Purchases and Sales Made in Q3 2022 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q3 2022. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
250KNew |
$3.37M - $3.87M
|
250K
$4M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
125KNew |
$1.69M - $1.93M
|
125K
$2M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
101K+ 87.4% |
$1.37M - $1.57M
|
217K
$3.48M
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
67.8K+ 30.44% |
$914K - $1.05M
|
290K
$4.65M
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
56.2K+ 12.19% |
$758K - $870K
|
517K
$8.27M
|
|
|
Oct 28, 2022
Q3 2022
|
Tiedemann Advisors, LLC
|
BUY
|
- |
43.3KNew |
$584K - $670K
|
43.3K
$692K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
32KNew |
$432K - $496K
|
32K
$512K
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
30K+ 7.77% |
$404K - $464K
|
416K
$6.65M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
25K+ 0.72% |
$337K - $387K
|
3.5M
$55.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16.8K+ 18.35% |
$226K - $260K
|
108K
$1.73M
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
16.2KNew |
$218K - $251K
|
16.2K
$259K
|
|
|
Nov 01, 2022
Q3 2022
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
16KNew |
$216K - $248K
|
16K
$256K
|
|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
14K+ 3.22% |
$189K - $217K
|
449K
$7.19M
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
12.7KNew |
$171K - $197K
|
12.7K
$203K
|
|
|
Nov 01, 2022
Q3 2022
|
Allie Family Office LLC
|
BUY
|
- |
10K+ 100.0% |
$135K - $155K
|
20K
$320K
|
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
5KNew |
$67.5K - $77.5K
|
5K
$80K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.54K+ 10.6% |
$47.7K - $54.8K
|
36.9K
$591K
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
BUY
|
- |
3.06K+ 10.25% |
$41.3K - $47.4K
|
32.9K
$526K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.48K+ 5.33% |
$33.4K - $38.3K
|
48.9K
$782K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.19K+ 1.81% |
$29.5K - $33.9K
|
123K
$1.97M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
900New |
$12.1K - $13.9K
|
900
$14.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
652+ 0.67% |
$8.8K - $10.1K
|
97.4K
$1.56M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
580+ 74.26% |
$7.82K - $8.98K
|
1.36K
$21.8K
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
BUY
|
- |
104+ 2.44% |
$1.4K - $1.61K
|
4.36K
$69.8K
|
|
|
Oct 27, 2022
Q3 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
25+ 2.38% |
$337 - $387
|
1.07K
$17.2K
|
|
|
Oct 24, 2022
Q3 2022
|
Optimum Investment Advisors
|
BUY
|
- |
6+ 0.04% |
$80.9 - $92.9
|
15.7K
$252K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-540- 4.56% |
$7.28K - $8.36K
|
11.3K
$181K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.86K- 1.18% |
$25.1K - $28.8K
|
156K
$2.49M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.58K- 10.49% |
$34.8K - $39.9K
|
22K
$352K
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.53K- 23.17% |
$61.1K - $70.1K
|
15K
$240K
|
|
|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-7.33K- 1.16% |
$98.9K - $114K
|
625K
$10M
|
|
|
Nov 14, 2022
Q3 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-7.87K- 6.09% |
$106K - $122K
|
121K
$1.94M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-13.3K- 26.02% |
$180K - $206K
|
37.9K
$606K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-17.2K- 10.32% |
$231K - $266K
|
149K
$2.39M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-32.5K- 64.23% |
$438K - $503K
|
18.1K
$290K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-37.9K- 21.84% |
$511K - $586K
|
135K
$2.17M
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-45.2K- 75.69% |
$609K - $699K
|
14.5K
$232K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-82.6K- 9.06% |
$1.11M - $1.28M
|
829K
$13.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-106K- 60.97% |
$1.43M - $1.65M
|
68.1K
$1.09M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-108K- 32.21% |
$1.46M - $1.67M
|
227K
$3.64M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-124K- 5.71% |
$1.67M - $1.91M
|
2.04M
$32.6M
|
|
|
Oct 21, 2022
Q3 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-126K- 22.47% |
$1.7M - $1.95M
|
433K
$6.94M
|