Purchases and Sales Made in Q4 2021 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q4 2021. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
317KNew |
$5.72M - $6.29M
|
317K
$5.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
303K+ 15.03% |
$5.46M - $6M
|
2.32M
$37.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
286KNew |
$5.16M - $5.67M
|
286K
$4.58M
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
139KNew |
$2.51M - $2.76M
|
139K
$2.23M
|
|
|
Feb 14, 2022
Q4 2021
|
Penn Mutual Asset Management, LLC
Horsham, PA |
BUY
|
- |
132K+ 195.57% |
$2.38M - $2.62M
|
200K
$3.2M
|
|
|
Feb 01, 2022
Q4 2021
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
120KNew |
$2.17M - $2.38M
|
120K
$1.93M
|
|
|
Feb 15, 2022
Q4 2021
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
113K+ 22.08% |
$2.03M - $2.24M
|
624K
$9.99M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
95.2KNew |
$1.72M - $1.89M
|
95.2K
$1.52M
|
|
|
Feb 24, 2022
Q4 2021
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
86.5KNew |
$1.56M - $1.71M
|
86.5K
$1.38M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
72.7KNew |
$1.31M - $1.44M
|
72.7K
$1.16M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
54.5KNew |
$981K - $1.08M
|
54.5K
$871K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
53.1K+ 95.38% |
$957K - $1.05M
|
109K
$1.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
45.9KNew |
$827K - $909K
|
45.9K
$734K
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
25.9K+ 8.3% |
$466K - $512K
|
337K
$5.4M
|
|
|
Jun 01, 2022
Q4 2021
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
25.7KNew |
$463K - $509K
|
25.7K
$411K
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
18.9KNew |
$341K - $375K
|
18.9K
$303K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16.4K+ 24.79% |
$295K - $324K
|
82.4K
$1.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
15.5KNew |
$279K - $307K
|
15.5K
$248K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.9K+ 68.14% |
$232K - $255K
|
31.8K
$508K
|
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
BUY
|
- |
12.6KNew |
$227K - $249K
|
12.6K
$201K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10K+ 6.11% |
$181K - $198K
|
174K
$2.78M
|
|
|
Feb 09, 2022
Q4 2021
|
Pettinga Financial Advisors, LLC
|
BUY
|
- |
9.27K+ 1.64% |
$167K - $184K
|
574K
$9.18M
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
9.02K+ 1.41% |
$162K - $179K
|
650K
$10.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.09K+ 16.18% |
$110K - $121K
|
43.7K
$700K
|
|
|
Feb 10, 2022
Q4 2021
|
Masso Torrence Wealth Management Inc.
|
BUY
|
- |
1.3KNew |
$23.5K - $25.8K
|
1.3K
$20.8K
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
BUY
|
- |
1.01KNew |
$18.3K - $20.1K
|
1.01K
$16.2K
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
259New |
$4.67K - $5.13K
|
259
$4.14K
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
49+ 0.08% |
$883 - $971
|
63.3K
$1.01M
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
20New |
$360 - $396
|
20
$320
|
|
|
Mar 17, 2022
Q4 2021
|
Optimum Investment Advisors
|
BUY
|
- |
4+ 0.02% |
$72.1 - $79.2
|
20.8K
$333K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-109Closed |
$1.96K - $2.16K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-113- 26.22% |
$2.04K - $2.24K
|
318
$5.09K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-244- 1.31% |
$4.4K - $4.83K
|
18.4K
$295K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-1.33K- 4.04% |
$24K - $26.3K
|
31.6K
$506K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
SELL
|
- |
-2.92KClosed |
$52.6K - $57.8K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Cx Institutional
|
SELL
|
- |
-3.01KClosed |
$54.3K - $59.7K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.87KClosed |
$106K - $116K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-6.02K- 32.12% |
$108K - $119K
|
12.7K
$203K
|
|
|
Feb 10, 2022
Q4 2021
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-8.79K- 2.24% |
$158K - $174K
|
384K
$6.14M
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-10KClosed |
$180K - $198K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-11K- 6.89% |
$199K - $218K
|
149K
$2.39M
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-12.1KClosed |
$218K - $239K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13KClosed |
$234K - $258K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-15.3K- 9.94% |
$276K - $303K
|
139K
$2.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-30.6K- 8.51% |
$551K - $606K
|
329K
$5.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-65K- 6.62% |
$1.17M - $1.29M
|
918K
$14.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-79.1K- 2.63% |
$1.43M - $1.57M
|
2.93M
$46.9M
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-86.2KClosed |
$1.55M - $1.71M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-206K- 34.54% |
$3.71M - $4.08M
|
390K
$6.25M
|