Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-83.6K- 38.51% |
$691K - $857K
|
134K
$1.36M
|
|
| Q1 2025 | |||||||
|
May 16, 2025
Q1 2025
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
1.77KNew |
$16K - $17.9K
|
1.77K
$18.1K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3- 0.01% |
$27.2 - $30.4
|
32.7K
$334K
|
|
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
27.2K+ 14.38% |
$247K - $275K
|
216K
$2.21M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
67+ 0.13% |
$608 - $678
|
52.1K
$532K
|
|
|
May 15, 2025
Q1 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-2.05K- 4.63% |
$18.6K - $20.8K
|
42.3K
$432K
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-14.4K- 5.08% |
$131K - $146K
|
269K
$2.75M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-427- 0.3% |
$3.88K - $4.32K
|
144K
$1.47M
|
|
|
May 15, 2025
Q1 2025
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
1.72K+ 2.15% |
$15.6K - $17.4K
|
81.5K
$833K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-107K- 29.04% |
$973K - $1.08M
|
262K
$2.68M
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-24.4K- 25.44% |
$222K - $247K
|
71.6K
$732K
|
|
|
May 15, 2025
Q1 2025
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-1.96K- 0.62% |
$17.8K - $19.9K
|
312K
$3.19M
|
|
|
May 15, 2025
Q1 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
1.32KNew |
$12K - $13.3K
|
1.32K
$13.5K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-18K- 11.28% |
$163K - $182K
|
141K
$1.45M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-15.9K- 5.26% |
$145K - $161K
|
287K
$2.93M
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
SELL
|
- |
-45- 1.85% |
$409 - $455
|
2.38K
$24.4K
|
|
|
May 14, 2025
Q1 2025
|
K2 Principal Fund, L.P.
Toronto, A6 |
BUY
|
- |
8.59K+ 56.55% |
$78K - $87K
|
23.8K
$243K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-3.09K- 12.22% |
$28K - $31.3K
|
22.2K
$227K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-11.4K- 45.63% |
$103K - $115K
|
13.5K
$138K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
2.99KNew |
$27.2K - $30.3K
|
2.99K
$30.6K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-11.4K- 12.58% |
$104K - $116K
|
79.5K
$812K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.43K- 0.82% |
$76.6K - $85.3K
|
1.02M
$10.5M
|
|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
157K+ 49.42% |
$1.43M - $1.59M
|
476K
$4.86M
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
47.1KNew |
$427K - $476K
|
47.1K
$481K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25K+ 25.54% |
$227K - $253K
|
123K
$1.26M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.01K- 21.41% |
$27.4K - $30.5K
|
11.1K
$113K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
35.3K+ 33.12% |
$320K - $357K
|
142K
$1.45M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-76- 0.37% |
$690 - $769
|
20.2K
$206K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.13K- 32.37% |
$73.8K - $82.3K
|
17K
$174K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-350- 3.15% |
$3.18K - $3.54K
|
10.8K
$110K
|
|
|
May 06, 2025
Q1 2025
|
Old Port Advisors
|
SELL
|
- |
-651- 3.3% |
$5.91K - $6.59K
|
19.1K
$195K
|
|
|
May 05, 2025
Q1 2025
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-46.8K- 35.99% |
$425K - $474K
|
83.3K
$852K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
12.7K+ 9.15% |
$115K - $128K
|
151K
$1.54M
|
|
|
Apr 28, 2025
Q1 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
132+ 0.44% |
$1.2K - $1.34K
|
29.9K
$306K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
2KNew |
$18.2K - $20.2K
|
2K
$20.4K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.38K- 6.43% |
$12.5K - $13.9K
|
20K
$205K
|
|
|
Apr 21, 2025
Q1 2025
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2.71K- 4.58% |
$24.6K - $27.4K
|
56.4K
$576K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-121- 88.97% |
$1.1K - $1.22K
|
15
$153
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.48K+ 10.7% |
$13.3K - $14.8K
|
15.3K
$156K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2KNew |
$17.9K - $20K
|
2K
$20.4K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13KNew |
$117K - $130K
|
13K
$133K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-2- 0.43% |
$17.9 - $20
|
461
$4.71K
|
|
|
Feb 07, 2025
Q4 2024
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-3.09K- 21.13% |
$27.7K - $30.9K
|
11.5K
$118K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3+ 1.2% |
$26.9 - $30
|
253
$2.59K
|
|
|
Feb 05, 2025
Q4 2024
|
Glassman Wealth Services
|
BUY
|
- |
1.54KNew |
$13.8K - $15.4K
|
1.54K
$15.7K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-86Closed |
$771 - $859
|
0
$0
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.14K- 4.96% |
$10.2K - $11.4K
|
21.8K
$223K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
4.72K+ 7.29% |
$42.2K - $47.1K
|
69.4K
$709K
|
|
|
Jan 29, 2025
Q4 2024
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
BUY
|
- |
126+ 0.99% |
$1.13K - $1.26K
|
12.8K
$131K
|
|