Latest Institutional Transactions on Double Line Yield Opportunities Fund (DLY)
This table provides information on the latest institutional transactions involving Double Line Yield Opportunities Fund (DLY) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 30, 2024
Q2 2024
|
Creekside Partners
Petaluma, CA |
BUY
|
- |
113KNew |
$1.69M - $1.8M
|
113K
$1.86M
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.91K+ 15.76% |
$43.8K - $46.5K
|
21.4K
$353K
|
|
Aug 20, 2024
Q2 2024
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
275+ 0.76% |
$4.14K - $4.39K
|
36.2K
$598K
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-5.15K- 24.8% |
$77.4K - $82.2K
|
15.6K
$258K
|
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.2KNew |
$33.1K - $35.1K
|
2.2K
$36.3K
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-23.7K- 2.69% |
$357K - $379K
|
858K
$14.2M
|
|
Aug 14, 2024
Q2 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17.8KNew |
$268K - $284K
|
17.8K
$294K
|
|
Aug 14, 2024
Q2 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-2.5K- 7.91% |
$37.6K - $39.9K
|
29.1K
$481K
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
5.86K+ 2.7% |
$88.2K - $93.6K
|
223K
$3.69M
|
|
Aug 14, 2024
Q2 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-12K- 47.99% |
$181K - $192K
|
13K
$215K
|
|
Aug 14, 2024
Q2 2024
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-10.1K- 13.03% |
$152K - $161K
|
67.3K
$1.11M
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-1.2K- 5.75% |
$18K - $19.2K
|
19.7K
$325K
|
|
Aug 14, 2024
Q2 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
48K+ 33.15% |
$721K - $766K
|
193K
$3.18M
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-20.7K- 16.9% |
$312K - $331K
|
102K
$1.68M
|
|
Aug 13, 2024
Q2 2024
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
9+ 0.03% |
$135 - $144
|
27.5K
$454K
|
|
Aug 13, 2024
Q2 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-81- 0.46% |
$1.22K - $1.29K
|
17.6K
$291K
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-51- 0.13% |
$767 - $814
|
37.8K
$625K
|
|
Aug 13, 2024
Q2 2024
|
Evoke Wealth, LLC
|
SELL
|
- |
-76.7K- 82.74% |
$1.15M - $1.22M
|
16K
$264K
|
|
Aug 13, 2024
Q2 2024
|
Advisory Services Network, LLC
|
BUY
|
- |
14.8KNew |
$223K - $237K
|
14.8K
$245K
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.96K- 0.16% |
$29.5K - $31.4K
|
1.2M
$19.9M
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
184K+ 13.58% |
$2.76M - $2.93M
|
1.54M
$25.4M
|
|
Aug 13, 2024
Q2 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-17.7K- 3.91% |
$266K - $283K
|
435K
$7.18M
|
|
Aug 13, 2024
Q2 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.9K- 37.3% |
$254K - $270K
|
28.4K
$469K
|
|
Aug 12, 2024
Q2 2024
|
Camelot Portfolios, LLC
|
BUY
|
- |
1KNew |
$15K - $16K
|
1K
$16.5K
|
|
Aug 12, 2024
Q2 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-48.1K- 30.7% |
$723K - $768K
|
109K
$1.79M
|
|
Aug 12, 2024
Q2 2024
|
Herr Investment Group LLC
Austin, TX |
SELL
|
- |
-223K- 36.84% |
$3.36M - $3.57M
|
383K
$6.32M
|
|
Aug 12, 2024
Q2 2024
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-211- 5.09% |
$3.17K - $3.37K
|
3.93K
$64.9K
|
|
Aug 12, 2024
Q2 2024
|
Hollencrest Capital Management
|
SELL
|
- |
-1.67KClosed |
$25.1K - $26.6K
|
0
$0
|
|
Aug 09, 2024
Q2 2024
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-351- 1.48% |
$5.28K - $5.61K
|
23.3K
$385K
|
|
Aug 09, 2024
Q2 2024
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
218+ 1.84% |
$3.28K - $3.48K
|
12.1K
$199K
|
|
Aug 09, 2024
Q2 2024
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
1.81K+ 17.52% |
$27.1K - $28.8K
|
12.1K
$200K
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.5K- 10.14% |
$22.6K - $24K
|
13.3K
$220K
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.6K- 18.31% |
$39.1K - $41.5K
|
11.6K
$192K
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.16K+ 3.65% |
$32.5K - $34.6K
|
61.5K
$1.01M
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
24.1K+ 33.6% |
$363K - $385K
|
95.9K
$1.58M
|
|
Aug 06, 2024
Q2 2024
|
Asset Dedication, LLC
|
BUY
|
- |
1.94KNew |
$29.2K - $31K
|
1.94K
$32.1K
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
320+ 2.23% |
$4.81K - $5.11K
|
14.7K
$242K
|
|
Aug 02, 2024
Q2 2024
|
Larson Financial Group LLC
|
BUY
|
- |
1+ 0.04% |
$15 - $16
|
2.36K
$39K
|
|
Aug 02, 2024
Q2 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
1.83K+ 15.78% |
$27.5K - $29.2K
|
13.4K
$222K
|
|
Aug 02, 2024
Q2 2024
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
3.84K+ 8.41% |
$57.8K - $61.3K
|
49.5K
$818K
|
|
Aug 02, 2024
Q2 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
100+ 0.73% |
$1.5K - $1.6K
|
13.8K
$227K
|
|
Jul 31, 2024
Q2 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-17.7K- 9.29% |
$266K - $283K
|
173K
$2.85M
|
|
Jul 30, 2024
Q2 2024
|
Activest Wealth Management
|
BUY
|
- |
2.58K+ 50.81% |
$38.8K - $41.2K
|
7.65K
$126K
|
|
Jul 26, 2024
Q2 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
9+ 2.44% |
$135 - $144
|
378
$6.24K
|
|
Jul 25, 2024
Q2 2024
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-26.9K- 37.33% |
$404K - $429K
|
45.1K
$745K
|
|
Jul 24, 2024
Q2 2024
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
219+ 2.1% |
$3.29K - $3.5K
|
10.7K
$176K
|
|
Jul 23, 2024
Q2 2024
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-2.75K- 9.23% |
$41.4K - $43.9K
|
27.1K
$447K
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 22, 2024
Q2 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
866+ 1.96% |
$13K - $13.8K
|
45K
$743K
|
|
Jul 19, 2024
Q2 2024
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
6.27K+ 9.18% |
$94.3K - $100K
|
74.6K
$1.23M
|