Purchases and Sales Made in Q3 2023 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q3 2023. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
356KNew |
$3.68M - $4.01M
|
356K
$4.2M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
103KNew |
$1.06M - $1.15M
|
103K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
49.3K+ 36.69% |
$509K - $555K
|
184K
$2.17M
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
31.9KNew |
$329K - $359K
|
31.9K
$376K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
27.3K+ 74.88% |
$282K - $307K
|
63.8K
$753K
|
|
|
Oct 16, 2023
Q3 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
15.7K+ 14.17% |
$162K - $177K
|
127K
$1.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.7KNew |
$132K - $143K
|
12.7K
$150K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12.4K+ 5.93% |
$128K - $140K
|
222K
$2.62M
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
10.3KNew |
$107K - $116K
|
10.3K
$122K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.96K+ 18.97% |
$103K - $112K
|
62.5K
$737K
|
|
|
Nov 07, 2023
Q3 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
8.5K+ 14.38% |
$87.7K - $95.6K
|
67.6K
$798K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
8.2K+ 3.37% |
$84.6K - $92.2K
|
252K
$2.97M
|
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
2K+ 0.86% |
$20.6K - $22.4K
|
234K
$2.76M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.98KNew |
$20.5K - $22.3K
|
1.98K
$23.4K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.79K+ 13.02% |
$18.4K - $20.1K
|
15.5K
$183K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
466+ 2.52% |
$4.81K - $5.24K
|
19K
$224K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
248+ 1.88% |
$2.56K - $2.79K
|
13.4K
$158K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16+ 20.25% |
$165 - $180
|
95
$1.12K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 100.0% |
$10.3 - $11.3
|
2
$23.6
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1- -0.0% |
$10.3 - $11.3
|
24.1K
$284K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-5- 0.04% |
$51.6 - $56.3
|
13.9K
$165K
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-110- 0.77% |
$1.14K - $1.24K
|
14.1K
$166K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-139- 0.87% |
$1.43K - $1.56K
|
15.8K
$186K
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-141- 1.01% |
$1.46K - $1.59K
|
13.8K
$163K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-286- 1.34% |
$2.95K - $3.22K
|
21K
$248K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-559- 0.71% |
$5.77K - $6.29K
|
77.6K
$916K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-601- 2.27% |
$6.2K - $6.76K
|
25.9K
$306K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-690- 5.17% |
$7.12K - $7.76K
|
12.7K
$149K
|
|
|
Feb 15, 2024
Q3 2023
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.19K- 0.93% |
$12.3K - $13.4K
|
127K
$1.5M
|
|
|
Oct 12, 2023
Q3 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.24K- 5.99% |
$12.8K - $14K
|
19.5K
$230K
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.59K- 4.8% |
$16.4K - $17.9K
|
31.5K
$372K
|
|
|
Nov 13, 2023
Q3 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-3.3K- 10.01% |
$34.1K - $37.1K
|
29.7K
$350K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.59K- 14.37% |
$37.1K - $40.4K
|
21.4K
$253K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-5.53K- 4.77% |
$57K - $62.2K
|
110K
$1.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-14K- 34.73% |
$144K - $157K
|
26.3K
$310K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-14.5K- 17.33% |
$150K - $163K
|
69.3K
$818K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.4K- 30.84% |
$169K - $184K
|
36.7K
$433K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.6K- 4.23% |
$295K - $322K
|
648K
$7.65M
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
SELL
|
- |
-36.5K- 28.05% |
$376K - $410K
|
93.5K
$1.1M
|