Purchases and Sales Made in Q1 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q1 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 26, 2023
Q1 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
SELL
|
- |
-100Closed |
$31.9K - $34.3K
|
0
$0
|
|
|
Apr 25, 2023
Q1 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-100- 4.59% |
$31.9K - $34.3K
|
2.08K
$925K
|
|
|
Apr 18, 2023
Q1 2023
|
First United Bank & Trust
|
SELL
|
- |
-100- 13.77% |
$31.9K - $34.3K
|
626
$278K
|
|
|
Apr 18, 2023
Q1 2023
|
Rodgers & Associates, LTD
|
SELL
|
- |
-100- 8.71% |
$31.9K - $34.3K
|
1.05K
$466K
|
|
|
May 02, 2023
Q1 2023
|
Neumann Capital Management, LLC
|
SELL
|
- |
-100- 12.02% |
$31.9K - $34.3K
|
732
$325K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-101- 3.03% |
$32.2K - $34.6K
|
3.24K
$1.44M
|
|
|
Apr 07, 2023
Q1 2023
|
Diversified Trust CO
|
SELL
|
- |
-101- 13.84% |
$32.2K - $34.6K
|
629
$280K
|
|
|
Apr 18, 2023
Q1 2023
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-101- 2.79% |
$32.2K - $34.6K
|
3.52K
$1.56M
|
|
|
Apr 19, 2023
Q1 2023
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-105- 5.16% |
$33.4K - $36K
|
1.93K
$857K
|
|
|
May 08, 2023
Q1 2023
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-106- 13.73% |
$33.8K - $36.4K
|
666
$296K
|
|
|
Apr 17, 2023
Q1 2023
|
First Financial Corp
|
SELL
|
- |
-110- 5.76% |
$35K - $37.7K
|
1.8K
$801K
|
|
|
Apr 21, 2023
Q1 2023
|
Asset Dedication, LLC
|
SELL
|
- |
-115- 2.01% |
$36.6K - $39.4K
|
5.61K
$2.49M
|
|
|
May 12, 2023
Q1 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-120- 4.6% |
$38.2K - $41.2K
|
2.49K
$1.11M
|
|
|
May 04, 2023
Q1 2023
|
Lowery Thomas, LLC
San Francisco, CA |
SELL
|
- |
-121- 1.04% |
$38.5K - $41.5K
|
11.5K
$5.12M
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-122- 51.91% |
$38.9K - $41.8K
|
113
$50.2K
|
|
|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-123- 4.62% |
$39.2K - $42.2K
|
2.54K
$1.13M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-123- 1.93% |
$39.2K - $42.2K
|
6.25K
$2.78M
|
|
|
May 12, 2023
Q1 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-123- 17.25% |
$39.2K - $42.2K
|
590
$262K
|
|
|
Apr 11, 2023
Q1 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-125- 6.39% |
$39.8K - $42.9K
|
1.83K
$813K
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-126- 4.29% |
$40.1K - $43.2K
|
2.81K
$1.25M
|
|
|
May 04, 2023
Q1 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-126- 7.37% |
$40.1K - $43.2K
|
1.58K
$704K
|
|
|
Apr 12, 2023
Q1 2023
|
Traverso Chambers Private Wealth Management, LLC
|
SELL
|
- |
-133- 12.03% |
$42.4K - $45.6K
|
973
$433K
|
|
|
Apr 25, 2023
Q1 2023
|
American National Bank
|
SELL
|
- |
-134- 0.97% |
$42.7K - $46K
|
13.7K
$6.08M
|
|
|
May 15, 2023
Q1 2023
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-135- 0.81% |
$43K - $46.3K
|
16.5K
$7.36M
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
SELL
|
- |
-135- 83.85% |
$43K - $46.3K
|
26
$11.6K
|
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-140- 7.68% |
$44.6K - $48K
|
1.68K
$748K
|
|
|
May 12, 2023
Q1 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-142- 73.96% |
$45.2K - $48.7K
|
50
$22.2K
|
|
|
May 10, 2023
Q1 2023
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-144- 4.52% |
$45.9K - $49.4K
|
3.04K
$1.35M
|
|
|
May 04, 2023
Q1 2023
|
Commerce Bank
Kansas City, MO |
SELL
|
- |
-145- 4.67% |
$46.2K - $49.7K
|
2.96K
$1.32M
|
|
|
May 12, 2023
Q1 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-150- 12.88% |
$47.8K - $51.5K
|
1.02K
$451K
|
|
|
Apr 11, 2023
Q1 2023
|
Telemus Capital, LLC
|
SELL
|
- |
-150- 5.15% |
$47.8K - $51.5K
|
2.76K
$1.23M
|
|
|
Aug 29, 2024
Q1 2023
|
Waldron Private Wealth LLC
|
SELL
|
- |
-150- 17.1% |
$47.8K - $51.5K
|
727
$323K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-153- 6.58% |
$48.7K - $52.5K
|
2.17K
$965K
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-155- 2.08% |
$49.4K - $53.2K
|
7.28K
$3.24M
|
|
|
May 08, 2023
Q1 2023
|
Jdm Financial Group LLC
Encino, CA |
SELL
|
- |
-156- 6.02% |
$49.7K - $53.5K
|
2.44K
$1.08M
|
|
|
Apr 12, 2024
Q1 2023
|
Lane & Associates LLC
Moorestown, NJ |
SELL
|
- |
-167- 5.6% |
$53.2K - $57.3K
|
2.82K
$1.25M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-175- 10.47% |
$55.7K - $60K
|
1.5K
$665K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-184- 7.0% |
$58.6K - $63.1K
|
2.45K
$1.09M
|
|
|
Apr 18, 2023
Q1 2023
|
Connecticut Wealth Management, LLC
|
SELL
|
- |
-190- 4.9% |
$60.5K - $65.2K
|
3.69K
$1.64M
|
|
|
May 17, 2023
Q1 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-194- 3.54% |
$61.8K - $66.5K
|
5.28K
$2.35M
|
|
|
May 01, 2023
Q1 2023
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-194- 39.27% |
$61.8K - $66.5K
|
300
$133K
|
|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-199- 13.52% |
$63.4K - $68.3K
|
1.27K
$566K
|
|
|
Apr 21, 2023
Q1 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-204- 0.96% |
$65K - $70K
|
21K
$9.34M
|
|
|
May 12, 2023
Q1 2023
|
Schnieders Capital Management LLC
|
SELL
|
- |
-205- 2.09% |
$65.3K - $70.3K
|
9.59K
$4.26M
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-213- 5.68% |
$67.8K - $73.1K
|
3.54K
$1.57M
|
|
|
May 15, 2023
Q1 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-214- 7.67% |
$68.2K - $73.4K
|
2.58K
$1.15M
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-230- 10.63% |
$73.3K - $78.9K
|
1.93K
$860K
|
|
|
May 12, 2023
Q1 2023
|
Objective Capital Management, LLC
|
SELL
|
- |
-231- 3.19% |
$73.6K - $79.2K
|
7.01K
$3.12M
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-232- 17.25% |
$73.9K - $79.6K
|
1.11K
$495K
|
|
|
Apr 10, 2023
Q1 2023
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-244- 0.51% |
$77.7K - $83.7K
|
47.5K
$21.1M
|