Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-33.7K- 27.82% |
$436K - $480K
|
87.5K
$1.41M
|
|
Feb 13, 2023
Q4 2022
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
15KNew |
$194K - $213K
|
15K
$241K
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.1K- 11.43% |
$144K - $159K
|
86.2K
$1.39M
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-12.3K- 76.27% |
$160K - $176K
|
3.84K
$61.9K
|
|
Jan 19, 2023
Q4 2022
|
Ellsworth Advisors, LLC
|
BUY
|
- |
19.2KNew |
$249K - $274K
|
19.2K
$310K
|
|
Q3 2022 | |||||||
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-540- 4.56% |
$7.28K - $8.36K
|
11.3K
$182K
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-32.5K- 64.23% |
$438K - $503K
|
18.1K
$292K
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
32KNew |
$432K - $496K
|
32K
$516K
|
|
Nov 01, 2022
Q3 2022
|
Allie Family Office LLC
|
BUY
|
- |
10K+ 100.0% |
$135K - $155K
|
20K
$322K
|
|
Oct 31, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
BUY
|
- |
5KNew |
$67.5K - $77.5K
|
5K
$80.6K
|
|
Oct 28, 2022
Q3 2022
|
Tiedemann Advisors, LLC
|
BUY
|
- |
43.3KNew |
$584K - $670K
|
43.3K
$697K
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
900New |
$12.1K - $13.9K
|
900
$14.5K
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.86K- 1.18% |
$25.1K - $28.8K
|
156K
$2.51M
|
|
Q2 2022 | |||||||
Mar 20, 2023
Q2 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
351New |
$4.91K - $6.11K
|
351
$5.65K
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
150New |
$2.1K - $2.61K
|
150
$2.42K
|
|
Aug 16, 2022
Q2 2022
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
SELL
|
- |
-41.9KClosed |
$586K - $729K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-488- 3.18% |
$6.83K - $8.5K
|
14.9K
$240K
|
|
Aug 15, 2022
Q2 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-472K- 74.7% |
$6.6M - $8.22M
|
160K
$2.57M
|
|
Aug 15, 2022
Q2 2022
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13KNew |
$182K - $226K
|
13K
$209K
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
824New |
$11.5K - $14.4K
|
824
$13.3K
|
|
Aug 08, 2022
Q2 2022
|
Quent Capital, LLC
|
SELL
|
- |
-2.5KClosed |
$35K - $43.5K
|
0
$0
|
|
Aug 02, 2022
Q2 2022
|
Cx Institutional
|
BUY
|
- |
3.01KNew |
$42.2K - $52.5K
|
3.01K
$48.6K
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
BUY
|
- |
46.7KNew |
$653K - $813K
|
46.7K
$752K
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
450New |
$6.3K - $7.84K
|
450
$7.25K
|
|
Jul 22, 2022
Q2 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
11.9KNew |
$166K - $206K
|
11.9K
$191K
|
|
Jul 21, 2022
Q2 2022
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-32.3K- 8.04% |
$451K - $562K
|
369K
$5.94M
|
|
Jul 12, 2022
Q2 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-11.6KClosed |
$162K - $202K
|
0
$0
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$16.8K - $20.9K
|
0
$0
|
|
Q1 2022 | |||||||
Jun 01, 2022
Q1 2022
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-25.7KClosed |
$420K - $482K
|
0
$0
|
|
May 17, 2022
Q1 2022
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-149KClosed |
$2.43M - $2.8M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
300New |
$4.9K - $5.63K
|
300
$4.83K
|
|
May 11, 2022
Q1 2022
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-318Closed |
$5.19K - $5.96K
|
0
$0
|
|
May 02, 2022
Q1 2022
|
Hudock, Inc.
|
BUY
|
- |
15New |
$245 - $281
|
15
$242
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-3.1KClosed |
$50.6K - $58.1K
|
0
$0
|
|
Apr 26, 2022
Q1 2022
|
Masso Torrence Wealth Management Inc.
|
SELL
|
- |
-1.3KClosed |
$21.2K - $24.4K
|
0
$0
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
BUY
|
- |
1KNew |
$16.3K - $18.8K
|
1K
$16.1K
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Penn Mutual Asset Management, LLC
Horsham, PA |
BUY
|
- |
132K+ 195.57% |
$2.38M - $2.62M
|
200K
$3.22M
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13KClosed |
$234K - $258K
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-109Closed |
$1.96K - $2.16K
|
0
$0
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-12.1KClosed |
$218K - $239K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.87KClosed |
$106K - $116K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.5KClosed |
$407K - $432K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
500New |
$9.49K - $10.1K
|
500
$8.06K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-4.02KClosed |
$76.3K - $81K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 11, 2021
Q2 2021
|
Crewe Advisors LLC
|
SELL
|
- |
-7.5KClosed |
$145K - $150K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-55KClosed |
$1.06M - $1.1M
|
0
$0
|
|
Jul 23, 2021
Q2 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.25KClosed |
$24.1K - $25K
|
0
$0
|
|
Q1 2021 | |||||||
Sep 21, 2023
Q1 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
905+ 1.31% |
$16.9K - $17.7K
|
70.2K
$1.13M
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-14.4KClosed |
$269K - $283K
|
0
$0
|
|
Apr 22, 2021
Q1 2021
|
Tfo Tdc, LLC
|
SELL
|
- |
-2.5KClosed |
$46.7K - $49K
|
0
$0
|