Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1+ 0.08% |
$287 - $342
|
1.3K
$579K
|
|
|
Oct 04, 2022
Q3 2022
|
Private Asset Management Inc
|
BUY
|
- |
1+ 0.12% |
$287 - $342
|
813
$361K
|
|
|
Nov 09, 2022
Q3 2022
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
1+ 1.79% |
$287 - $342
|
57
$25.3K
|
|
|
Nov 14, 2022
Q3 2022
|
Unionview, LLC
Seattle, WA |
BUY
|
- |
1+ 0.11% |
$287 - $342
|
900
$400K
|
|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
1+ 0.14% |
$287 - $342
|
728
$324K
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
1+ 1.69% |
$287 - $342
|
60
$26.7K
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1+ 0.04% |
$287 - $342
|
2.65K
$1.18M
|
|
|
Nov 14, 2022
Q3 2022
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1+ 0.63% |
$287 - $342
|
160
$71.1K
|
|
|
Nov 14, 2022
Q3 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
1+ 0.32% |
$287 - $342
|
316
$140K
|
|
|
Oct 18, 2022
Q3 2022
|
Wbh Advisory Inc
|
BUY
|
- |
1+ 0.06% |
$287 - $342
|
1.81K
$806K
|
|
|
Nov 14, 2022
Q3 2022
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
1+ 0.26% |
$287 - $342
|
380
$169K
|
|
|
Nov 04, 2022
Q3 2022
|
Duncker Streett & CO Inc
|
BUY
|
- |
1+ 0.04% |
$287 - $342
|
2.56K
$1.14M
|
|
|
Oct 19, 2022
Q3 2022
|
Zwj Investment Counsel Inc
|
BUY
|
- |
1+ 0.11% |
$287 - $342
|
949
$422K
|
|
|
Oct 21, 2022
Q3 2022
|
Sterling Investment Counsel, LLC
|
BUY
|
- |
1+ 0.05% |
$287 - $342
|
1.93K
$856K
|
|
|
Oct 13, 2022
Q3 2022
|
Bnc Wealth Management, LLC
|
BUY
|
- |
1+ 0.08% |
$287 - $342
|
1.27K
$563K
|
|
|
Oct 24, 2022
Q3 2022
|
First City Capital Management, Inc.
|
BUY
|
- |
1+ 0.04% |
$287 - $342
|
2.43K
$1.08M
|
|
|
Jan 19, 2023
Q3 2022
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
1+ 0.31% |
$287 - $342
|
322
$143K
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1+ 0.36% |
$287 - $342
|
279
$124K
|
|
|
Oct 11, 2022
Q3 2022
|
Monterey Private Wealth, Inc.
|
BUY
|
- |
1+ 0.14% |
$287 - $342
|
698
$310K
|
|
|
Nov 14, 2022
Q3 2022
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2022
Q3 2022
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-1- 0.05% |
$287 - $342
|
2.05K
$912K
|
|
|
Nov 14, 2022
Q3 2022
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-1- 0.02% |
$287 - $342
|
5.2K
$2.31M
|
|
|
Oct 27, 2022
Q3 2022
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-1- 0.01% |
$287 - $342
|
12.5K
$5.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-2- 0.05% |
$575 - $683
|
4.1K
$1.82M
|
|
|
Nov 14, 2022
Q3 2022
|
Waldron Private Wealth LLC
|
SELL
|
- |
-2- 0.27% |
$575 - $683
|
727
$323K
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-2- 0.28% |
$575 - $683
|
702
$312K
|
|
|
Oct 04, 2022
Q3 2022
|
Burns J W & CO Inc
|
SELL
|
- |
-2- 0.16% |
$575 - $683
|
1.27K
$565K
|
|
|
Oct 12, 2022
Q3 2022
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-3- 0.28% |
$862 - $1.03K
|
1.06K
$471K
|
|
|
Dec 30, 2022
Q3 2022
|
Versant Capital Management, Inc
|
SELL
|
- |
-3- 0.19% |
$862 - $1.03K
|
1.56K
$693K
|
|
|
Oct 20, 2022
Q3 2022
|
First Financial Corp
|
SELL
|
- |
-3- 0.16% |
$862 - $1.03K
|
1.91K
$849K
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-3- 0.45% |
$862 - $1.03K
|
657
$292K
|
|
|
Oct 20, 2022
Q3 2022
|
Focused Wealth Management, Inc
|
SELL
|
- |
-4- 0.54% |
$1.15K - $1.37K
|
739
$329K
|
|
|
Oct 17, 2022
Q3 2022
|
John W. Brooker & Co., Cp As
|
SELL
|
- |
-5- 0.59% |
$1.44K - $1.71K
|
845
$376K
|
|
|
Nov 09, 2022
Q3 2022
|
Horrell Capital Management, Inc.
|
SELL
|
- |
-5- 8.2% |
$1.44K - $1.71K
|
56
$24.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Retirement Group, LLC
|
SELL
|
- |
-5- 7.58% |
$1.44K - $1.71K
|
61
$27.1K
|
|
|
Oct 12, 2022
Q3 2022
|
Marshall Financial Group LLC
|
SELL
|
- |
-6- 0.81% |
$1.72K - $2.05K
|
736
$327K
|
|
|
Nov 14, 2022
Q3 2022
|
Fiduciary Group LLC
Savannah, GA |
SELL
|
- |
-6- 0.34% |
$1.72K - $2.05K
|
1.75K
$778K
|
|
|
Nov 04, 2022
Q3 2022
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-6- 1.16% |
$1.72K - $2.05K
|
510
$227K
|
|
|
Sep 25, 2024
Q3 2022
|
Paragon Capital Management Inc
Provo, UT |
SELL
|
- |
-8- 0.97% |
$2.3K - $2.73K
|
821
$365K
|
|
|
Nov 08, 2022
Q3 2022
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-10- 0.37% |
$2.87K - $3.42K
|
2.67K
$1.19M
|
|
|
Aug 28, 2024
Q3 2022
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-10- 1.37% |
$2.87K - $3.42K
|
721
$320K
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-13- 0.05% |
$3.73K - $4.44K
|
28.2K
$12.5M
|
|
|
Oct 06, 2022
Q3 2022
|
Founders Capital Management
|
SELL
|
- |
-13- 1.51% |
$3.73K - $4.44K
|
847
$377K
|
|
|
Oct 21, 2022
Q3 2022
|
Cra Financial Services, LLC
|
SELL
|
- |
-14- 0.48% |
$4.02K - $4.78K
|
2.91K
$1.3M
|
|
|
Oct 21, 2022
Q3 2022
|
Tufton Capital Management
|
SELL
|
- |
-14- 0.1% |
$4.02K - $4.78K
|
14.1K
$6.25M
|
|
|
Dec 13, 2022
Q3 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-15- 0.57% |
$4.31K - $5.13K
|
2.64K
$1.17M
|
|
|
Nov 08, 2022
Q3 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-15- 9.15% |
$4.31K - $5.13K
|
149
$66.2K
|
|
|
Oct 12, 2022
Q3 2022
|
Sol Capital Management CO
|
SELL
|
- |
-17- 0.47% |
$4.88K - $5.81K
|
3.59K
$1.59M
|
|
|
Nov 07, 2022
Q3 2022
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-18- 0.2% |
$5.17K - $6.15K
|
9.18K
$4.08M
|
|
|
Aug 07, 2024
Q3 2022
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-19- 7.6% |
$5.46K - $6.49K
|
231
$103K
|