Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
3.36K+ 35.48% |
$50.6K - $52.5K
|
12.8K
$188K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.26K+ 125.9% |
$19K - $19.7K
|
2.26K
$33.1K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
10+ 0.03% |
$151 - $157
|
35.6K
$521K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.36KNew |
$20.5K - $21.3K
|
1.36K
$19.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
1+ 0.05% |
$15.1 - $15.7
|
2.17K
$31.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Polar Asset Management Partners Inc.
Toronto, A6 |
BUY
|
- |
6.39K+ 2.29% |
$96.3K - $99.9K
|
285K
$4.18M
|
|
|
Nov 14, 2025
Q3 2025
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
SELL
|
- |
-3.62K- 33.54% |
$54.5K - $56.6K
|
7.16K
$105K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
40.8K+ 161.11% |
$616K - $639K
|
66.2K
$969K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.22K+ 1.99% |
$18.4K - $19.1K
|
62.5K
$916K
|
|
|
Nov 14, 2025
Q3 2025
|
Robinson Capital Management, LLC
|
BUY
|
- |
33.5KNew |
$505K - $524K
|
33.5K
$490K
|
|
|
Nov 14, 2025
Q3 2025
|
Evoke Wealth, LLC
|
SELL
|
- |
-12.5K- 12.93% |
$189K - $196K
|
84.2K
$1.23M
|
|
|
Nov 14, 2025
Q3 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10.5KNew |
$159K - $165K
|
10.5K
$154K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
120KNew |
$1.82M - $1.88M
|
120K
$1.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.88K- 4.21% |
$104K - $108K
|
156K
$2.29M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
346K+ 16.51% |
$5.21M - $5.41M
|
2.44M
$35.7M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.39K+ 12.14% |
$81.2K - $84.3K
|
49.8K
$728K
|
|
|
Nov 14, 2025
Q3 2025
|
Redwood Park Advisors LLC
Redwood City, CA |
BUY
|
- |
44+ 0.41% |
$664 - $689
|
10.7K
$157K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
26K+ 8.28% |
$393K - $408K
|
341K
$4.99M
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
11.4KNew |
$172K - $178K
|
11.4K
$167K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.8K+ 50.05% |
$193K - $200K
|
38.3K
$561K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
14.3KNew |
$216K - $224K
|
14.3K
$210K
|
|
|
Nov 14, 2025
Q3 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
10.2KNew |
$154K - $160K
|
10.2K
$150K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
SELL
|
- |
-1.6K- 4.28% |
$24.1K - $25.1K
|
35.8K
$524K
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30.8KNew |
$465K - $482K
|
30.8K
$451K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-36.4K- 1.82% |
$549K - $570K
|
1.96M
$28.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-31.9K- 3.05% |
$480K - $498K
|
1.01M
$14.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.4K+ 17.67% |
$81.4K - $84.5K
|
36K
$526K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18.2KNew |
$275K - $285K
|
18.2K
$267K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
47.1K+ 369.13% |
$711K - $738K
|
59.9K
$877K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
14.3K+ 47.98% |
$216K - $224K
|
44.1K
$646K
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
17.5KNew |
$264K - $274K
|
17.5K
$256K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.96K- 20.61% |
$59.7K - $61.9K
|
15.2K
$223K
|
|
|
Nov 12, 2025
Q3 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
2.5K+ 13.67% |
$37.8K - $39.2K
|
20.8K
$305K
|
|
|
Nov 12, 2025
Q3 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
21.5K+ 57.24% |
$324K - $336K
|
59.1K
$865K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
1+ 6.67% |
$15.1 - $15.7
|
16
$234
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
67.5K+ 72.84% |
$1.02M - $1.06M
|
160K
$2.35M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30.3K+ 43.38% |
$456K - $474K
|
100K
$1.46M
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Financial Advisors LLC
Greensboto, NC |
BUY
|
- |
18KNew |
$271K - $282K
|
18K
$264K
|
|
|
Nov 12, 2025
Q3 2025
|
Cibc Bancorp Usa Inc.
Chicago, IL |
BUY
|
- |
12.8KNew |
$193K - $201K
|
12.8K
$188K
|
|
|
Nov 12, 2025
Q3 2025
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
14.6K+ 8.29% |
$221K - $229K
|
191K
$2.8M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
366+ 1.87% |
$5.52K - $5.73K
|
19.9K
$291K
|
|
|
Nov 10, 2025
Q3 2025
|
Journey Advisory Group, LLC
|
SELL
|
- |
-3.35K- 1.7% |
$50.5K - $52.4K
|
193K
$2.83M
|
|
|
Nov 07, 2025
Q3 2025
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
395+ 0.59% |
$5.96K - $6.18K
|
67.8K
$992K
|
|
|
Nov 07, 2025
Q3 2025
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-275- 1.8% |
$4.15K - $4.3K
|
15K
$219K
|
|
|
Nov 07, 2025
Q3 2025
|
Maridea Wealth Management LLC
Brooklyn, NY |
BUY
|
- |
17.1K+ 16.04% |
$258K - $268K
|
124K
$1.81M
|
|
|
Nov 07, 2025
Q3 2025
|
Readystate Asset Management LP
Chicago, IL |
BUY
|
- |
149K+ 188.41% |
$2.24M - $2.33M
|
228K
$3.33M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.11K+ 1.32% |
$92.1K - $95.6K
|
470K
$6.87M
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
6.76K+ 5.61% |
$102K - $106K
|
127K
$1.86M
|
|
|
Nov 05, 2025
Q3 2025
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
18.4KNew |
$277K - $288K
|
18.4K
$269K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
27.4K+ 220.64% |
$414K - $429K
|
39.9K
$583K
|
|