Purchases and Sales Made in Q3 2022 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2022. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-253- 12.43% |
$72.7K - $86.5K
|
1.78K
$750K
|
|
|
Nov 10, 2022
Q3 2022
|
Scotia Capital Inc.
|
SELL
|
- |
-258- 5.74% |
$74.1K - $88.2K
|
4.24K
$1.78M
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-258- 15.68% |
$74.1K - $88.2K
|
1.39K
$583K
|
|
|
Nov 04, 2022
Q3 2022
|
Vontobel Holding Ltd.
|
SELL
|
- |
-267- 1.38% |
$76.7K - $91.2K
|
19.1K
$8.02M
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-268- 0.67% |
$77K - $91.6K
|
39.9K
$16.8M
|
|
|
Nov 04, 2022
Q3 2022
|
Redwood Financial Network Corp
|
SELL
|
- |
-271- 10.31% |
$77.9K - $92.6K
|
2.36K
$991K
|
|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-272- 2.98% |
$78.1K - $93K
|
8.86K
$3.72M
|
|
|
Nov 10, 2022
Q3 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-278- 24.71% |
$79.9K - $95K
|
847
$356K
|
|
|
Nov 03, 2022
Q3 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-282- 9.88% |
$81K - $96.4K
|
2.57K
$1.08M
|
|
|
Oct 05, 2022
Q3 2022
|
American National Bank
|
SELL
|
- |
-282- 1.97% |
$81K - $96.4K
|
14.1K
$5.91M
|
|
|
Jan 02, 2024
Q3 2022
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-284- 91.61% |
$81.6K - $97.1K
|
26
$10.9K
|
|
|
Nov 03, 2022
Q3 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-295- 20.1% |
$84.8K - $101K
|
1.17K
$493K
|
|
|
Nov 14, 2022
Q3 2022
|
Main Management LLC
San Francisco, CA |
SELL
|
- |
-300- 1.05% |
$86.2K - $103K
|
28.2K
$11.9M
|
|
|
Nov 08, 2022
Q3 2022
|
Birinyi Associates Inc
|
SELL
|
- |
-300- 1.81% |
$86.2K - $103K
|
16.2K
$6.83M
|
|
|
Feb 20, 2025
Q3 2022
|
Clare Market Investments LLC
Dallas, TX |
SELL
|
- |
-322- 25.62% |
$92.5K - $110K
|
935
$393K
|
|
|
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-331- 5.35% |
$95.1K - $113K
|
5.86K
$2.46M
|
|
|
Nov 14, 2022
Q3 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-349- 5.41% |
$100K - $119K
|
6.1K
$2.57M
|
|
|
Oct 19, 2022
Q3 2022
|
Hb Wealth Management, LLC
|
SELL
|
- |
-365- 3.36% |
$105K - $125K
|
10.5K
$4.42M
|
|
|
Nov 07, 2022
Q3 2022
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-385- 12.22% |
$111K - $132K
|
2.77K
$1.16M
|
|
|
Oct 28, 2022
Q3 2022
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-387- 1.74% |
$111K - $132K
|
21.9K
$9.21M
|
|
|
Nov 08, 2022
Q3 2022
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-394- 2.54% |
$113K - $135K
|
15.1K
$6.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-394- 21.49% |
$113K - $135K
|
1.44K
$605K
|
|
|
Dec 13, 2022
Q3 2022
|
Houlihan Financial Resource Group, Ltd.
Ashburn, VA |
SELL
|
- |
-399Closed |
$115K - $136K
|
0
$0
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-400- 11.63% |
$115K - $137K
|
3.04K
$1.28M
|
|
|
Nov 15, 2022
Q3 2022
|
Rosenblum Silverman Sutton S F Inc
San Francisco, CA |
SELL
|
- |
-400- 27.78% |
$115K - $137K
|
1.04K
$437K
|
|
|
Nov 07, 2022
Q3 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-401- 7.27% |
$115K - $137K
|
5.12K
$2.15M
|
|
|
Nov 14, 2022
Q3 2022
|
Inter Ocean Capital Group, LLC
Nashville, TN |
SELL
|
- |
-409- 6.41% |
$118K - $140K
|
5.97K
$2.51M
|
|
|
Oct 25, 2022
Q3 2022
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-417- 9.24% |
$120K - $143K
|
4.1K
$1.72M
|
|
|
Oct 11, 2022
Q3 2022
|
Pacific Financial Group Inc
|
SELL
|
- |
-432- 15.73% |
$124K - $148K
|
2.31K
$973K
|
|
|
Oct 12, 2023
Q3 2022
|
Narus Financial Partners, LLC
Salt Lake City, UT |
SELL
|
- |
-460- 33.45% |
$132K - $157K
|
915
$385K
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-463- 24.36% |
$133K - $158K
|
1.44K
$605K
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-492- 6.8% |
$141K - $168K
|
6.74K
$2.83M
|
|
|
Oct 12, 2022
Q3 2022
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-493- 28.19% |
$142K - $168K
|
1.26K
$528K
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-499- 18.13% |
$143K - $171K
|
2.25K
$948K
|
|
|
Oct 21, 2022
Q3 2022
|
Whittier Trust CO
|
SELL
|
- |
-507- 1.89% |
$146K - $173K
|
26.4K
$11.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-516- 36.01% |
$148K - $176K
|
917
$386K
|
|
|
Nov 10, 2022
Q3 2022
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-528- 5.81% |
$152K - $180K
|
8.56K
$3.6M
|
|
|
Nov 09, 2022
Q3 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-548- 7.46% |
$157K - $187K
|
6.8K
$2.86M
|
|
|
Oct 13, 2022
Q3 2022
|
Gfs Advisors, LLC
|
SELL
|
- |
-554- 5.05% |
$159K - $189K
|
10.4K
$4.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-607- 12.02% |
$174K - $207K
|
4.45K
$1.87M
|
|
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-622Closed |
$179K - $213K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Second Half Financial Partners, LLC
Sebring, FL |
SELL
|
- |
-628- 10.07% |
$180K - $215K
|
5.61K
$2.36M
|
|
|
Oct 20, 2022
Q3 2022
|
Mkt Advisors LLC
Escondido, CA |
SELL
|
- |
-628- 1.28% |
$180K - $215K
|
48.4K
$20.4M
|
|
|
Nov 15, 2022
Q3 2022
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-630- 7.8% |
$181K - $215K
|
7.45K
$3.13M
|
|
|
Oct 29, 2024
Q3 2022
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-638- 71.05% |
$183K - $218K
|
260
$109K
|
|
|
Nov 01, 2022
Q3 2022
|
Allie Family Office LLC
|
SELL
|
- |
-640- 12.73% |
$184K - $219K
|
4.39K
$1.84M
|
|
|
Nov 14, 2022
Q3 2022
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-642- 1.76% |
$184K - $219K
|
35.8K
$15.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-648- 6.13% |
$186K - $221K
|
9.92K
$4.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-650Closed |
$187K - $222K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-653- 1.16% |
$188K - $223K
|
55.4K
$23.3M
|