Purchases and Sales Made in Q4 2022 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q4 2022. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
139K+ 279.35% |
$1.45M - $1.59M
|
188K
$2.27M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
117K+ 87.17% |
$1.23M - $1.34M
|
251K
$3.03M
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
74.3K+ 40.63% |
$778K - $853K
|
257K
$3.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
39.6K+ 11.44% |
$414K - $454K
|
386K
$4.65M
|
|
|
Feb 09, 2023
Q4 2022
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
23.8KNew |
$249K - $273K
|
23.8K
$287K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
18K+ 28.46% |
$188K - $206K
|
81.1K
$977K
|
|
|
Feb 07, 2023
Q4 2022
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
12.1KNew |
$127K - $139K
|
12.1K
$146K
|
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
11.8K+ 9.09% |
$124K - $136K
|
142K
$1.71M
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
10.8K+ 10.2% |
$113K - $124K
|
116K
$1.4M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
8.47KNew |
$88.7K - $97.3K
|
8.47K
$102K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
6.66KNew |
$69.7K - $76.4K
|
6.66K
$80.2K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.39K+ 8.78% |
$56.4K - $61.9K
|
66.8K
$804K
|
|
|
Jan 11, 2023
Q4 2022
|
Riverbridge Partners LLC
|
BUY
|
- |
5.29K+ 4.73% |
$55.4K - $60.8K
|
117K
$1.41M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.88K+ 1.9% |
$19.6K - $21.5K
|
101K
$1.21M
|
|
|
Feb 14, 2023
Q4 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.78K+ 10.9% |
$18.6K - $20.4K
|
18.1K
$218K
|
|
|
Feb 13, 2023
Q4 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.2K+ 4.17% |
$12.6K - $13.8K
|
30K
$361K
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
1.03KNew |
$10.8K - $11.8K
|
1.03K
$12.4K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
1.01K+ 1.24% |
$10.6K - $11.6K
|
82.8K
$998K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
855+ 2.35% |
$8.95K - $9.82K
|
37.2K
$449K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
700New |
$7.33K - $8.04K
|
700
$8.44K
|
|
|
Feb 14, 2023
Q4 2022
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
450New |
$4.71K - $5.17K
|
450
$5.42K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
211+ 0.42% |
$2.21K - $2.42K
|
50.1K
$604K
|
|
|
Jan 17, 2023
Q4 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
174+ 1.32% |
$1.82K - $2K
|
13.4K
$161K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
17+ 73.91% |
$178 - $195
|
40
$482
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-300- 99.67% |
$3.14K - $3.44K
|
1
$12.1
|
|
|
Mar 01, 2023
Q4 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-912- 2.57% |
$9.55K - $10.5K
|
34.6K
$417K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-973- 5.33% |
$10.2K - $11.2K
|
17.3K
$208K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.13K- 3.98% |
$11.8K - $13K
|
27.3K
$329K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.26K- 4.36% |
$13.2K - $14.4K
|
27.6K
$332K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.66K- 13.97% |
$17.4K - $19.1K
|
10.2K
$123K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.05K- 3.84% |
$21.4K - $23.5K
|
51.3K
$618K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.92K- 10.47% |
$30.6K - $33.6K
|
25K
$301K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.09K- 4.72% |
$42.8K - $47K
|
82.6K
$995K
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-21K- 60.71% |
$220K - $241K
|
13.6K
$164K
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-32K- 43.95% |
$335K - $367K
|
40.8K
$492K
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-33.9K- 20.89% |
$355K - $390K
|
129K
$1.55M
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-36.6K- 6.49% |
$384K - $421K
|
528K
$6.37M
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-51.2K- 10.87% |
$536K - $587K
|
420K
$5.06M
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-191K- 89.44% |
$2M - $2.19M
|
22.5K
$271K
|