Purchases and Sales Made in Q3 2022 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q3 2022. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
114K+ 114.19% |
$1.24M - $1.46M
|
213K
$2.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
55.3K+ 10.86% |
$606K - $710K
|
565K
$6.81M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
49.4K+ 16.64% |
$541K - $634K
|
346K
$4.17M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
31.1K+ 165.19% |
$340K - $399K
|
49.9K
$601K
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
30K+ 30.0% |
$329K - $385K
|
130K
$1.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
21.6K+ 51.85% |
$236K - $277K
|
63.1K
$761K
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
17.4K+ 10.49% |
$190K - $223K
|
183K
$2.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
13.3K+ 2.9% |
$145K - $170K
|
471K
$5.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.53K+ 23.77% |
$104K - $122K
|
49.6K
$598K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.28K+ 4.09% |
$57.8K - $67.8K
|
134K
$1.62M
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.02K+ 28.22% |
$44K - $51.6K
|
18.3K
$220K
|
|
|
Oct 26, 2022
Q3 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
2.65K+ 2.43% |
$29.1K - $34.1K
|
112K
$1.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
2.53K+ 2.46% |
$27.7K - $32.5K
|
106K
$1.27M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.71K+ 5.2% |
$18.7K - $21.9K
|
34.6K
$417K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.21KNew |
$13.3K - $15.6K
|
1.21K
$14.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
850+ 0.87% |
$9.31K - $10.9K
|
98.7K
$1.19M
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
526+ 1.54% |
$5.76K - $6.75K
|
34.6K
$417K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
289+ 2.87% |
$3.16K - $3.71K
|
10.3K
$125K
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
192+ 1.48% |
$2.1K - $2.47K
|
13.2K
$159K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
26+ 0.07% |
$285 - $334
|
36.4K
$438K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.33% |
$11 - $12.8
|
301
$3.63K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-215- 0.75% |
$2.35K - $2.76K
|
28.4K
$342K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-313- 1.07% |
$3.43K - $4.02K
|
28.8K
$347K
|
|
|
Nov 14, 2022
Q3 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-375- 2.25% |
$4.11K - $4.82K
|
16.3K
$196K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-438- 3.55% |
$4.8K - $5.62K
|
11.9K
$143K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-665- 0.81% |
$7.28K - $8.54K
|
81.8K
$986K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-684- 1.27% |
$7.49K - $8.78K
|
53.3K
$642K
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.15K- 3.13% |
$12.6K - $14.7K
|
35.5K
$428K
|
|
|
Nov 07, 2022
Q3 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-1.7K- 5.58% |
$18.6K - $21.8K
|
28.8K
$347K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.03K- 2.29% |
$22.2K - $26K
|
86.7K
$1.04M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.46K- 3.86% |
$27K - $31.6K
|
61.4K
$740K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-6.01K- 17.71% |
$65.8K - $77.2K
|
27.9K
$336K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-8.72K- 31.15% |
$95.5K - $112K
|
19.3K
$232K
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-28.9K- 28.44% |
$317K - $372K
|
72.8K
$877K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-30.9K- 15.98% |
$338K - $397K
|
162K
$1.96M
|