Purchases and Sales Made in Q1 2022 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q1 2022. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
87.1K+ 520.32% |
$1.14M - $1.35M
|
104K
$1.22M
|
|
|
May 31, 2022
Q1 2022
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
81.9K+ 808.13% |
$1.07M - $1.27M
|
92K
$1.09M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
51.3KNew |
$671K - $795K
|
51.3K
$605K
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
29.9K+ 17.62% |
$391K - $463K
|
199K
$2.35M
|
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
23.4KNew |
$306K - $363K
|
23.4K
$276K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
19.8K+ 45.44% |
$259K - $307K
|
63.3K
$747K
|
|
|
May 12, 2022
Q1 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
18K+ 3.59% |
$235K - $279K
|
518K
$6.11M
|
|
|
May 16, 2022
Q1 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
17.5KNew |
$229K - $272K
|
17.5K
$207K
|
|
|
May 11, 2022
Q1 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13KNew |
$170K - $202K
|
13K
$153K
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
8.88K+ 6.25% |
$116K - $138K
|
151K
$1.78M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.59K+ 7.4% |
$112K - $133K
|
125K
$1.47M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.74K+ 7.09% |
$49K - $58.1K
|
56.5K
$667K
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
3.21K+ 4.16% |
$42K - $49.8K
|
80.5K
$950K
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.5K+ 2.74% |
$32.8K - $38.8K
|
93.9K
$1.11M
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
2.17KNew |
$28.4K - $33.7K
|
2.17K
$25.6K
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.03K+ 2.15% |
$26.6K - $31.5K
|
96.6K
$1.14M
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.9K+ 5.28% |
$24.9K - $29.5K
|
37.9K
$447K
|
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
205+ 1.46% |
$2.68K - $3.18K
|
14.2K
$168K
|
|
|
Apr 25, 2022
Q1 2022
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$2.62K - $3.1K
|
200
$2.36K
|
|
|
May 09, 2022
Q1 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
53+ 0.13% |
$694 - $823
|
42K
$495K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
23New |
$301 - $357
|
23
$271
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2- 0.15% |
$26.2 - $31
|
1.3K
$15.3K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30- 0.28% |
$393 - $466
|
10.6K
$126K
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-53- 4.37% |
$694 - $823
|
1.16K
$13.7K
|
|
|
May 06, 2022
Q1 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-229- 0.68% |
$3K - $3.55K
|
33.6K
$396K
|
|
|
May 13, 2022
Q1 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-500- 4.67% |
$6.55K - $7.76K
|
10.2K
$120K
|
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-580- 4.64% |
$7.59K - $9K
|
11.9K
$141K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-604- 1.91% |
$7.91K - $9.37K
|
31K
$366K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-636- 2.39% |
$8.33K - $9.87K
|
25.9K
$306K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.1K- 5.03% |
$14.3K - $17K
|
20.7K
$244K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.46K- 4.82% |
$19.2K - $22.7K
|
28.9K
$341K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.01K- 9.26% |
$52.5K - $62.3K
|
39.3K
$464K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-6K- 5.47% |
$78.5K - $93.1K
|
104K
$1.22M
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-10.1KClosed |
$132K - $156K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.9KClosed |
$143K - $170K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-11.1K- 4.77% |
$145K - $172K
|
221K
$2.61M
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-11.6KClosed |
$152K - $180K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-16.1K- 38.9% |
$210K - $249K
|
25.2K
$298K
|
|
|
May 13, 2022
Q1 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-18.3K- 10.43% |
$240K - $284K
|
157K
$1.85M
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-82K- 17.49% |
$1.07M - $1.27M
|
387K
$4.57M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-97.4K- 32.83% |
$1.28M - $1.51M
|
199K
$2.35M
|