$43.6M - $46.9M
|
137K
$59.4M
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
114K+ 4.17% |
$36.4M - $39.3M
|
2.86M
$1.24B
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
99.6K+ 22.16% |
$31.7M - $34.2M
|
549K
$239M
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
99.3K+ 428.58% |
$31.6M - $34.1M
|
123K
$53.2M
|
|
Apr 27, 2023
Q1 2023
|
Simplex Trading, LLC
|
BUY
|
- |
85.7K+ 85734.0% |
$27.3M - $29.4M
|
85.8K
$37.3M
|
|
May 15, 2023
Q1 2023
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
77.8K+ 156.94% |
$24.8M - $26.7M
|
127K
$55.3M
|
|
May 09, 2023
Q1 2023
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
54.3K+ 52.51% |
$17.3M - $18.6M
|
158K
$68.5M
|
|
May 10, 2023
Q1 2023
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
48.3K+ 131.02% |
$15.4M - $16.6M
|
85.2K
$37M
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
48.3K+ 42.16% |
$15.4M - $16.6M
|
163K
$70.7M
|
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
44.5KNew |
$14.2M - $15.3M
|
44.5K
$19.3M
|
|
May 15, 2023
Q1 2023
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
39.6K+ 3962500.0% |
$12.6M - $13.6M
|
39.6K
$17.2M
|
|
May 22, 2023
Q1 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
30.3KNew |
$9.65M - $10.4M
|
30.3K
$13.1M
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
29.2K+ 73.07% |
$9.31M - $10M
|
69.3K
$30.1M
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
27.7K+ 46.46% |
$8.83M - $9.51M
|
87.4K
$38M
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
27.2K+ 45.36% |
$8.66M - $9.33M
|
87.2K
$37.8M
|
|
Apr 19, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
25.3KNew |
$8.05M - $8.67M
|
25.3K
$11M
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
24.5KNew |
$7.81M - $8.41M
|
24.5K
$10.6M
|
|
Apr 22, 2024
Q1 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
22.3K+ 685.51% |
$7.1M - $7.64M
|
25.5K
$11.1M
|
|
Jun 17, 2024
Q1 2023
|
Traphagen Investment Advisors LLC
Oradell, NJ |
BUY
|
- |
17.9K+ 40.19% |
$5.69M - $6.13M
|
62.3K
$27M
|
|
May 12, 2023
Q1 2023
|
Clear Street Markets LLC
|
BUY
|
- |
17.6K+ 1755.5% |
$5.59M - $6.02M
|
18.6K
$8.06M
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
17.5K+ 52.46% |
$5.57M - $6M
|
50.8K
$22.1M
|
|
May 15, 2023
Q1 2023
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
17.3KNew |
$5.51M - $5.94M
|
17.3K
$7.51M
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14K+ 38.08% |
$4.46M - $4.81M
|
50.8K
$22.1M
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13.7K+ 415.12% |
$4.36M - $4.7M
|
17K
$7.38M
|
|
May 11, 2023
Q1 2023
|
Optiver Holding B.V.
Amsterdam, P7 |
BUY
|
- |
12.4K+ 20.76% |
$3.96M - $4.26M
|
72.3K
$31.4M
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.9K+ 4.76% |
$3.8M - $4.09M
|
263K
$114M
|
|
May 15, 2023
Q1 2023
|
Frank, Rimerman Advisors LLC
Palo Alto, CA |
BUY
|
- |
11.5KNew |
$3.65M - $3.93M
|
11.5K
$4.98M
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
11.4KNew |
$3.63M - $3.91M
|
11.4K
$4.95M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.9K+ 4.74% |
$3.49M - $3.76M
|
242K
$105M
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
10.9K+ 100.0% |
$3.49M - $3.75M
|
21.9K
$9.5M
|
|
May 05, 2023
Q1 2023
|
C2 P Capital Advisory Group, LLC D.B.A. Prosperity Capital Advisors
Westlake, OH |
BUY
|
- |
10.9KNew |
$3.47M - $3.73M
|
10.9K
$4.73M
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
10.7K+ 306.71% |
$3.39M - $3.65M
|
14.1K
$6.13M
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
10.6K+ 9.07% |
$3.36M - $3.62M
|
127K
$55.1M
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3K+ 49.62% |
$3.27M - $3.52M
|
30.9K
$13.4M
|
|
May 15, 2023
Q1 2023
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
10.2KNew |
$3.25M - $3.5M
|
10.2K
$4.42M
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
9.63KNew |
$3.07M - $3.3M
|
9.63K
$4.18M
|
|
May 11, 2023
Q1 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
8.38K+ 20.09% |
$2.67M - $2.87M
|
50.1K
$21.8M
|
|
May 08, 2023
Q1 2023
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
7.9KNew |
$2.52M - $2.71M
|
7.9K
$3.43M
|
|
Apr 13, 2023
Q1 2023
|
Ewg Elevate Inc.
|
BUY
|
- |
7.21K+ 189.69% |
$2.3M - $2.47M
|
11K
$4.78M
|
|
Apr 18, 2023
Q1 2023
|
Tcp Asset Management, LLC
Columbus, OH |
BUY
|
- |
7.08K+ 27.26% |
$2.25M - $2.43M
|
33K
$14.3M
|
|
Apr 20, 2023
Q1 2023
|
Melone Private Wealth, LLC
|
BUY
|
- |
7.03K+ 52.95% |
$2.24M - $2.41M
|
20.3K
$8.81M
|
|
May 12, 2023
Q1 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
6.87K+ 825.72% |
$2.19M - $2.36M
|
7.7K
$3.34M
|
|
May 15, 2023
Q1 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
6.69K+ 171.41% |
$2.13M - $2.29M
|
10.6K
$4.6M
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
6.01K+ 31.94% |
$1.91M - $2.06M
|
24.8K
$10.8M
|
|
Apr 24, 2023
Q1 2023
|
Fsm Wealth Advisors, LLC
Cleveland, OH |
BUY
|
- |
5.85KNew |
$1.86M - $2.01M
|
5.85K
$2.54M
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
5.33K+ 5.24% |
$1.7M - $1.83M
|
107K
$46.4M
|
|
Apr 20, 2023
Q1 2023
|
Strategic Wealth Investment Group, LLC
|
BUY
|
- |
5.29K+ 15.77% |
$1.68M - $1.81M
|
38.8K
$16.9M
|