Purchases and Sales Made in Q4 2021 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q4 2021. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
91.4KNew |
$1.38M - $1.47M
|
91.4K
$1.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
73.6K+ 46.37% |
$1.11M - $1.19M
|
232K
$2.7M
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
57.8K+ 13.07% |
$873K - $933K
|
500K
$5.82M
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
20.8K+ 91.25% |
$313K - $335K
|
43.5K
$506K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.7K+ 14.52% |
$222K - $237K
|
116K
$1.35M
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
12.8KNew |
$193K - $206K
|
12.8K
$149K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
11.6KNew |
$175K - $187K
|
11.6K
$135K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.9KNew |
$165K - $177K
|
10.9K
$127K
|
|
|
Feb 16, 2022
Q4 2021
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
10.1KNew |
$153K - $163K
|
10.1K
$118K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.5K+ 45.52% |
$143K - $153K
|
30.4K
$353K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
6.54K+ 4.83% |
$98.7K - $105K
|
142K
$1.65M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
5.48K+ 7.64% |
$82.8K - $88.5K
|
77.3K
$899K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
5.14K+ 16.67% |
$77.5K - $82.9K
|
36K
$418K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
2.97K+ 9.65% |
$44.8K - $47.9K
|
33.8K
$393K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.35K+ 10.64% |
$20.4K - $21.8K
|
14K
$163K
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
925New |
$14K - $14.9K
|
925
$10.8K
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
695+ 5.89% |
$10.5K - $11.2K
|
12.5K
$145K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
373+ 1.42% |
$5.63K - $6.02K
|
26.6K
$309K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
132+ 0.14% |
$1.99K - $2.13K
|
94.6K
$1.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
97+ 0.23% |
$1.46K - $1.56K
|
41.9K
$487K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-41- 0.01% |
$619 - $661
|
469K
$5.45M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-194- 15.99% |
$2.93K - $3.13K
|
1.02K
$11.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-243- 2.35% |
$3.67K - $3.92K
|
10.1K
$117K
|
|
|
Feb 14, 2022
Q4 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-320- 0.77% |
$4.83K - $5.16K
|
41.3K
$480K
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-500- 4.46% |
$7.55K - $8.06K
|
10.7K
$124K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.04K- 44.38% |
$15.7K - $16.8K
|
1.3K
$15.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.12K- 4.9% |
$16.9K - $18.1K
|
21.8K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.6K- 2.08% |
$54.3K - $58.1K
|
169K
$1.97M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.79K- 6.7% |
$57.2K - $61.2K
|
52.8K
$614K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.16K- 11.62% |
$62.7K - $67K
|
31.6K
$368K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-13.9K- 45.44% |
$210K - $225K
|
16.7K
$195K
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-15KClosed |
$226K - $242K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-15.5KClosed |
$234K - $250K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-22.5KClosed |
$340K - $363K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-26.2K- 13.01% |
$396K - $423K
|
175K
$2.04M
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-29K- 21.83% |
$438K - $469K
|
104K
$1.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-33.7KClosed |
$508K - $543K
|
0
$0
|