Purchases and Sales Made in Q4 2023 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2024
Q4 2023
|
Mechanics Bank Trust Department
|
BUY
|
- |
130+ 0.46% |
$42.1K - $49K
|
28.7K
$12.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Security National Bank
|
BUY
|
- |
130New |
$42.1K - $49K
|
130
$57.8K
|
|
|
Feb 05, 2024
Q4 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
129+ 10.94% |
$41.8K - $48.6K
|
1.31K
$581K
|
|
|
Feb 13, 2024
Q4 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
123+ 17.5% |
$39.9K - $46.4K
|
826
$367K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
123+ 11.66% |
$39.9K - $46.4K
|
1.18K
$524K
|
|
|
Jan 24, 2024
Q4 2023
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
122+ 3.33% |
$39.6K - $46K
|
3.79K
$1.68M
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
122+ 1.65% |
$39.6K - $46K
|
7.5K
$3.33M
|
|
|
Feb 14, 2024
Q4 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
122+ 6.83% |
$39.6K - $46K
|
1.91K
$848K
|
|
|
Jan 24, 2024
Q4 2023
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
121+ 3.95% |
$39.2K - $45.6K
|
3.19K
$1.42M
|
|
|
Jan 17, 2024
Q4 2023
|
Blackston Financial Advisory Group, LLC
The Villages, FL |
BUY
|
- |
120+ 5.88% |
$38.9K - $45.2K
|
2.16K
$960K
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
116+ 3.9% |
$37.6K - $43.7K
|
3.09K
$1.37M
|
|
|
Jan 22, 2024
Q4 2023
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
114+ 0.18% |
$37K - $43K
|
62.6K
$27.8M
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
114+ 0.72% |
$37K - $43K
|
16.1K
$7.14M
|
|
|
Jan 05, 2024
Q4 2023
|
Greenfield Savings Bank
|
BUY
|
- |
112+ 2.4% |
$36.3K - $42.2K
|
4.78K
$2.13M
|
|
|
Feb 08, 2024
Q4 2023
|
Strait & Sound Wealth Management LLC
San Francisco, CA |
BUY
|
- |
110+ 10.02% |
$35.7K - $41.5K
|
1.21K
$537K
|
|
|
Feb 14, 2024
Q4 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
110+ 4.86% |
$35.7K - $41.5K
|
2.37K
$1.05M
|
|
|
Jan 17, 2024
Q4 2023
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
108+ 5.97% |
$35K - $40.7K
|
1.92K
$852K
|
|
|
Feb 07, 2024
Q4 2023
|
Partnership Wealth Management, LLC
Towson, MD |
BUY
|
- |
104New |
$33.7K - $39.2K
|
104
$46.2K
|
|
|
Feb 06, 2024
Q4 2023
|
Capital Performance Advisors LLP
|
BUY
|
- |
102+ 5.9% |
$33.1K - $38.5K
|
1.83K
$814K
|
|
|
Feb 09, 2024
Q4 2023
|
Nbt Bank N A
|
BUY
|
- |
100+ 2.55% |
$32.4K - $37.7K
|
4.02K
$1.79M
|
|
|
Aug 07, 2024
Q4 2023
|
Nri Wealth Management Lc
Santa Clara, CA |
BUY
|
- |
100+ 18.66% |
$32.4K - $37.7K
|
636
$283K
|
|
|
Feb 29, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
100+ 0.87% |
$32.4K - $37.7K
|
11.6K
$5.15M
|
|
|
Jan 29, 2024
Q4 2023
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
100+ 26.81% |
$32.4K - $37.7K
|
473
$210K
|
|
|
Feb 01, 2024
Q4 2023
|
Cetera Trust Company, N.A
St. Paul, MN |
BUY
|
- |
100New |
$32.4K - $37.7K
|
100
$44.5K
|
|
|
Mar 04, 2024
Q4 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
100+ 100.0% |
$32.4K - $37.7K
|
200
$88.9K
|
|
|
Jan 31, 2024
Q4 2023
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
98+ 9.4% |
$31.8K - $36.9K
|
1.14K
$507K
|
|
|
Feb 14, 2024
Q4 2023
|
Planning Capital Management Corp
Paoli, PA |
BUY
|
- |
98New |
$31.8K - $36.9K
|
98
$43.6K
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
94+ 2.55% |
$30.5K - $35.4K
|
3.78K
$1.68M
|
|
|
Feb 01, 2024
Q4 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
91+ 9.09% |
$29.5K - $34.3K
|
1.09K
$485K
|
|
|
Feb 14, 2024
Q4 2023
|
Jt Stratford LLC
Gainesville, GA |
BUY
|
- |
91+ 4.16% |
$29.5K - $34.3K
|
2.28K
$1.01M
|
|
|
Jan 24, 2024
Q4 2023
|
Gfs Advisors, LLC
|
BUY
|
- |
90+ 0.98% |
$29.2K - $33.9K
|
9.27K
$4.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Impact Partnership Wealth, LLC
Kennesaw, GA |
BUY
|
- |
90+ 163.64% |
$29.2K - $33.9K
|
145
$64.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
88+ 3.57% |
$28.5K - $33.2K
|
2.56K
$1.14M
|
|
|
Feb 09, 2024
Q4 2023
|
Glassman Wealth Services
|
BUY
|
- |
88+ 400.0% |
$28.5K - $33.2K
|
110
$48.9K
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
85+ 8.34% |
$27.6K - $32K
|
1.1K
$491K
|
|
|
Jan 08, 2024
Q4 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
84+ 14.0% |
$27.2K - $31.7K
|
684
$304K
|
|
|
Feb 14, 2024
Q4 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
84+ 14.0% |
$27.2K - $31.7K
|
684
$304K
|
|
|
Jan 26, 2024
Q4 2023
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
82+ 13.53% |
$26.6K - $30.9K
|
688
$306K
|
|
|
Jan 11, 2024
Q4 2023
|
Gen Wealth Group, Inc.
|
BUY
|
- |
78+ 0.19% |
$25.3K - $29.4K
|
42.2K
$18.8M
|
|
|
Feb 13, 2024
Q4 2023
|
Alpha Core Capital LLC
La Jolla, CA |
BUY
|
- |
78+ 12.32% |
$25.3K - $29.4K
|
711
$316K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
BUY
|
- |
77+ 12.38% |
$25K - $29K
|
699
$311K
|
|
|
Jan 08, 2024
Q4 2023
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
74+ 2.56% |
$24K - $27.9K
|
2.97K
$1.32M
|
|
|
Feb 02, 2024
Q4 2023
|
Advanced Asset Management Advisors Inc
Dublin, OH |
BUY
|
- |
73+ 2.88% |
$23.7K - $27.5K
|
2.61K
$1.16M
|
|
|
Jan 29, 2024
Q4 2023
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
72+ 9.13% |
$23.3K - $27.1K
|
861
$383K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
71+ 1.07% |
$23K - $26.8K
|
6.7K
$2.98M
|
|
|
Feb 12, 2024
Q4 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
70+ 1.82% |
$22.7K - $26.4K
|
3.92K
$1.74M
|
|
|
Feb 05, 2024
Q4 2023
|
Mc Adam, LLC
|
BUY
|
- |
69+ 4.69% |
$22.4K - $26K
|
1.54K
$685K
|
|
|
Feb 26, 2025
Q4 2023
|
Partners In Financial Planning
Salem, VA |
BUY
|
- |
67+ 13.81% |
$21.7K - $25.3K
|
552
$245K
|
|
|
Feb 06, 2024
Q4 2023
|
Lincoln National Corp
|
BUY
|
- |
66+ 1.61% |
$21.4K - $24.9K
|
4.16K
$1.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Davis Capital Management
Jacksonville, FL |
BUY
|
- |
63+ 210.0% |
$20.4K - $23.8K
|
93
$41.3K
|