Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2024
Q1 2024
|
Ceera Investments, LLC
Bellaire, TX |
BUY
|
- |
10.2KNew |
$80.1K - $83.7K
|
10.2K
$97.7K
|
|
|
May 14, 2024
Q1 2024
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
1.91K+ 1.67% |
$15K - $15.6K
|
116K
$1.11M
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.7KNew |
$83.9K - $87.6K
|
10.7K
$102K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.02K+ 25.18% |
$23.7K - $24.8K
|
15K
$144K
|
|
|
May 10, 2024
Q1 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
35.7KNew |
$280K - $292K
|
35.7K
$341K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-75- 37.5% |
$588 - $614
|
125
$1.2K
|
|
|
Apr 30, 2024
Q1 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
35+ 1.62% |
$274 - $287
|
2.19K
$20.9K
|
|
|
Apr 05, 2024
Q1 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
15New |
$118 - $123
|
15
$143
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-4.62K- 81.07% |
$33.6K - $38.4K
|
1.08K
$10.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-8.22K- 35.99% |
$59.8K - $68.4K
|
14.6K
$140K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
330New |
$2.4K - $2.75K
|
330
$3.15K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
9.9KNew |
$72K - $82.4K
|
9.9K
$94.6K
|
|
|
Jan 18, 2024
Q4 2023
|
Altfest L J & CO Inc
|
SELL
|
- |
-2.42K- 17.19% |
$17.6K - $20.1K
|
11.6K
$111K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
5+ 1.34% |
$36.3 - $41.6
|
377
$3.6K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
22.4KNew |
$180K - $198K
|
22.4K
$214K
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
40.9KNew |
$329K - $362K
|
40.9K
$391K
|
|
| Q2 2023 | |||||||
|
Aug 15, 2023
Q2 2023
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
10.7KNew |
$82.8K - $91.8K
|
10.7K
$102K
|
|
|
Aug 14, 2023
Q2 2023
|
First Manhattan CO
New York, NY |
BUY
|
- |
50New |
$388 - $430
|
50
$478
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
86New |
$667 - $740
|
86
$822
|
|
| Q1 2023 | |||||||
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-4.04K- 23.85% |
$31.9K - $36.7K
|
12.9K
$123K
|
|
|
May 15, 2023
Q1 2023
|
Ruggaard & Associates LLC
Twinsburg, OH |
BUY
|
- |
18.8KNew |
$148K - $171K
|
18.8K
$179K
|
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
17KNew |
$135K - $155K
|
17K
$163K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-2.44K- 7.08% |
$19.3K - $22.2K
|
32K
$306K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.9K+ 22.45% |
$110K - $126K
|
75.8K
$724K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
318New |
$2.51K - $2.89K
|
318
$3.04K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-13.1K- 96.26% |
$103K - $119K
|
508
$4.86K
|
|
|
Apr 25, 2023
Q1 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
19.3K+ 9.26% |
$152K - $175K
|
227K
$2.17M
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-34.6K- 47.84% |
$273K - $305K
|
37.7K
$360K
|
|
|
Feb 14, 2023
Q4 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
11.9KNew |
$94K - $105K
|
11.9K
$114K
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
12.5KNew |
$98.5K - $110K
|
12.5K
$119K
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-217K- 87.47% |
$1.71M - $1.91M
|
31.1K
$297K
|
|
|
Feb 06, 2023
Q4 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-134Closed |
$1.06K - $1.18K
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-127- 98.45% |
$1K - $1.12K
|
2
$19.1
|
|
|
Jan 17, 2023
Q4 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
14.6KNew |
$115K - $128K
|
14.6K
$139K
|
|
|
Jan 13, 2023
Q4 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
949New |
$7.5K - $8.37K
|
949
$9.07K
|
|
| Q3 2022 | |||||||
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.87K+ 9.99% |
$71.1K - $219K
|
97.7K
$934K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-12.8K- 23.46% |
$103K - $317K
|
41.9K
$401K
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-16.3K- 42.25% |
$131K - $403K
|
22.3K
$214K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-35.4K- 70.56% |
$283K - $873K
|
14.8K
$141K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-18.9KClosed |
$157K - $203K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
93.2KNew |
$775K - $1M
|
93.2K
$891K
|
|
|
Aug 10, 2022
Q2 2022
|
Trek Financial, LLC
Scottsdale, AZ |
SELL
|
- |
-11KClosed |
$91.6K - $119K
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-21.8K- 57.72% |
$181K - $235K
|
16K
$153K
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-833- 4.33% |
$6.93K - $8.98K
|
18.4K
$176K
|
|
|
Jul 18, 2022
Q2 2022
|
Money Concepts Capital Corp
|
SELL
|
- |
-12.7KClosed |
$105K - $136K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 13, 2022
Q1 2022
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-15.3KClosed |
$151K - $188K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Meridian Investment Counsel Inc.
Lafayette, CA |
SELL
|
- |
-800- 6.72% |
$7.92K - $9.85K
|
11.1K
$106K
|
|
|
May 09, 2022
Q1 2022
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-12.8KClosed |
$127K - $158K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
First Personal Financial Services
|
SELL
|
- |
-33Closed |
$327 - $406
|
0
$0
|
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-2KClosed |
$19.8K - $24.6K
|
0
$0
|
|