Latest Institutional Transactions on Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information on the latest institutional transactions involving Western Asset Mortgage Opportunity Fund Inc. (DMO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
28+ 3.29% |
$304 - $412
|
878
$10.4K
|
|
|
Aug 03, 2020
Q2 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-10KClosed |
$109K - $147K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-17.3KClosed |
$204K - $369K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-5Closed |
$59.2 - $107
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-7.21KClosed |
$85.3K - $154K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-272- 2.11% |
$5.48K - $6.08K
|
12.6K
$150K
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-500Closed |
$10.1K - $11.2K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-21.5KClosed |
$434K - $481K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 15, 2019
Q3 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-59Closed |
$1.24K - $1.32K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-1.74KClosed |
$35.8K - $38.2K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-600Closed |
$12.4K - $13.2K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-370Closed |
$7.63K - $8.14K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 01, 2019
Q1 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
-300Closed |
$6.12K - $6.49K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Sep 07, 2021
Q4 2018
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-900- 52.94% |
$18.4K - $20.8K
|
800
$9.5K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-70.2KClosed |
$1.43M - $1.62M
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-200Closed |
$4.08K - $4.62K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-17.4KClosed |
$354K - $401K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-6.6KClosed |
$143K - $154K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Parisi Gray Wealth Management
|
SELL
|
- |
-1.4KClosed |
$30.3K - $32.7K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
14.4KNew |
$312K - $336K
|
14.4K
$171K
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$818K - $883K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 10, 2018
Q2 2018
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-1.01KClosed |
$23.2K - $26.1K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.77KClosed |
$42.4K - $47K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 08, 2018
Q4 2017
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-8.5KClosed |
$197K - $224K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-132Closed |
$3.07K - $3.49K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 14, 2017
Q2 2017
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.5KNew |
N/A
|
10.5K
$125K
|
|