Purchases and Sales Made in Q1 2023 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q1 2023. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
216KNew |
$2.22M - $2.49M
|
216K
$2.55M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
49.8K+ 12.91% |
$511K - $573K
|
435K
$5.13M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
38.4KNew |
$394K - $442K
|
38.4K
$452K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
31.2K+ 12.12% |
$320K - $359K
|
288K
$3.4M
|
|
|
May 04, 2023
Q1 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
27.1K+ 113.87% |
$278K - $312K
|
50.9K
$600K
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
24.5KNew |
$251K - $282K
|
24.5K
$288K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
24KNew |
$246K - $277K
|
24K
$283K
|
|
|
May 10, 2023
Q1 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
19.7K+ 15.3% |
$202K - $226K
|
148K
$1.75M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
16.8K+ 8.9% |
$172K - $193K
|
205K
$2.42M
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
13KNew |
$133K - $149K
|
13K
$153K
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
7.21K+ 67.81% |
$73.9K - $83K
|
17.8K
$210K
|
|
|
May 08, 2023
Q1 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
3K+ 10.01% |
$30.8K - $34.5K
|
33K
$388K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.69K+ 5.24% |
$27.5K - $30.9K
|
53.9K
$635K
|
|
|
Apr 21, 2023
Q1 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
2.68K+ 2.29% |
$27.5K - $30.8K
|
120K
$1.41M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.06K+ 20.12% |
$21.1K - $23.7K
|
12.3K
$145K
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.78K+ 9.85% |
$18.2K - $20.5K
|
19.8K
$234K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
738New |
$7.56K - $8.49K
|
738
$8.69K
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
717+ 5.37% |
$7.35K - $8.25K
|
14.1K
$166K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
345+ 0.3% |
$3.54K - $3.97K
|
117K
$1.37M
|
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
282New |
$2.89K - $3.25K
|
282
$3.32K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
200New |
$2.05K - $2.3K
|
200
$2.36K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$10.3 - $11.5
|
0
$0
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-167- 1.23% |
$1.71K - $1.92K
|
13.4K
$158K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-442- 1.62% |
$4.53K - $5.09K
|
26.8K
$316K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-494- 0.99% |
$5.06K - $5.69K
|
49.6K
$585K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-527- 3.05% |
$5.4K - $6.07K
|
16.8K
$197K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.04K- 2.79% |
$10.6K - $12K
|
36.2K
$426K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.29K- 1.57% |
$13.3K - $14.9K
|
81.3K
$958K
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.49K- 4.3% |
$15.3K - $17.1K
|
33.1K
$390K
|
|
|
May 11, 2023
Q1 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-2.48K- 0.59% |
$25.5K - $28.6K
|
417K
$4.91M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.37K- 5.27% |
$44.8K - $50.3K
|
78.5K
$924K
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-4.95K- 6.11% |
$50.8K - $57K
|
76.2K
$897K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.96K- 5.92% |
$61K - $68.5K
|
94.7K
$1.12M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.25K- 27.77% |
$64.1K - $72K
|
16.3K
$192K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.54K- 23.72% |
$67K - $75.2K
|
21K
$248K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.37K- 2.93% |
$75.6K - $84.8K
|
244K
$2.87M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-11.1K- 2.1% |
$114K - $127K
|
517K
$6.09M
|
|
|
Apr 27, 2023
Q1 2023
|
Matisse Capital
|
SELL
|
- |
-11.8K- 8.33% |
$121K - $136K
|
130K
$1.53M
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-35.3K- 49.93% |
$362K - $406K
|
35.4K
$417K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-49.4K- 74.01% |
$506K - $569K
|
17.4K
$204K
|