Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-76- 0.37% |
$690 - $769
|
20.2K
$187K
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
35.3K+ 33.12% |
$320K - $357K
|
142K
$1.31M
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.13K- 32.37% |
$73.8K - $82.3K
|
17K
$157K
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-350- 3.15% |
$3.18K - $3.54K
|
10.8K
$99.5K
|
|
May 06, 2025
Q1 2025
|
Old Port Advisors
|
SELL
|
- |
-651- 3.3% |
$5.91K - $6.59K
|
19.1K
$176K
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
12.7K+ 9.15% |
$115K - $128K
|
151K
$1.4M
|
|
May 05, 2025
Q1 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-46.8K- 35.99% |
$425K - $474K
|
83.3K
$771K
|
|
Apr 28, 2025
Q1 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
132+ 0.44% |
$1.2K - $1.34K
|
29.9K
$277K
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$18.2K - $20.2K
|
2K
$18.5K
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.38K- 6.43% |
$12.5K - $13.9K
|
20K
$185K
|
|
Apr 21, 2025
Q1 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2.71K- 4.58% |
$24.6K - $27.4K
|
56.4K
$521K
|
|
Apr 16, 2025
Q1 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-24.4K- 10.1% |
$222K - $247K
|
217K
$2.01M
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121- 88.97% |
$1.1K - $1.22K
|
15
$139
|
|
Q4 2024 | |||||||
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13KNew |
$117K - $130K
|
13K
$120K
|
|
Feb 14, 2025
Q4 2024
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
44.3KNew |
$397K - $443K
|
44.3K
$410K
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2KNew |
$17.9K - $20K
|
2K
$18.5K
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
1.25K+ 5.28% |
$11.2K - $12.5K
|
24.9K
$230K
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
926+ 0.65% |
$8.3K - $9.25K
|
144K
$1.33M
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
387+ 1.2% |
$3.47K - $3.87K
|
32.7K
$302K
|
|
Feb 14, 2025
Q4 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
51.3K+ 179.79% |
$459K - $512K
|
79.8K
$738K
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-20.4K- 6.69% |
$182K - $203K
|
284K
$2.63M
|
|
Feb 14, 2025
Q4 2024
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
15.2KNew |
$136K - $152K
|
15.2K
$141K
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
69.6K+ 58.33% |
$624K - $696K
|
189K
$1.75M
|
|
Feb 14, 2025
Q4 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
221K+ 238.17% |
$1.98M - $2.21M
|
314K
$2.91M
|
|
Feb 14, 2025
Q4 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-37K- 27.79% |
$331K - $369K
|
96.1K
$889K
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-49.7K- 14.09% |
$446K - $497K
|
303K
$2.8M
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-15- 0.61% |
$134 - $150
|
2.43K
$22.5K
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
8.25K+ 5.45% |
$73.9K - $82.4K
|
159K
$1.47M
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
197K+ 161.49% |
$1.76M - $1.96M
|
318K
$2.94M
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-2- 0.43% |
$17.9 - $20
|
461
$4.26K
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-6.06K- 5.83% |
$54.3K - $60.6K
|
97.8K
$905K
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.73K- 8.34% |
$42.4K - $47.3K
|
52K
$481K
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.13K- 0.11% |
$10.1K - $11.3K
|
1.03M
$9.56M
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
140K+ 61.44% |
$1.26M - $1.4M
|
369K
$3.41M
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.28K- 13.94% |
$20.4K - $22.8K
|
14.1K
$130K
|
|
Feb 07, 2025
Q4 2024
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-3.09K- 21.13% |
$27.7K - $30.9K
|
11.5K
$107K
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
41+ 0.2% |
$367 - $410
|
21K
$194K
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
90.9KNew |
$814K - $908K
|
90.9K
$841K
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3+ 1.2% |
$26.9 - $30
|
253
$2.34K
|
|
Feb 05, 2025
Q4 2024
|
Glassman Wealth Services
|
BUY
|
- |
1.54KNew |
$13.8K - $15.4K
|
1.54K
$14.3K
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-86Closed |
$771 - $859
|
0
$0
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
4.72K+ 7.29% |
$42.2K - $47.1K
|
69.4K
$642K
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.14K- 4.96% |
$10.2K - $11.4K
|
21.8K
$202K
|
|
Jan 29, 2025
Q4 2024
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
BUY
|
- |
126+ 0.99% |
$1.13K - $1.26K
|
12.8K
$118K
|
|
Jan 24, 2025
Q4 2024
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
5+ 1.33% |
$44.8 - $50
|
382
$3.53K
|
|
Q3 2024 | |||||||
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
32KNew |
$262K - $288K
|
32K
$296K
|
|
Nov 14, 2024
Q3 2024
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
18.6KNew |
$153K - $167K
|
18.6K
$172K
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-281- 83.63% |
$2.3K - $2.53K
|
55
$509
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
320K+ 29.52% |
$2.62M - $2.88M
|
1.4M
$13M
|