Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2022
Q3 2022
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
89+ 4.01% |
$25.6K - $30.4K
|
2.31K
$1.03M
|
|
|
Oct 17, 2022
Q3 2022
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
89+ 2.36% |
$25.6K - $30.4K
|
3.85K
$1.72M
|
|
|
Nov 10, 2022
Q3 2022
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
BUY
|
- |
85+ 7.85% |
$24.4K - $29K
|
1.17K
$521K
|
|
|
Nov 03, 2022
Q3 2022
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
85+ 2.64% |
$24.4K - $29K
|
3.3K
$1.47M
|
|
|
Oct 07, 2024
Q3 2022
|
Fairfield Financial Advisors, LTD
Wellesley, MA |
BUY
|
- |
85+ 314.81% |
$24.4K - $29K
|
112
$50K
|
|
|
Dec 12, 2024
Q3 2022
|
Heritage Wealth Advisors
|
BUY
|
- |
83+ 12.46% |
$23.8K - $28.4K
|
749
$334K
|
|
|
Nov 14, 2022
Q3 2022
|
Objective Capital Management, LLC
|
BUY
|
- |
76+ 1.14% |
$21.8K - $26K
|
6.73K
$3M
|
|
|
Oct 21, 2022
Q3 2022
|
Annapolis Financial Services, LLC
|
BUY
|
- |
74+ 6.43% |
$21.3K - $25.3K
|
1.22K
$546K
|
|
|
Oct 28, 2022
Q3 2022
|
Aspiriant, LLC
|
BUY
|
- |
73+ 7.44% |
$21K - $24.9K
|
1.05K
$470K
|
|
|
Oct 27, 2022
Q3 2022
|
Signal Point Asset Management, LLC
|
BUY
|
- |
72+ 1.06% |
$20.7K - $24.6K
|
6.85K
$3.05M
|
|
|
Nov 14, 2022
Q3 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
72+ 2.73% |
$20.7K - $24.6K
|
2.71K
$1.21M
|
|
|
Nov 07, 2022
Q3 2022
|
Quantinno Capital Management LP
New York, NY |
BUY
|
- |
69+ 1.25% |
$19.8K - $23.6K
|
5.6K
$2.5M
|
|
|
Oct 12, 2022
Q3 2022
|
Mission Wealth Management, LP
|
BUY
|
- |
69+ 1.61% |
$19.8K - $23.6K
|
4.36K
$1.94M
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
69+ 5.04% |
$19.8K - $23.6K
|
1.44K
$642K
|
|
|
Oct 28, 2022
Q3 2022
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
69+ 1.0% |
$19.8K - $23.6K
|
7K
$3.12M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
62+ 4.02% |
$17.8K - $21.2K
|
1.6K
$715K
|
|
|
Oct 31, 2022
Q3 2022
|
Meitav Dash Investments LTD
|
BUY
|
- |
61+ 0.11% |
$17.5K - $20.8K
|
53.9K
$24M
|
|
|
Nov 01, 2022
Q3 2022
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
60+ 240.0% |
$17.2K - $20.5K
|
85
$37.9K
|
|
|
Nov 02, 2022
Q3 2022
|
Ifg Advisors, LLC
|
BUY
|
- |
57+ 0.47% |
$16.4K - $19.5K
|
12.3K
$5.49M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
55+ 0.05% |
$15.8K - $18.8K
|
120K
$53.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
54+ 5.86% |
$15.5K - $18.5K
|
975
$435K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
54+ 1.98% |
$15.5K - $18.5K
|
2.78K
$1.24M
|
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
BUY
|
- |
54+ 2.72% |
$15.5K - $18.5K
|
2.04K
$909K
|
|
|
Nov 03, 2022
Q3 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
54New |
$15.5K - $18.5K
|
54
$24.1K
|
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
51+ 34.93% |
$14.7K - $17.4K
|
197
$87.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
51+ 0.09% |
$14.7K - $17.4K
|
53.9K
$24M
|
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
48+ 2.04% |
$13.8K - $16.4K
|
2.41K
$1.07M
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
46+ 0.73% |
$13.2K - $15.7K
|
6.33K
$2.83M
|
|
|
Nov 17, 2022
Q3 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
45+ 1.5% |
$12.9K - $15.4K
|
3.05K
$1.36M
|
|
|
Oct 24, 2022
Q3 2022
|
Kg&L Capital Management,Llc
|
BUY
|
- |
43+ 6.27% |
$12.4K - $14.7K
|
729
$325K
|
|
|
Nov 09, 2022
Q3 2022
|
Jacobi Capital Management LLC
|
BUY
|
- |
41+ 2.6% |
$11.8K - $14K
|
1.62K
$722K
|
|
|
Nov 09, 2022
Q3 2022
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
41+ 1.55% |
$11.8K - $14K
|
2.69K
$1.2M
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
41+ 0.92% |
$11.8K - $14K
|
4.5K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
40+ 0.3% |
$11.5K - $13.7K
|
13.3K
$5.93M
|
|
|
Oct 10, 2024
Q3 2022
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
40New |
$11.5K - $13.7K
|
40
$17.8K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
40New |
$11.5K - $13.7K
|
40
$17.8K
|
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
37+ 176.19% |
$10.6K - $12.6K
|
58
$25.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
BUY
|
- |
36+ 3.52% |
$10.3K - $12.3K
|
1.06K
$472K
|
|
|
Nov 09, 2022
Q3 2022
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
36+ 1.99% |
$10.3K - $12.3K
|
1.85K
$824K
|
|
|
Oct 26, 2022
Q3 2022
|
Hancock Whitney Corp
|
BUY
|
- |
35+ 1.24% |
$10.1K - $12K
|
2.87K
$1.28M
|
|
|
Oct 31, 2022
Q3 2022
|
Merit Financial Group, LLC
|
BUY
|
- |
34+ 3.28% |
$9.77K - $11.6K
|
1.07K
$478K
|
|
|
Sep 21, 2023
Q3 2022
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
33New |
$9.48K - $11.3K
|
33
$14.7K
|
|
|
Nov 10, 2022
Q3 2022
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
28+ 0.16% |
$8.04K - $9.57K
|
17.9K
$8.01M
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
28+ 6.54% |
$8.04K - $9.57K
|
456
$203K
|
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
25+ 11.96% |
$7.18K - $8.54K
|
234
$104K
|
|
|
Nov 14, 2022
Q3 2022
|
Pinnacle Holdings, LLC
Tulsa, OK |
BUY
|
- |
24+ 0.07% |
$6.9K - $8.2K
|
33.8K
$15.1M
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
23+ 0.78% |
$6.61K - $7.86K
|
2.98K
$1.33M
|
|
|
Nov 10, 2022
Q3 2022
|
Beck Bode, LLC
|
BUY
|
- |
22+ 2.97% |
$6.32K - $7.52K
|
762
$340K
|
|
|
Oct 27, 2022
Q3 2022
|
First Personal Financial Services
|
BUY
|
- |
21+ 53.85% |
$6.03K - $7.18K
|
60
$26.8K
|
|
|
Dec 02, 2022
Q3 2022
|
American Trust
Lexington, KY |
BUY
|
- |
19+ 1.42% |
$5.46K - $6.49K
|
1.36K
$606K
|