Purchases and Sales Made in Q2 2023 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q2 2023. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
203K+ 57.85% |
$1.57M - $1.74M
|
554K
$5.29M
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
137K+ 281.46% |
$1.06M - $1.17M
|
185K
$1.77M
|
|
|
Aug 11, 2023
Q2 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
105KNew |
$818K - $907K
|
105K
$1.01M
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
75.7K+ 20.25% |
$587K - $651K
|
450K
$4.3M
|
|
|
Aug 11, 2023
Q2 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
66.5KNew |
$516K - $572K
|
66.5K
$636K
|
|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
34.1K+ 16.02% |
$265K - $293K
|
247K
$2.36M
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
28K+ 11.47% |
$218K - $241K
|
272K
$2.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
25.2K+ 35.04% |
$195K - $217K
|
97.1K
$928K
|
|
|
Aug 14, 2023
Q2 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
21.1K+ 25.51% |
$164K - $182K
|
104K
$994K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
19.1K+ 57.71% |
$148K - $164K
|
52.3K
$500K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.9K+ 158.97% |
$131K - $145K
|
27.5K
$263K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
15.7K+ 10.88% |
$122K - $135K
|
160K
$1.53M
|
|
|
Aug 08, 2023
Q2 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.9K+ 820.18% |
$84.5K - $93.7K
|
12.2K
$117K
|
|
|
Aug 15, 2023
Q2 2023
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
10.7KNew |
$82.8K - $91.8K
|
10.7K
$102K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.35K+ 25.7% |
$33.8K - $37.4K
|
21.3K
$203K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.87K+ 2.45% |
$22.3K - $24.7K
|
120K
$1.15M
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.2K+ 8.04% |
$17.1K - $18.9K
|
29.6K
$283K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.09K+ 3800.0% |
$16.2K - $18K
|
2.15K
$20.5K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.1K+ 9.57% |
$8.54K - $9.46K
|
12.6K
$120K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.07K+ 1.48% |
$8.26K - $9.16K
|
72.8K
$696K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
274+ 1.17% |
$2.13K - $2.36K
|
23.8K
$227K
|
|
|
Aug 09, 2023
Q2 2023
|
Altfest L J & CO Inc
|
BUY
|
- |
118+ 0.85% |
$916 - $1.01K
|
14K
$134K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
106+ 31.93% |
$823 - $912
|
438
$4.19K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
86New |
$667 - $740
|
86
$822
|
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
50New |
$388 - $430
|
50
$478
|
|
|
Jul 19, 2023
Q2 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
25+ 1.59% |
$194 - $215
|
1.6K
$15.3K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 25, 2023
Q2 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-75- 0.12% |
$582 - $645
|
63.8K
$610K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-393- 3.73% |
$3.05K - $3.38K
|
10.1K
$97K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-876- 2.5% |
$6.8K - $7.53K
|
34.1K
$326K
|
|
|
Aug 03, 2023
Q2 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-1.15K- 0.65% |
$8.96K - $9.92K
|
176K
$1.69M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.86K- 4.07% |
$14.4K - $16K
|
43.8K
$419K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1.91K- 16.48% |
$14.8K - $16.4K
|
9.66K
$92.3K
|
|
|
Aug 08, 2023
Q2 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-3.65K- 5.91% |
$28.3K - $31.4K
|
58.1K
$555K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.94K- 6.78% |
$38.4K - $42.5K
|
68K
$650K
|
|
|
Aug 04, 2023
Q2 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-8.42K- 4.79% |
$65.4K - $72.4K
|
168K
$1.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-12.9K- 47.93% |
$100K - $111K
|
14K
$134K
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-13.4K- 1.87% |
$104K - $115K
|
704K
$6.73M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-14.7K- 40.03% |
$114K - $127K
|
22.1K
$211K
|