Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 29, 2024
Q1 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
36KNew |
$529K - $573K
|
36K
$576K
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
18.5KNew |
$272K - $295K
|
18.5K
$296K
|
|
|
May 20, 2024
Q1 2024
|
Highlander Capital Management, LLC
Short Hills, NJ |
SELL
|
- |
-500- 11.49% |
$7.35K - $7.97K
|
3.85K
$61.6K
|
|
|
May 15, 2024
Q1 2024
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
25KNew |
$368K - $399K
|
25K
$401K
|
|
|
May 15, 2024
Q1 2024
|
Laffer Tengler Investments
Nashville, TN |
BUY
|
- |
1.3KNew |
$19.1K - $20.7K
|
1.3K
$20.8K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
245K+ 13.51% |
$3.6M - $3.9M
|
2.06M
$32.9M
|
|
|
May 15, 2024
Q1 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
22.8KNew |
$336K - $364K
|
22.8K
$365K
|
|
|
May 15, 2024
Q1 2024
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-8.08K- 9.45% |
$119K - $129K
|
77.4K
$1.24M
|
|
|
May 15, 2024
Q1 2024
|
Lm Advisors LLC
San Diego, CA |
SELL
|
- |
-2.7K- 14.27% |
$39.7K - $43K
|
16.2K
$259K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.86K- 2.62% |
$86.1K - $93.3K
|
217K
$3.48M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
35.1K+ 4.15% |
$516K - $560K
|
882K
$14.1M
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.36K- 0.93% |
$20.1K - $21.7K
|
145K
$2.32M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
9.08K+ 77.8% |
$134K - $145K
|
20.8K
$332K
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-13.3K- 22.75% |
$196K - $213K
|
45.3K
$724K
|
|
|
May 14, 2024
Q1 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-24.9K- 13.71% |
$366K - $397K
|
157K
$2.51M
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
116+ 0.56% |
$1.71K - $1.85K
|
20.9K
$334K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
BUY
|
- |
6.82K+ 10.5% |
$100K - $109K
|
71.8K
$1.15M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16KNew |
$235K - $255K
|
16K
$256K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
67.6K+ 5.94% |
$993K - $1.08M
|
1.21M
$19.3M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.8KNew |
$218K - $236K
|
14.8K
$237K
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
11.6KNew |
$171K - $185K
|
11.6K
$186K
|
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
8+ 0.19% |
$118 - $128
|
4.14K
$66.3K
|
|
|
May 13, 2024
Q1 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
17.7KNew |
$260K - $282K
|
17.7K
$283K
|
|
|
May 13, 2024
Q1 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.62K+ 11.69% |
$67.9K - $73.7K
|
44.2K
$706K
|
|
|
May 13, 2024
Q1 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-9.5K- 23.11% |
$140K - $151K
|
31.6K
$506K
|
|
|
May 13, 2024
Q1 2024
|
Herr Investment Group LLC
Austin, TX |
SELL
|
- |
-30.3K- 4.76% |
$445K - $483K
|
606K
$9.7M
|
|
|
May 13, 2024
Q1 2024
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
BUY
|
- |
9.77K+ 40.42% |
$144K - $156K
|
33.9K
$543K
|
|
|
May 13, 2024
Q1 2024
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-46.8K- 61.1% |
$688K - $746K
|
29.8K
$477K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.68K+ 3.09% |
$54.1K - $58.7K
|
123K
$1.96M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
118K+ 9.55% |
$1.73M - $1.88M
|
1.35M
$21.6M
|
|
|
May 10, 2024
Q1 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
7.35KNew |
$108K - $117K
|
7.35K
$118K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.7K+ 24.61% |
$172K - $187K
|
59.3K
$949K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.59K- 14.82% |
$96.9K - $105K
|
37.9K
$606K
|
|
|
May 08, 2024
Q1 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
13.7KNew |
$201K - $218K
|
13.7K
$219K
|
|
|
May 08, 2024
Q1 2024
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
1.19K+ 4.52% |
$17.5K - $19K
|
27.5K
$440K
|
|
|
May 08, 2024
Q1 2024
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-6.6K- 23.24% |
$97K - $105K
|
21.8K
$349K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
200New |
$2.94K - $3.19K
|
200
$3.2K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.8K- 11.25% |
$26.5K - $28.7K
|
14.2K
$227K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.26K+ 0.28% |
$18.6K - $20.1K
|
453K
$7.25M
|
|
|
May 03, 2024
Q1 2024
|
Catalina Capital Group, LLC
Torrance, CA |
SELL
|
- |
-517- 3.67% |
$7.6K - $8.24K
|
13.6K
$217K
|
|
|
May 03, 2024
Q1 2024
|
Larson Financial Group LLC
|
BUY
|
- |
223+ 10.43% |
$3.28K - $3.55K
|
2.36K
$37.8K
|
|
|
May 03, 2024
Q1 2024
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
2.81K+ 6.56% |
$41.4K - $44.8K
|
45.7K
$731K
|
|
|
May 01, 2024
Q1 2024
|
Hollencrest Capital Management
|
BUY
|
- |
542+ 48.22% |
$7.97K - $8.64K
|
1.67K
$26.7K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2024
Q1 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-1.2K- 0.62% |
$17.6K - $19.1K
|
191K
$3.05M
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
10.4KNew |
$153K - $166K
|
10.4K
$167K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
314+ 2.24% |
$4.62K - $5.01K
|
14.3K
$229K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
10.4KNew |
$153K - $166K
|
10.4K
$167K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-29.6K- 58.92% |
$435K - $472K
|
20.6K
$330K
|
|
|
Apr 25, 2024
Q1 2024
|
Allworth Financial LP
|
BUY
|
- |
385New |
$5.66K - $6.14K
|
385
$6.16K
|
|