Purchases and Sales Made in Q3 2021 in Duke Energy Corp (DUK)
This table provides information about the institutional ownership of Duke Energy Corp (DUK) during Q3 2021. The information is specifically focused on institutions that hold shares of Duke Energy CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-25.6K- 91.69% |
$2.48M - $2.76M
|
2.32K
$250K
|
|
|
Nov 09, 2021
Q3 2021
|
Bender Robert & Associates
|
SELL
|
- |
-27K- 91.14% |
$2.62M - $2.91M
|
2.63K
$283K
|
|
|
Nov 03, 2021
Q3 2021
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-27.5K- 69.25% |
$2.67M - $2.97M
|
12.2K
$1.32M
|
|
|
Oct 13, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-28.2K- 67.44% |
$2.74M - $3.05M
|
13.6K
$1.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-33K- 5.94% |
$3.2M - $3.56M
|
522K
$56.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
SELL
|
- |
-36.8K- 91.76% |
$3.57M - $3.97M
|
3.3K
$356K
|
|
|
Nov 10, 2021
Q3 2021
|
Teza Capital Management LLC
Chicago, IL |
SELL
|
- |
-36.8K- 89.82% |
$3.57M - $3.97M
|
4.17K
$450K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-37.2K- 4.24% |
$3.61M - $4.01M
|
841K
$90.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-38.1K- 82.32% |
$3.69M - $4.11M
|
8.18K
$881K
|
|
|
Nov 15, 2021
Q3 2021
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-39.6K- 17.29% |
$3.84M - $4.27M
|
189K
$20.4M
|
|
|
Nov 22, 2021
Q3 2021
|
Comerica Bank
|
SELL
|
- |
-39.9K- 16.68% |
$3.87M - $4.3M
|
199K
$21.5M
|
|
|
Oct 18, 2021
Q3 2021
|
Viking Fund Management LLC
|
SELL
|
- |
-40K- 72.73% |
$3.88M - $4.32M
|
15K
$1.62M
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-40K- 13.19% |
$3.88M - $4.32M
|
263K
$28.4M
|
|
|
Nov 01, 2021
Q3 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-40.3K- 50.0% |
$3.91M - $4.35M
|
40.3K
$4.34M
|
|
|
Nov 12, 2021
Q3 2021
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-40.8K- 3.4% |
$3.96M - $4.4M
|
1.16M
$125M
|
|
|
Nov 15, 2021
Q3 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-40.9K- 82.6% |
$3.97M - $4.41M
|
8.61K
$928K
|
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
SELL
|
- |
-42.5K- 68.38% |
$4.12M - $4.58M
|
19.6K
$2.12M
|
|
|
Jul 17, 2024
Q3 2021
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-43.4K- 98.98% |
$4.21M - $4.68M
|
447
$48.2K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-44.3K- 3.18% |
$4.3M - $4.78M
|
1.35M
$146M
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
SELL
|
- |
-46.6K- 0.99% |
$4.52M - $5.03M
|
4.67M
$504M
|
|
|
Nov 15, 2021
Q3 2021
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-49.9K- 1.85% |
$4.84M - $5.39M
|
2.64M
$285M
|
|
|
Nov 12, 2021
Q3 2021
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-50K- 12.2% |
$4.85M - $5.4M
|
360K
$38.8M
|
|
|
Nov 02, 2021
Q3 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-50K- 3.83% |
$4.86M - $5.4M
|
1.26M
$135M
|
|
|
Oct 13, 2021
Q3 2021
|
Maple Brown Abbott LTD
|
SELL
|
- |
-51.3K- 2.58% |
$4.97M - $5.53M
|
1.94M
$209M
|
|
|
Nov 12, 2021
Q3 2021
|
David Katz
Matrix Asset Advisors Inc
|
SELL
|
- |
-53KClosed |
$5.14M - $5.72M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-53.4KClosed |
$5.19M - $5.77M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Yaupon Capital Management LP
New York, NY |
SELL
|
- |
-54.6KClosed |
$5.3M - $5.89M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-66KClosed |
$6.41M - $7.12M
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-67.5K- 63.92% |
$6.55M - $7.28M
|
38.1K
$4.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-70.1KClosed |
$6.8M - $7.56M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Uss Investment Management LTD
|
SELL
|
- |
-73K- 22.04% |
$7.08M - $7.88M
|
258K
$27.8M
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-73.3K- 92.42% |
$7.12M - $7.91M
|
6.01K
$648K
|
|
|
Nov 15, 2021
Q3 2021
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-82.8KClosed |
$8.03M - $8.93M
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-92.8K- 2.96% |
$9.01M - $10M
|
3.04M
$328M
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-113K- 4.29% |
$11M - $12.2M
|
2.52M
$271M
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-119K- 20.02% |
$11.6M - $12.9M
|
477K
$51.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Hudson Bay Capital Management LP
Greenwich, CT |
SELL
|
- |
-121KClosed |
$11.7M - $13.1M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-128K- 7.08% |
$12.4M - $13.8M
|
1.67M
$180M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Nova Scotia
|
SELL
|
- |
-141K- 50.93% |
$13.7M - $15.2M
|
136K
$14.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-174K- 42.32% |
$16.9M - $18.8M
|
237K
$25.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Godsey & Gibb Associates
|
SELL
|
- |
-179KClosed |
$17.4M - $19.3M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-181K- 73.5% |
$17.6M - $19.6M
|
65.4K
$7.05M
|
|
|
Nov 10, 2021
Q3 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-191K- 16.79% |
$18.5M - $20.6M
|
944K
$102M
|
|
|
Nov 10, 2021
Q3 2021
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
SELL
|
- |
-198K- 5.53% |
$19.2M - $21.4M
|
3.39M
$365M
|
|
|
Nov 03, 2021
Q3 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-241K- 47.71% |
$23.4M - $26M
|
264K
$28.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Taconic Capital Advisors LP
New York, NY |
SELL
|
- |
-246K- 98.4% |
$23.9M - $26.5M
|
4K
$431K
|
|
|
Nov 10, 2021
Q3 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-248KClosed |
$24M - $26.7M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-257K- 95.04% |
$25M - $27.8M
|
13.4K
$1.45M
|
|
|
Oct 18, 2022
Q3 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-257K- 95.04% |
$25M - $27.8M
|
13.4K
$1.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-260K- 22.74% |
$25.2M - $28M
|
883K
$95.2M
|