Purchases and Sales Made in Q3 2021 in Duke Energy Corp (DUK)
This table provides information about the institutional ownership of Duke Energy Corp (DUK) during Q3 2021. The information is specifically focused on institutions that hold shares of Duke Energy CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-2.43KClosed |
$235K - $262K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Engines Advisors L.L.C.
Santa Clara, CA |
SELL
|
- |
-2.44KClosed |
$237K - $263K
|
0
$0
|
|
|
Oct 06, 2021
Q3 2021
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-2.45K- 15.49% |
$238K - $264K
|
13.4K
$1.43M
|
|
|
Oct 22, 2021
Q3 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-2.45K- 23.13% |
$238K - $265K
|
8.15K
$871K
|
|
|
Oct 07, 2021
Q3 2021
|
First Fiduciary Investment Counsel, Inc.
|
SELL
|
- |
-2.47K- 4.02% |
$240K - $267K
|
59K
$6.31M
|
|
|
Oct 12, 2021
Q3 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-2.49K- 3.49% |
$242K - $269K
|
68.9K
$7.36M
|
|
|
Nov 12, 2021
Q3 2021
|
Baron Silver Stevens Financial Advisors, LLC
|
SELL
|
- |
-2.58KClosed |
$251K - $279K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-2.59K- 5.19% |
$251K - $279K
|
47.2K
$5.04M
|
|
|
Oct 07, 2021
Q3 2021
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-2.59K- 1.69% |
$251K - $279K
|
151K
$16.1M
|
|
|
Nov 10, 2021
Q3 2021
|
Alpha Crest Capital Management LLC
New York, NY |
SELL
|
- |
-2.62K- 47.65% |
$254K - $283K
|
2.88K
$308K
|
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
SELL
|
- |
-2.64K- 39.9% |
$256K - $285K
|
3.98K
$425K
|
|
|
Nov 08, 2021
Q3 2021
|
Bordeaux Wealth Advisors LLC
|
SELL
|
- |
-2.67KClosed |
$259K - $288K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-2.69KClosed |
$261K - $290K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-2.69K- 31.58% |
$261K - $290K
|
5.83K
$622K
|
|
|
Nov 15, 2021
Q3 2021
|
Alphasimplex Group, LLC
Boston, MA |
SELL
|
- |
-2.75K- 56.14% |
$267K - $297K
|
2.15K
$229K
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.75K- 37.61% |
$267K - $297K
|
4.56K
$487K
|
|
|
Oct 19, 2021
Q3 2021
|
Blb&B Advisors, LLC
|
SELL
|
- |
-2.76K- 7.89% |
$268K - $298K
|
32.3K
$3.45M
|
|
|
Nov 12, 2021
Q3 2021
|
Mainstay Capital Management LLC
|
SELL
|
- |
-2.8KClosed |
$272K - $302K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Janney Capital Management LLC
|
SELL
|
- |
-2.83K- 2.12% |
$275K - $306K
|
130K
$13.9M
|
|
|
Oct 14, 2021
Q3 2021
|
Northstar Advisory Group, LLC
|
SELL
|
- |
-2.85KClosed |
$276K - $307K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Hourglass Capital, LLC
|
SELL
|
- |
-2.86KClosed |
$277K - $308K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-2.89K- 37.29% |
$280K - $311K
|
4.85K
$518K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-2.89K- 4.03% |
$281K - $312K
|
68.9K
$7.36M
|
|
|
Nov 04, 2021
Q3 2021
|
Bigelow Investment Advisors, LLC
|
SELL
|
- |
-2.91K- 34.91% |
$282K - $314K
|
5.42K
$579K
|
|
|
Nov 15, 2021
Q3 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-2.98KClosed |
$289K - $321K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-2.98KClosed |
$290K - $322K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Platform Technology Partners
|
SELL
|
- |
-3.04K- 56.81% |
$295K - $328K
|
2.31K
$247K
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-3.05K- 23.62% |
$296K - $330K
|
9.87K
$1.05M
|
|
|
Oct 12, 2021
Q3 2021
|
Family Legacy, Inc.
|
SELL
|
- |
-3.09K- 7.63% |
$300K - $334K
|
37.4K
$4M
|
|
|
Nov 02, 2021
Q3 2021
|
Asset Management One Co., Ltd.
|
SELL
|
- |
-3.14K- 0.63% |
$304K - $338K
|
495K
$52.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-3.15K- 6.72% |
$305K - $339K
|
43.7K
$4.66M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.16K- 37.91% |
$306K - $341K
|
5.17K
$552K
|
|
|
Mar 11, 2024
Q3 2021
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-3.19KClosed |
$310K - $345K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lake Street Advisors Group, LLC
|
SELL
|
- |
-3.3KClosed |
$320K - $356K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Ridgewood Investments LLC
|
SELL
|
- |
-3.32KClosed |
$322K - $358K
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Symphony Financial, Ltd. Co.
|
SELL
|
- |
-3.37K- 15.97% |
$327K - $363K
|
17.7K
$1.89M
|
|
|
Oct 20, 2021
Q3 2021
|
Royal Fund Management, LLC
|
SELL
|
- |
-3.37K- 8.12% |
$327K - $364K
|
38.1K
$4.07M
|
|
|
Nov 12, 2021
Q3 2021
|
Mackay Shields LLC
|
SELL
|
- |
-3.4K- 2.82% |
$330K - $367K
|
117K
$12.5M
|
|
|
Oct 07, 2021
Q3 2021
|
Caprock Group, Inc.
|
SELL
|
- |
-3.41KClosed |
$331K - $368K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Winton Group LTD
London, X0 |
SELL
|
- |
-3.43K- 33.18% |
$333K - $370K
|
6.9K
$737K
|
|
|
Oct 21, 2021
Q3 2021
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-3.48K- 12.55% |
$338K - $376K
|
24.3K
$2.59M
|
|
|
Nov 02, 2021
Q3 2021
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-3.53KClosed |
$343K - $381K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-3.59KClosed |
$348K - $387K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-3.61K- 7.52% |
$351K - $390K
|
44.4K
$4.75M
|
|
|
Nov 05, 2021
Q3 2021
|
Xponance, Inc.
|
SELL
|
- |
-3.67K- 8.64% |
$356K - $396K
|
38.8K
$4.14M
|
|
|
Nov 04, 2021
Q3 2021
|
Absher Wealth Management, LLC
|
SELL
|
- |
-3.71K- 56.74% |
$360K - $400K
|
2.83K
$302K
|
|
|
Nov 03, 2021
Q3 2021
|
Dupont Capital Management Corp
|
SELL
|
- |
-3.72K- 32.98% |
$361K - $402K
|
7.56K
$808K
|
|
|
Oct 27, 2021
Q3 2021
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-3.73K- 40.03% |
$362K - $403K
|
5.59K
$597K
|
|
|
Nov 12, 2021
Q3 2021
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-3.8KClosed |
$369K - $410K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Hm Capital Management, LLC
Clayton, MO |
SELL
|
- |
-3.82KClosed |
$371K - $412K
|
0
$0
|