Latest Institutional Transactions on Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information on the latest institutional transactions involving Western Asset Mortgage Opportunity Fund Inc. (DMO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
5.33K+ 1.59% |
$58.4K - $62.4K
|
339K
$4.09M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
10+ 2.21% |
$110 - $117
|
462
$5.57K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
22.2K+ 8.23% |
$244K - $260K
|
292K
$3.52M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.9K- 54.73% |
$64.7K - $69.2K
|
4.88K
$58.8K
|
|
|
May 15, 2024
Q1 2024
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-6.07K- 19.26% |
$66.5K - $71.1K
|
25.4K
$306K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.78K- 12.89% |
$19.5K - $20.8K
|
12K
$145K
|
|
|
May 15, 2024
Q1 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
1.4KNew |
$15.4K - $16.4K
|
1.4K
$16.9K
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-13.9K- 17.66% |
$152K - $163K
|
64.8K
$781K
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-6.55K- 3.51% |
$71.8K - $76.8K
|
180K
$2.17M
|
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-188K- 48.67% |
$2.06M - $2.2M
|
198K
$2.39M
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
64.3K+ 181.81% |
$705K - $753K
|
99.6K
$1.2M
|
|
|
May 14, 2024
Q1 2024
|
Robinson Capital Management, LLC
|
BUY
|
- |
37.1KNew |
$406K - $434K
|
37.1K
$446K
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.21K- 4.97% |
$68.1K - $72.7K
|
119K
$1.43M
|
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-91K- 29.27% |
$998K - $1.07M
|
220K
$2.65M
|
|
|
May 13, 2024
Q1 2024
|
Venture Visionary Partners LLC
|
BUY
|
- |
69.8KNew |
$765K - $818K
|
69.8K
$841K
|
|
|
May 13, 2024
Q1 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-6.82K- 1.89% |
$74.8K - $79.9K
|
354K
$4.26M
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-59.6K- 21.18% |
$654K - $698K
|
222K
$2.67M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-1.8K- 5.8% |
$19.7K - $21K
|
29.1K
$351K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.3K+ 330200.0% |
$36.2K - $38.7K
|
3.3K
$39.8K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15K+ 23.12% |
$165K - $176K
|
80.1K
$965K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15K+ 42.23% |
$164K - $175K
|
50.3K
$607K
|
|
|
May 08, 2024
Q1 2024
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-8.8K- 12.32% |
$96.5K - $103K
|
62.6K
$754K
|
|
|
May 06, 2024
Q1 2024
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.8K- 10.4% |
$19.7K - $21.1K
|
15.5K
$187K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$2.19K - $2.34K
|
200
$2.41K
|
|
|
May 02, 2024
Q1 2024
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
30.5KNew |
$335K - $357K
|
30.5K
$367K
|
|
|
May 02, 2024
Q1 2024
|
Gilliland Jeter Wealth Management LLC
Little Rock, AR |
BUY
|
- |
1.6KNew |
$17.5K - $18.7K
|
1.6K
$19.3K
|
|
|
Apr 30, 2024
Q1 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-2.53K- 1.02% |
$27.7K - $29.6K
|
246K
$2.96M
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.97KNew |
$32.6K - $34.9K
|
2.97K
$35.8K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
775+ 3.66% |
$8.5K - $9.08K
|
22K
$265K
|
|
|
Apr 26, 2024
Q1 2024
|
Riverbridge Partners LLC
|
BUY
|
- |
3.13K+ 2.45% |
$34.4K - $36.7K
|
131K
$1.58M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.88K- 12.1% |
$31.5K - $33.7K
|
20.9K
$252K
|
|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
250KNew |
$2.74M - $2.93M
|
250K
$3.01M
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.55K+ 16.84% |
$28K - $29.9K
|
17.7K
$213K
|
|
|
Apr 18, 2024
Q1 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.63K+ 8.29% |
$17.8K - $19.1K
|
21.2K
$256K
|
|
|
Apr 17, 2024
Q1 2024
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-563- 1.9% |
$6.18K - $6.6K
|
29.1K
$350K
|
|
|
Apr 11, 2024
Q1 2024
|
Integrated Capital Management, Inc.
|
BUY
|
- |
343+ 2.49% |
$3.76K - $4.02K
|
14.1K
$170K
|
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.49K- 1.86% |
$16.3K - $17.5K
|
78.6K
$947K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11- 0.05% |
$111 - $124
|
24.1K
$290K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.72K+ 52.7% |
$67.9K - $75.5K
|
19.5K
$234K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.98K- 14.18% |
$20K - $22.2K
|
12K
$144K
|
|
|
Feb 12, 2024
Q4 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.3K+ 4.38% |
$13.1K - $14.6K
|
31K
$373K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.53K+ 2665.26% |
$25.6K - $28.5K
|
2.63K
$31.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.9K- 65.18% |
$242K - $269K
|
12.8K
$154K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
7.53KNew |
$76.2K - $84.7K
|
7.53K
$90.8K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
775New |
$7.84K - $8.71K
|
775
$9.34K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.59K- 14.37% |
$37.1K - $40.4K
|
21.4K
$258K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.3KNew |
$107K - $116K
|
10.3K
$125K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
248+ 1.88% |
$2.56K - $2.79K
|
13.4K
$162K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
103KNew |
$1.06M - $1.15M
|
103K
$1.24M
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-141- 1.01% |
$1.46K - $1.59K
|
13.8K
$166K
|
|