Purchases and Sales Made in Q2 2021 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q2 2021. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2021
Q2 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
122K+ 45.63% |
$1.78M - $1.9M
|
388K
$4.68M
|
|
|
Aug 11, 2021
Q2 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
62.5KNew |
$917K - $978K
|
62.5K
$753K
|
|
|
Aug 13, 2021
Q2 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
60.9K+ 15.03% |
$893K - $952K
|
466K
$5.61M
|
|
|
Aug 13, 2021
Q2 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
42.3K+ 93.98% |
$620K - $661K
|
87.2K
$1.05M
|
|
|
Aug 09, 2021
Q2 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
41.7KNew |
$612K - $653K
|
41.7K
$503K
|
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
35.6K+ 88.99% |
$522K - $557K
|
75.6K
$911K
|
|
|
Sep 13, 2021
Q2 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
33.2KNew |
$487K - $519K
|
33.2K
$400K
|
|
|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.1KNew |
$368K - $393K
|
25.1K
$303K
|
|
|
Aug 16, 2021
Q2 2021
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
15.5KNew |
$228K - $243K
|
15.5K
$187K
|
|
|
Aug 12, 2021
Q2 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
10.7KNew |
$157K - $168K
|
10.7K
$129K
|
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
6.04K+ 6.72% |
$88.6K - $94.5K
|
95.9K
$1.16M
|
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
4.67K+ 18.51% |
$68.5K - $73K
|
29.9K
$360K
|
|
|
Aug 05, 2021
Q2 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
2.72K+ 4.1% |
$39.9K - $42.5K
|
69K
$831K
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.22K+ 7.55% |
$32.6K - $34.7K
|
31.6K
$381K
|
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.48K+ 2.85% |
$21.7K - $23.2K
|
53.5K
$645K
|
|
|
Aug 13, 2021
Q2 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.11K+ 5.9% |
$16.2K - $17.3K
|
19.8K
$239K
|
|
|
Aug 13, 2021
Q2 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
346+ 0.37% |
$5.08K - $5.41K
|
93.6K
$1.13M
|
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
169+ 1.61% |
$2.48K - $2.64K
|
10.7K
$129K
|
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2021
Q2 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-24- 58.54% |
$352 - $375
|
17
$205
|
|
|
Mar 22, 2023
Q2 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-243- 20.03% |
$3.56K - $3.8K
|
970
$11.7K
|
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-335- 0.74% |
$4.91K - $5.24K
|
44.7K
$539K
|
|
|
Aug 12, 2021
Q2 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-374- 2.3% |
$5.49K - $5.85K
|
15.9K
$191K
|
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-591- 2.79% |
$8.67K - $9.24K
|
20.6K
$249K
|
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.23K- 84.63% |
$18.1K - $19.3K
|
224
$2.7K
|
|
|
Aug 10, 2021
Q2 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.4K- 4.21% |
$20.5K - $21.9K
|
31.9K
$384K
|
|
|
Aug 16, 2021
Q2 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.72K- 38.53% |
$25.3K - $27K
|
2.75K
$33.1K
|
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.83K- 4.93% |
$26.9K - $28.7K
|
35.3K
$426K
|
|
|
Aug 03, 2021
Q2 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-5.03K- 31.62% |
$73.8K - $78.7K
|
10.9K
$131K
|
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-6K- 25.55% |
$88K - $93.8K
|
17.5K
$211K
|
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-7.13KClosed |
$105K - $112K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-10.3K- 11.26% |
$151K - $161K
|
81K
$976K
|
|
|
Aug 16, 2021
Q2 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-14.3K- 9.84% |
$210K - $224K
|
131K
$1.58M
|
|
|
Aug 16, 2021
Q2 2021
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-15.5KClosed |
$228K - $243K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-17.8KClosed |
$261K - $278K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-23.4K- 9.92% |
$343K - $366K
|
213K
$2.56M
|
|
|
Aug 12, 2021
Q2 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-36.1KClosed |
$530K - $565K
|
0
$0
|