Latest Institutional Sells of Western Asset Mortgage Opportunity Fund Inc. (DMO)
This list provides information on the latest institutional transactions involving Western Asset Mortgage Opportunity Fund Inc. (DMO) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.15K- 53.49% |
$14.7K - $16.6K
|
1K
$11.7K
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-350Closed |
$4.47K - $5.04K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Oct 16, 2020
Q3 2020
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-44.5KClosed |
$558K - $666K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-8.35KClosed |
$105K - $125K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 03, 2020
Q2 2020
|
Edge Wealth Management LLC
|
SELL
|
- |
-10KClosed |
$109K - $147K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-17.3KClosed |
$204K - $369K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-7.21KClosed |
$85.3K - $154K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-5Closed |
$59.2 - $107
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-21.5KClosed |
$434K - $481K
|
0
$0
|
|
|
Feb 04, 2020
Q4 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-500Closed |
$10.1K - $11.2K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-272- 2.11% |
$5.48K - $6.08K
|
12.6K
$147K
|
|
| Q3 2019 | |||||||
|
Oct 15, 2019
Q3 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-59Closed |
$1.24K - $1.32K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 15, 2019
Q2 2019
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-1.74KClosed |
$35.8K - $38.2K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-600Closed |
$12.4K - $13.2K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-370Closed |
$7.63K - $8.14K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 01, 2019
Q1 2019
|
Parallel Advisors, LLC
|
SELL
|
- |
-300Closed |
$6.12K - $6.49K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-70.2KClosed |
$1.43M - $1.62M
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-17.4KClosed |
$354K - $401K
|
0
$0
|
|
|
Sep 07, 2021
Q4 2018
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-900- 52.94% |
$18.4K - $20.8K
|
800
$9.32K
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-200Closed |
$4.08K - $4.62K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$818K - $883K
|
0
$0
|
|
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-6.6KClosed |
$143K - $154K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Parisi Gray Wealth Management
|
SELL
|
- |
-1.4KClosed |
$30.3K - $32.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 10, 2018
Q2 2018
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-1.01KClosed |
$23.2K - $26.1K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.77KClosed |
$42.4K - $47K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 08, 2018
Q4 2017
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-8.5KClosed |
$197K - $224K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-132Closed |
$3.07K - $3.49K
|
0
$0
|
|