Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-95.1K- 35.31% |
$786K - $975K
|
174K
$1.86M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
23.3K+ 44.83% |
$193K - $239K
|
75.4K
$805K
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
296K+ 62.34% |
$2.45M - $3.04M
|
772K
$8.25M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
4.63K+ 34.15% |
$38.2K - $47.4K
|
18.2K
$194K
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
138+ 0.33% |
$1.14K - $1.41K
|
42.4K
$453K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-104K- 10.18% |
$862K - $1.07M
|
920K
$9.83M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-41.3K- 14.39% |
$341K - $423K
|
246K
$2.63M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.3KNew |
$168K - $208K
|
20.3K
$217K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.54K+ 2796.36% |
$12.7K - $15.8K
|
1.59K
$17K
|
|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
223K+ 15.9% |
$1.84M - $2.29M
|
1.63M
$17.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
15.2K+ 46.52% |
$125K - $156K
|
47.8K
$511K
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-19.8K- 27.65% |
$164K - $203K
|
51.8K
$554K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
87+ 0.11% |
$719 - $892
|
79.5K
$850K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.45K- 17.76% |
$20.3K - $25.2K
|
11.4K
$121K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
38.3K+ 31.16% |
$316K - $392K
|
161K
$1.72M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
7.09K+ 5.01% |
$58.6K - $72.7K
|
149K
$1.59M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.48K+ 1.03% |
$12.2K - $15.1K
|
145K
$1.55M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-2.3K- 96.27% |
$19K - $23.5K
|
89
$951
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.34K+ 7.89% |
$11.1K - $13.7K
|
18.3K
$196K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-91.4K- 34.92% |
$755K - $937K
|
170K
$1.82M
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
58.4K+ 27.02% |
$483K - $599K
|
275K
$2.93M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
7.27KNew |
$60K - $74.5K
|
7.27K
$77.6K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
10.1K+ 6.67% |
$83.2K - $103K
|
161K
$1.72M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-189- 1.71% |
$1.56K - $1.94K
|
10.9K
$116K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
2.41K+ 11.02% |
$19.9K - $24.7K
|
24.2K
$259K
|
|
|
Aug 08, 2025
Q2 2025
|
Flaharty Asset Management, LLC
|
BUY
|
- |
1.86KNew |
$15.4K - $19.1K
|
1.86K
$19.9K
|
|
|
Aug 08, 2025
Q2 2025
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
772New |
$6.38K - $7.91K
|
772
$8.24K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.5K- 7.43% |
$12.4K - $15.4K
|
18.7K
$200K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-33.7K- 23.78% |
$278K - $345K
|
108K
$1.15M
|
|
|
Aug 04, 2025
Q2 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-13.5K- 16.2% |
$112K - $138K
|
69.8K
$746K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
89.5K+ 190.04% |
$739K - $917K
|
137K
$1.46M
|
|
|
Aug 04, 2025
Q2 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
156+ 0.52% |
$1.29K - $1.6K
|
30.1K
$321K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-593- 2.96% |
$4.9K - $6.08K
|
19.4K
$207K
|
|
|
Jul 22, 2025
Q2 2025
|
Valley National Advisers Inc
|
BUY
|
- |
333New |
$2.75K - $3.41K
|
333
$3.56K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
627+ 47.61% |
$5.18K - $6.43K
|
1.94K
$20.8K
|
|
|
Jul 18, 2025
Q2 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-512- 0.91% |
$4.23K - $5.25K
|
55.9K
$597K
|
|
|
Jul 16, 2025
Q2 2025
|
Old Port Advisors
|
SELL
|
- |
-3.47K- 18.18% |
$28.6K - $35.5K
|
15.6K
$167K
|
|
|
Jul 14, 2025
Q2 2025
|
Advisor Net Financial, Inc
|
BUY
|
- |
3.01KNew |
$24.8K - $30.8K
|
3.01K
$32.1K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-83.6K- 38.51% |
$691K - $857K
|
134K
$1.43M
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.77KNew |
$16K - $17.9K
|
1.77K
$18.9K
|
|
|
May 15, 2025
Q1 2025
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.72K+ 2.15% |
$15.6K - $17.4K
|
81.5K
$870K
|
|
|
May 15, 2025
Q1 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-1.96K- 0.62% |
$17.8K - $19.9K
|
312K
$3.34M
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
8.59K+ 56.55% |
$78K - $87K
|
23.8K
$254K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.09K- 12.22% |
$28K - $31.3K
|
22.2K
$237K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.99KNew |
$27.2K - $30.3K
|
2.99K
$31.9K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-350- 3.15% |
$3.18K - $3.54K
|
10.8K
$115K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$18.2K - $20.2K
|
2K
$21.4K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121- 88.97% |
$1.1K - $1.22K
|
15
$160
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2KNew |
$17.9K - $20K
|
2K
$21.4K
|
|