Latest Institutional Transactions on Double Line Income Solutions Fund (DSL)
This table provides information on the latest institutional transactions involving Double Line Income Solutions Fund (DSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-252Closed |
$3.86K - $4.33K
|
0
$0
|
|
|
Feb 05, 2021
Q4 2020
|
Tompkins Financial Corp
|
BUY
|
- |
22.5KNew |
$345K - $387K
|
22.5K
$274K
|
|
|
Feb 03, 2021
Q4 2020
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1KClosed |
$15.3K - $17.2K
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-1K- 37.74% |
$15.3K - $17.2K
|
1.65K
$20K
|
|
| Q3 2020 | |||||||
|
Nov 19, 2020
Q3 2020
|
Tru Independence LLC
|
SELL
|
- |
-225Closed |
$3.47K - $3.78K
|
0
$0
|
|
|
Nov 17, 2020
Q3 2020
|
Adalta Capital Management LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
$159K - $173K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-14KClosed |
$216K - $235K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-787Closed |
$12.2K - $13.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-150- 44.78% |
$2.32K - $2.52K
|
185
$2.25K
|
|
|
Nov 12, 2020
Q3 2020
|
1776 Wealth LLC
|
SELL
|
- |
-3KClosed |
$46.3K - $50.3K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-14.1KClosed |
$218K - $237K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-10.5KClosed |
$161K - $175K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
BUY
|
PUT |
19KNew |
$293K - $318K
|
19K
$231K
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-275Closed |
$4.25K - $4.61K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-1.6KClosed |
$24.7K - $26.8K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.83K+ 7.89% |
$32.6K - $45.8K
|
38.7K
$470K
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-12.6KClosed |
$145K - $204K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-11.2KClosed |
$129K - $181K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-36.8KClosed |
$423K - $595K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-12.2KClosed |
$140K - $198K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-41.1KClosed |
$474K - $666K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-3.73KClosed |
$42.9K - $60.4K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Ieq Capital, LLC
|
SELL
|
- |
-10.4KClosed |
$119K - $168K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Rb Capital Management, LLC
|
SELL
|
- |
-20KClosed |
$230K - $323K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jul 29, 2020
Q2 2020
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-807Closed |
$9.29K - $13.1K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-11.2KClosed |
$129K - $181K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-40KClosed |
$420K - $842K
|
0
$0
|
|
|
Feb 11, 2021
Q1 2020
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-4.6KClosed |
$48.2K - $96.8K
|
0
$0
|
|
|
Feb 09, 2021
Q1 2020
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-37.3KClosed |
$391K - $785K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
45KNew |
$472K - $948K
|
45K
$547K
|
|
|
May 14, 2020
Q1 2020
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-175Closed |
$1.84K - $3.69K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-200Closed |
$2.1K - $4.21K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-10.4KClosed |
$109K - $218K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Citizens Financial Group Inc
|
SELL
|
- |
-266Closed |
$2.79K - $5.6K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Bell Rock Capital LLC
|
SELL
|
- |
-998Closed |
$10.5K - $21K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Washington Trust CO
|
BUY
|
- |
4.57KNew |
$47.9K - $96.1K
|
4.57K
$55.5K
|
|
|
Apr 30, 2020
Q1 2020
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-2.1KClosed |
$22K - $44.2K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
500New |
$9.57K - $10.1K
|
500
$6.08K
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.32KNew |
$25.3K - $26.7K
|
1.32K
$16.1K
|
|
|
Feb 14, 2020
Q4 2019
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-1K- 9.09% |
$19.1K - $20.2K
|
10K
$122K
|
|
|
Feb 13, 2020
Q4 2019
|
Hilton Capital Management, LLC
|
SELL
|
- |
-3.58KClosed |
$68.5K - $72.2K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
10.5KNew |
$201K - $212K
|
10.5K
$128K
|
|
|
Feb 12, 2020
Q4 2019
|
Chilton Investment CO Inc.
Stamford, CT |
SELL
|
- |
-25KClosed |
$479K - $505K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-525KClosed |
$10M - $10.6M
|
0
$0
|
|
|
Jan 31, 2020
Q4 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-3Closed |
$57.4 - $60.5
|
0
$0
|
|
|
Jan 21, 2020
Q4 2019
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-1.38KClosed |
$26.4K - $27.8K
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-1KClosed |
$19.1K - $20.2K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-50KClosed |
$964K - $1.04M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-10.2KClosed |
$197K - $212K
|
0
$0
|
|