Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 18, 2025
Q4 2024
|
Fourth Dimension Wealth, LLC
Middleburg Heights, OH |
BUY
|
- |
3.1KNew |
$48.5K - $51.3K
|
3.1K
$50.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-25.9K- 12.92% |
$405K - $429K
|
174K
$2.82M
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.5KNew |
$163K - $173K
|
10.5K
$169K
|
|
|
Feb 14, 2025
Q4 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-200- 1.49% |
$3.13K - $3.31K
|
13.2K
$214K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
11.2K+ 1.0% |
$175K - $186K
|
1.13M
$18.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Hrt Financial LP
New York, NY |
BUY
|
- |
11.5KNew |
$179K - $190K
|
11.5K
$186K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-165K- 24.2% |
$2.57M - $2.72M
|
515K
$8.34M
|
|
|
Feb 14, 2025
Q4 2024
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-500- 31.59% |
$7.82K - $8.28K
|
1.08K
$17.5K
|
|
|
Feb 14, 2025
Q4 2024
|
Elequin Capital LP
New York, NY |
BUY
|
- |
5.21KNew |
$81.5K - $86.2K
|
5.21K
$84.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
50.8KNew |
$794K - $841K
|
50.8K
$822K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-83.3K- 3.85% |
$1.3M - $1.38M
|
2.08M
$33.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
3.5K+ 1.82% |
$54.7K - $58K
|
196K
$3.18M
|
|
|
Feb 14, 2025
Q4 2024
|
Mpwm Advisory Solutions, LLC
Alpharetta, GA |
BUY
|
- |
10.6KNew |
$166K - $176K
|
10.6K
$172K
|
|
|
Feb 13, 2025
Q4 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
45.5K+ 307.07% |
$711K - $753K
|
60.3K
$976K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
22.1K+ 119.14% |
$346K - $366K
|
40.7K
$658K
|
|
|
Feb 13, 2025
Q4 2024
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
590+ 129.67% |
$9.23K - $9.77K
|
1.05K
$16.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
20.9KNew |
$327K - $346K
|
20.9K
$338K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.99K- 9.24% |
$78.1K - $82.7K
|
49.1K
$794K
|
|
|
Feb 13, 2025
Q4 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
102+ 0.6% |
$1.6K - $1.69K
|
17K
$276K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14.2K+ 91.91% |
$222K - $235K
|
29.7K
$480K
|
|
|
Feb 13, 2025
Q4 2024
|
Redwood Park Advisors LLC
Redwood City, CA |
BUY
|
- |
7.66KNew |
$120K - $127K
|
7.66K
$124K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-284- 1.21% |
$4.44K - $4.7K
|
23.3K
$377K
|
|
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-76K- 30.28% |
$1.19M - $1.26M
|
175K
$2.83M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-14.1K- 15.75% |
$221K - $234K
|
75.5K
$1.22M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
2.47K+ 2.58% |
$38.6K - $40.9K
|
98.2K
$1.59M
|
|
|
Feb 12, 2025
Q4 2024
|
Maridea Wealth Management LLC
Brooklyn, NY |
BUY
|
- |
99.2KNew |
$1.55M - $1.64M
|
99.2K
$1.61M
|
|
|
Feb 12, 2025
Q4 2024
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-910- 8.78% |
$14.2K - $15.1K
|
9.46K
$153K
|
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
26.2K+ 17.6% |
$410K - $435K
|
175K
$2.84M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
270K+ 16.83% |
$4.23M - $4.48M
|
1.88M
$30.4M
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.23K+ 14.67% |
$34.8K - $36.9K
|
17.4K
$282K
|
|
|
Feb 11, 2025
Q4 2024
|
Lee Danner & Bass Inc
|
BUY
|
- |
150New |
$2.35K - $2.48K
|
150
$2.43K
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
18.5KNew |
$289K - $306K
|
18.5K
$299K
|
|
|
Feb 11, 2025
Q4 2024
|
Optimum Investment Advisors
|
SELL
|
- |
-2.39K- 15.26% |
$37.4K - $39.6K
|
13.3K
$215K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
850New |
$13.3K - $14.1K
|
850
$13.8K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.56K+ 3.79% |
$40.1K - $42.4K
|
70.2K
$1.14M
|
|
|
Feb 10, 2025
Q4 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
3.31K+ 564.51% |
$51.7K - $54.8K
|
3.89K
$63K
|
|
|
Feb 10, 2025
Q4 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
5+ 0.13% |
$78.2 - $82.8
|
3.94K
$63.8K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-269- 2.26% |
$4.21K - $4.45K
|
11.6K
$188K
|
|
|
Feb 07, 2025
Q4 2024
|
Larson Financial Group LLC
|
SELL
|
- |
-196- 8.29% |
$3.07K - $3.25K
|
2.17K
$35.1K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.86K- 9.8% |
$60.4K - $64K
|
35.6K
$576K
|
|
|
Feb 07, 2025
Q4 2024
|
Creekside Partners
Petaluma, CA |
BUY
|
- |
1.48K+ 1.31% |
$23.2K - $24.5K
|
115K
$1.86M
|
|
|
Feb 07, 2025
Q4 2024
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
12.6K+ 25.41% |
$197K - $209K
|
62.2K
$1.01M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
8.48K+ 1.9% |
$133K - $140K
|
456K
$7.38M
|
|
|
Feb 07, 2025
Q4 2024
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-1.08K- 3.92% |
$16.9K - $17.9K
|
26.4K
$428K
|
|
|
Feb 07, 2025
Q4 2024
|
Hollencrest Capital Management
|
BUY
|
- |
609New |
$9.52K - $10.1K
|
609
$9.86K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
265KNew |
$4.15M - $4.39M
|
265K
$4.29M
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
1.5K+ 57.69% |
$23.5K - $24.8K
|
4.1K
$66.4K
|
|
|
Feb 06, 2025
Q4 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-188- 1.73% |
$2.94K - $3.11K
|
10.7K
$173K
|
|
|
Feb 06, 2025
Q4 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.65K+ 8.65% |
$25.8K - $27.3K
|
20.7K
$336K
|