Purchases and Sales Made in Q4 2023 in Western Asset Mortgage Opportunity Fund Inc. (DMO)
This table provides information about the institutional ownership of Western Asset Mortgage Opportunity Fund Inc. (DMO) during Q4 2023. The information is specifically focused on institutions that hold shares of Western Asset Mortgage Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
361KNew |
$3.65M - $4.05M
|
361K
$4.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
47.9K+ 21.57% |
$484K - $538K
|
270K
$3.18M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
40.3K+ 13.72% |
$408K - $453K
|
334K
$3.94M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
29.7K+ 11.8% |
$300K - $334K
|
281K
$3.32M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
16.4K+ 86.16% |
$165K - $184K
|
35.4K
$417K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
14.6K+ 13.22% |
$147K - $164K
|
125K
$1.47M
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
14.4K+ 6.14% |
$145K - $162K
|
248K
$2.93M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
9.4K+ 13.56% |
$95K - $106K
|
78.7K
$929K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
7.53KNew |
$76.2K - $84.7K
|
7.53K
$88.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
6.72K+ 52.7% |
$67.9K - $75.5K
|
19.5K
$230K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
4.64K+ 17.63% |
$46.9K - $52.1K
|
30.9K
$365K
|
|
|
Feb 14, 2024
Q4 2023
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
3.8K+ 5.62% |
$38.4K - $42.7K
|
71.4K
$843K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.63KNew |
$26.6K - $29.5K
|
2.63K
$31K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
2.6K+ 1.41% |
$26.3K - $29.2K
|
186K
$2.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.55K+ 4.08% |
$25.8K - $28.7K
|
65K
$768K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.53K+ 2665.26% |
$25.6K - $28.5K
|
2.63K
$31K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
2.45K+ 3.15% |
$24.8K - $27.5K
|
80.1K
$945K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.5K+ 9.49% |
$15.2K - $16.9K
|
17.3K
$204K
|
|
|
Feb 12, 2024
Q4 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
1.3K+ 4.38% |
$13.1K - $14.6K
|
31K
$365K
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.19K+ 0.94% |
$12K - $13.4K
|
128K
$1.51M
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
1.19K+ 0.94% |
$12K - $13.4K
|
128K
$1.51M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
775New |
$7.84K - $8.71K
|
775
$9.15K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
207+ 0.99% |
$2.09K - $2.33K
|
21.2K
$250K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
153+ 0.79% |
$1.55K - $1.72K
|
19.6K
$232K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 50.0% |
$10.1 - $11.2
|
1
$11.8
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11- 0.05% |
$111 - $124
|
24.1K
$284K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-341- 2.42% |
$3.45K - $3.83K
|
13.8K
$162K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-369- 2.38% |
$3.73K - $4.15K
|
15.1K
$179K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.37K- 9.03% |
$13.8K - $15.4K
|
13.8K
$162K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-1.53K- 77.21% |
$15.5K - $17.2K
|
452
$5.33K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.98K- 14.18% |
$20K - $22.2K
|
12K
$141K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.15K- 8.28% |
$21.7K - $24.1K
|
23.8K
$280K
|
|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-2.27K- 7.13% |
$23K - $25.6K
|
29.6K
$349K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-23.9K- 65.18% |
$242K - $269K
|
12.8K
$151K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-28.4K- 44.52% |
$287K - $319K
|
35.4K
$418K
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-30.8K- 7.38% |
$311K - $346K
|
386K
$4.56M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-45.4K- 12.74% |
$459K - $510K
|
311K
$3.67M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-65.7K- 85.91% |
$665K - $739K
|
10.8K
$127K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-314K- 48.46% |
$3.18M - $3.53M
|
334K
$3.94M
|