Purchases and Sales Made in Q4 2022 in Double Line Yield Opportunities Fund (DLY)
This table provides information about the institutional ownership of Double Line Yield Opportunities Fund (DLY) during Q4 2022. The information is specifically focused on institutions that hold shares of DoubleLine Yield Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
9.58MNew |
$124M - $136M
|
9.58M
$153M
|
|
|
Feb 08, 2023
Q4 2022
|
Herr Investment Group LLC
Austin, TX |
BUY
|
- |
646KNew |
$8.36M - $9.2M
|
646K
$10.3M
|
|
|
Feb 03, 2023
Q4 2022
|
Ieq Capital, LLC
|
BUY
|
- |
326KNew |
$4.21M - $4.64M
|
326K
$5.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
197KNew |
$2.54M - $2.8M
|
197K
$3.15M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
97K+ 42.68% |
$1.26M - $1.38M
|
324K
$5.19M
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
72.1K+ 57.76% |
$934K - $1.03M
|
197K
$3.15M
|
|
|
Feb 14, 2023
Q4 2022
|
Arbor Capital Management Inc
Anchorage, AK |
BUY
|
- |
71.7KNew |
$928K - $1.02M
|
71.7K
$1.15M
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
61.7K+ 9.87% |
$799K - $879K
|
687K
$11M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
47.2K+ 21.69% |
$610K - $672K
|
265K
$4.23M
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
38.7KNew |
$500K - $550K
|
38.7K
$619K
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
37.5KNew |
$486K - $535K
|
37.5K
$601K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
33.6K+ 90.94% |
$435K - $478K
|
70.5K
$1.13M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
32.6KNew |
$422K - $464K
|
32.6K
$522K
|
|
|
Feb 08, 2023
Q4 2022
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
27.7KNew |
$359K - $395K
|
27.7K
$444K
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
24.9K+ 9.95% |
$322K - $355K
|
275K
$4.4M
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
19.9KNew |
$257K - $283K
|
19.9K
$318K
|
|
|
Jan 19, 2023
Q4 2022
|
Ellsworth Advisors, LLC
|
BUY
|
- |
19.2KNew |
$249K - $274K
|
19.2K
$308K
|
|
|
Feb 14, 2023
Q4 2022
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
17.2KNew |
$223K - $245K
|
17.2K
$275K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.3KNew |
$211K - $232K
|
16.3K
$261K
|
|
|
Feb 13, 2023
Q4 2022
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
15KNew |
$194K - $213K
|
15K
$240K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.4K+ 92.3% |
$173K - $191K
|
27.9K
$446K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
12.7K+ 4.38% |
$164K - $181K
|
303K
$4.85M
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
12.5KNew |
$162K - $178K
|
12.5K
$200K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.08K+ 18.57% |
$117K - $129K
|
58K
$928K
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
5.16K+ 7.59% |
$66.8K - $73.5K
|
73.2K
$1.17M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.06K+ 2.26% |
$39.5K - $43.5K
|
138K
$2.22M
|
|
|
Jul 19, 2024
Q4 2022
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
1.22K+ 3.38% |
$15.7K - $17.3K
|
37.2K
$595K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
368New |
$4.76K - $5.24K
|
368
$5.89K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
341New |
$4.41K - $4.86K
|
341
$5.46K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
161+ 1.07% |
$2.08K - $2.29K
|
15.2K
$243K
|
|
|
Jan 18, 2023
Q4 2022
|
Activest Wealth Management
|
BUY
|
- |
116+ 2.66% |
$1.5K - $1.65K
|
4.48K
$71.7K
|
|
|
Jan 11, 2023
Q4 2022
|
Financial Management Professionals, Inc.
|
BUY
|
- |
27+ 2.51% |
$349 - $384
|
1.1K
$17.6K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-691- 50.77% |
$8.94K - $9.84K
|
670
$10.7K
|
|
|
Jan 05, 2023
Q4 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-1.99K- 12.67% |
$25.8K - $28.4K
|
13.7K
$220K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.06K- 0.59% |
$39.6K - $43.6K
|
514K
$8.22M
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-3.27K- 9.96% |
$42.4K - $46.6K
|
29.6K
$474K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.49K- 20.4% |
$58K - $63.9K
|
17.5K
$280K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.21K- 3.49% |
$67.4K - $74.1K
|
144K
$2.3M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.1K- 11.43% |
$144K - $159K
|
86.2K
$1.38M
|
|
|
Feb 03, 2023
Q4 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-12.3K- 76.27% |
$160K - $176K
|
3.84K
$61.4K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-25.6K- 62.76% |
$331K - $364K
|
15.2K
$243K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-28.8K- 26.64% |
$373K - $410K
|
79.3K
$1.27M
|
|
|
Feb 14, 2023
Q4 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-33.7K- 27.82% |
$436K - $480K
|
87.5K
$1.4M
|
|
|
Jan 12, 2023
Q4 2022
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-79K- 18.22% |
$1.02M - $1.12M
|
355K
$5.67M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-113K- 91.32% |
$1.46M - $1.6M
|
10.7K
$171K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-214K- 25.84% |
$2.77M - $3.05M
|
615K
$9.84M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-248K- 12.15% |
$3.21M - $3.53M
|
1.79M
$28.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-575K- 16.43% |
$7.43M - $8.18M
|
2.92M
$46.7M
|