Latest Institutional Transactions on Double Line Income Solutions Fund (DSL)
This table provides information on the latest institutional transactions involving Double Line Income Solutions Fund (DSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-3.91KClosed |
$78.3K - $80.6K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-245Closed |
$4.9K - $5.04K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-587KClosed |
$11.7M - $12.1M
|
0
$0
|
|
|
Oct 30, 2018
Q3 2018
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-18KClosed |
$360K - $371K
|
0
$0
|
|
|
Oct 15, 2018
Q3 2018
|
Bartlett & Co. LLC
|
SELL
|
- |
-239Closed |
$4.78K - $4.92K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-502Closed |
$10K - $10.3K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-1.88KClosed |
$37.4K - $38.6K
|
0
$0
|
|
|
Jul 26, 2018
Q2 2018
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-695Closed |
$13.8K - $14.3K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 16, 2018
Q1 2018
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-24.2KClosed |
$474K - $505K
|
0
$0
|
|
|
May 16, 2018
Q1 2018
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-11.8KClosed |
$231K - $246K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-3.13KClosed |
$61.4K - $65.3K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Pinnacle Associates LTD
|
SELL
|
- |
-33.9KClosed |
$666K - $708K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Summit Asset Management, LLC
Memphis, TN |
SELL
|
- |
-12.1KClosed |
$236K - $252K
|
0
$0
|
|
|
May 07, 2018
Q1 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
199KNew |
$3.91M - $4.16M
|
199K
$2.58M
|
|
|
May 03, 2018
Q1 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-96.9KClosed |
$1.9M - $2.02M
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Regions Financial Corp
|
SELL
|
- |
-1KClosed |
$19.6K - $20.9K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Townsend & Associates, Inc
|
SELL
|
- |
-5.25KClosed |
$103K - $110K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
64.4KNew |
$1.28M - $1.38M
|
64.4K
$834K
|
|
|
Feb 14, 2018
Q4 2017
|
Aureus Asset Management, LLC
Boston, MA |
SELL
|
- |
-20.5KClosed |
$409K - $440K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-16KClosed |
$319K - $343K
|
0
$0
|
|
|
Jan 12, 2018
Q4 2017
|
Stonehearth Capital Management, LLC
|
BUY
|
- |
6.5KNew |
$130K - $139K
|
6.5K
$84.2K
|
|
|
Jan 11, 2018
Q4 2017
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1KClosed |
$20K - $21.5K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-2KClosed |
$40.4K - $42.9K
|
0
$0
|
|
|
Nov 07, 2017
Q3 2017
|
Acg Wealth
|
SELL
|
- |
-13.7KClosed |
$277K - $294K
|
0
$0
|
|