Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-281- 83.63% |
$2.3K - $2.53K
|
55
$535
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
32KNew |
$262K - $288K
|
32K
$311K
|
|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
320K+ 29.52% |
$2.62M - $2.88M
|
1.4M
$13.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-9.19K- 27.97% |
$75.3K - $82.7K
|
23.7K
$230K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
800+ 5.14% |
$6.56K - $7.2K
|
16.4K
$159K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.13K- 8.3% |
$42.1K - $46.2K
|
56.7K
$552K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-9.8K- 2.7% |
$80.4K - $88.2K
|
353K
$3.43M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.8K+ 12.91% |
$285K - $313K
|
304K
$2.96M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.29K- 34.55% |
$10.6K - $11.6K
|
2.44K
$23.8K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.83K- 5.37% |
$15K - $16.5K
|
32.3K
$314K
|
|
|
Nov 14, 2024
Q3 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
28.5KNew |
$234K - $257K
|
28.5K
$277K
|
|
|
Nov 14, 2024
Q3 2024
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
18.6KNew |
$153K - $167K
|
18.6K
$181K
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-38.1K- 22.24% |
$312K - $343K
|
133K
$1.29M
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
9.8K+ 11.78% |
$80.4K - $88.2K
|
93K
$905K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-75.2K- 33.22% |
$617K - $677K
|
151K
$1.47M
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
122KNew |
$998K - $1.1M
|
122K
$1.18M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.6K- 1.49% |
$128K - $141K
|
1.03M
$10.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
54+ 0.26% |
$443 - $486
|
21K
$204K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
535+ 5.13% |
$4.39K - $4.82K
|
11K
$107K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.92K+ 2.82% |
$32.2K - $35.3K
|
143K
$1.39M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.48K+ 3.47% |
$28.5K - $31.3K
|
104K
$1.01M
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
42+ 9.98% |
$344 - $378
|
463
$4.5K
|
|
|
Nov 12, 2024
Q3 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-914- 1.52% |
$7.49K - $8.23K
|
59.1K
$575K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.27K- 2.88% |
$10.4K - $11.4K
|
42.7K
$416K
|
|
|
Nov 12, 2024
Q3 2024
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-10.2K- 6.16% |
$84K - $92.2K
|
156K
$1.52M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.24K+ 33.31% |
$59.4K - $65.2K
|
29K
$282K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-67.7K- 78.87% |
$555K - $609K
|
18.1K
$176K
|
|
|
Nov 08, 2024
Q3 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-256K- 73.83% |
$2.1M - $2.3M
|
90.7K
$883K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-19.9K- 8.03% |
$163K - $179K
|
228K
$2.22M
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.43KNew |
$28.1K - $30.8K
|
3.43K
$33.3K
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
32.5K+ 37.41% |
$267K - $293K
|
119K
$1.16M
|
|
|
Nov 07, 2024
Q3 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
77+ 0.26% |
$631 - $693
|
29.7K
$289K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.04K+ 16.41% |
$16.7K - $18.3K
|
14.4K
$141K
|
|
|
Nov 01, 2024
Q3 2024
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
BUY
|
- |
12.7KNew |
$104K - $114K
|
12.7K
$123K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
247+ 0.22% |
$2.03K - $2.22K
|
111K
$1.08M
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
62.7K+ 96.36% |
$514K - $564K
|
128K
$1.24M
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
234+ 1.08% |
$1.92K - $2.11K
|
21.8K
$212K
|
|
|
Oct 24, 2024
Q3 2024
|
Vima LLC
Troy, MI |
SELL
|
- |
-16.8K- 14.53% |
$138K - $151K
|
98.8K
$961K
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-994- 4.56% |
$8.15K - $8.95K
|
20.8K
$202K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-19.4K- 6.84% |
$159K - $175K
|
264K
$2.57M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.69K+ 2.56% |
$13.9K - $15.2K
|
67.8K
$660K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
106+ 0.51% |
$869 - $954
|
21.1K
$205K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.75K- 6.44% |
$14.4K - $15.8K
|
25.5K
$248K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
SELL
|
- |
-3.82K- 14.59% |
$31.3K - $34.4K
|
22.4K
$218K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 08, 2024
Q2 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
250New |
$1.89K - $2.08K
|
250
$2.43K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
1.45K+ 6.72% |
$11K - $12.1K
|
23K
$224K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
52KNew |
$408K - $426K
|
52K
$506K
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-27K- 51.61% |
$211K - $221K
|
25.3K
$246K
|
|
|
May 14, 2024
Q1 2024
|
Modera Wealth Management, LLC
|
BUY
|
- |
22.3KNew |
$175K - $183K
|
22.3K
$217K
|
|