Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Gyl Financial Synergies, LLC
|
SELL
|
- |
-5- 0.22% |
$1.59K - $1.72K
|
2.26K
$1.01M
|
|
|
Apr 19, 2023
Q1 2023
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-5- 0.17% |
$1.59K - $1.72K
|
2.88K
$1.28M
|
|
|
Apr 13, 2023
Q1 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-6- 0.14% |
$1.91K - $2.06K
|
4.31K
$1.91M
|
|
|
May 15, 2023
Q1 2023
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
SELL
|
- |
-6- 0.13% |
$1.91K - $2.06K
|
4.69K
$2.09M
|
|
|
May 08, 2023
Q1 2023
|
Bradley Foster & Sargent Inc
Hartford, CT |
SELL
|
- |
-7- 0.2% |
$2.23K - $2.4K
|
3.47K
$1.54M
|
|
|
May 03, 2023
Q1 2023
|
Element Wealth, LLC
|
SELL
|
- |
-8- 0.76% |
$2.55K - $2.74K
|
1.05K
$466K
|
|
|
May 05, 2023
Q1 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-8- 0.83% |
$2.55K - $2.74K
|
957
$425K
|
|
|
May 15, 2023
Q1 2023
|
Solidarilty Wealth, LLC
Lehi, UT |
SELL
|
- |
-10- 0.2% |
$3.19K - $3.43K
|
4.9K
$2.18M
|
|
|
Apr 26, 2023
Q1 2023
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-10- 0.21% |
$3.19K - $3.43K
|
4.66K
$2.07M
|
|
|
Apr 12, 2023
Q1 2023
|
Country Club Bank
|
SELL
|
- |
-10- 0.25% |
$3.19K - $3.43K
|
4.06K
$1.8M
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-10- 0.39% |
$3.19K - $3.43K
|
2.54K
$1.13M
|
|
|
Feb 20, 2025
Q1 2023
|
Clare Market Investments LLC
Dallas, TX |
SELL
|
- |
-11- 0.97% |
$3.5K - $3.77K
|
1.12K
$499K
|
|
|
Dec 05, 2023
Q1 2023
|
Morton Capital Management Llc/Ca
Calabasas, CA |
SELL
|
- |
-11- 0.28% |
$3.5K - $3.77K
|
3.87K
$1.72M
|
|
|
May 15, 2023
Q1 2023
|
Compass Wealth Management LLC
Guilford, CT |
SELL
|
- |
-11- 0.56% |
$3.5K - $3.77K
|
1.96K
$871K
|
|
|
May 10, 2023
Q1 2023
|
Redwood Financial Network Corp
|
SELL
|
- |
-12- 0.54% |
$3.82K - $4.12K
|
2.21K
$984K
|
|
|
Apr 24, 2023
Q1 2023
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-12- 1.32% |
$3.82K - $4.12K
|
895
$398K
|
|
|
Apr 10, 2023
Q1 2023
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-13- 65.0% |
$4.14K - $4.46K
|
7
$3.11K
|
|
|
May 12, 2023
Q1 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
SELL
|
- |
-15- 0.87% |
$4.78K - $5.15K
|
1.7K
$757K
|
|
|
Apr 14, 2023
Q1 2023
|
Sharper & Granite LLC
El Segundo, CA |
SELL
|
- |
-15- 0.4% |
$4.78K - $5.15K
|
3.75K
$1.67M
|
|
|
Apr 17, 2023
Q1 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-15- 0.8% |
$4.78K - $5.15K
|
1.85K
$822K
|
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-16- 16.16% |
$5.1K - $5.49K
|
83
$36.9K
|
|
|
Apr 12, 2023
Q1 2023
|
Greenfield Savings Bank
|
SELL
|
- |
-16- 0.36% |
$5.1K - $5.49K
|
4.49K
$1.99M
|
|
|
May 12, 2023
Q1 2023
|
Johnson Financial Group, Inc.
Racine, WI |
SELL
|
- |
-16- 0.99% |
$5.1K - $5.49K
|
1.6K
$709K
|
|
|
May 08, 2023
Q1 2023
|
Triumph Capital Management
|
SELL
|
- |
-17- 0.23% |
$5.41K - $5.83K
|
7.33K
$3.26M
|
|
|
Apr 26, 2024
Q1 2023
|
Prestige Wealth Management Group LLC
|
SELL
|
- |
-17- 16.67% |
$5.41K - $5.83K
|
85
$37.8K
|
|
|
Apr 25, 2023
Q1 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-17- 2.31% |
$5.41K - $5.83K
|
718
$319K
|
|
|
May 17, 2023
Q1 2023
|
D L Carlson Investment Group Inc
Concord, NH |
SELL
|
- |
-18- 1.0% |
$5.73K - $6.17K
|
1.78K
$790K
|
|
|
Apr 07, 2023
Q1 2023
|
Keystone Wealth Services, LLC
|
SELL
|
- |
-18- 0.79% |
$5.73K - $6.17K
|
2.27K
$1.01M
|
|
|
Sep 21, 2023
Q1 2023
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-20Closed |
$6.37K - $6.86K
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-23- 2.96% |
$7.33K - $7.89K
|
754
$335K
|
|
|
Apr 25, 2023
Q1 2023
|
Lodestar Private Asset Management LLC
Alamo, CA |
SELL
|
- |
-25- 1.3% |
$7.96K - $8.58K
|
1.9K
$845K
|
|
|
Apr 24, 2023
Q1 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
SELL
|
- |
-26- 26.0% |
$8.28K - $8.92K
|
74
$32.9K
|
|
|
May 09, 2023
Q1 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-28- 0.24% |
$8.92K - $9.6K
|
11.9K
$5.28M
|
|
|
Apr 12, 2023
Q1 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-30- 0.95% |
$9.56K - $10.3K
|
3.14K
$1.4M
|
|
|
Apr 19, 2023
Q1 2023
|
Capital Advisors Inc
|
SELL
|
- |
-31- 2.2% |
$9.87K - $10.6K
|
1.38K
$611K
|
|
|
Apr 14, 2023
Q1 2023
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-31- 1.84% |
$9.87K - $10.6K
|
1.65K
$734K
|
|
|
May 04, 2023
Q1 2023
|
Denver Wealth Management, Inc.
Greenwood Village, CO |
SELL
|
- |
-32- 1.33% |
$10.2K - $11K
|
2.37K
$1.06M
|
|
|
May 10, 2023
Q1 2023
|
Amg National Trust Bank
|
SELL
|
- |
-34- 0.07% |
$10.8K - $11.7K
|
47.7K
$21.2M
|
|
|
May 04, 2023
Q1 2023
|
Heritage Wealth Advisors
|
SELL
|
- |
-35- 4.67% |
$11.1K - $12K
|
714
$317K
|
|
|
Apr 21, 2023
Q1 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-35- 3.37% |
$11.1K - $12K
|
1.01K
$447K
|
|
|
Apr 14, 2023
Q1 2023
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-39- 0.04% |
$12.4K - $13.4K
|
107K
$47.6M
|
|
|
May 11, 2023
Q1 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-39- 1.45% |
$12.4K - $13.4K
|
2.66K
$1.18M
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-40- 1.51% |
$12.7K - $13.7K
|
2.61K
$1.16M
|
|
|
May 12, 2023
Q1 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-40- 2.94% |
$12.7K - $13.7K
|
1.32K
$587K
|
|
|
May 03, 2023
Q1 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-40- 2.18% |
$12.7K - $13.7K
|
1.8K
$798K
|
|
|
May 16, 2023
Q1 2023
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-40- 6.15% |
$12.7K - $13.7K
|
610
$271K
|
|
|
May 11, 2023
Q1 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-40- 3.7% |
$12.7K - $13.7K
|
1.04K
$463K
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
SELL
|
- |
-42- 3.14% |
$13.4K - $14.4K
|
1.3K
$576K
|
|
|
Apr 06, 2023
Q1 2023
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-42- 3.93% |
$13.4K - $14.4K
|
1.03K
$456K
|
|
|
May 08, 2023
Q1 2023
|
Brown Advisory Inc
|
SELL
|
- |
-42- 0.27% |
$13.4K - $14.4K
|
15.6K
$6.92M
|